13F-HR filed by SMITH, MOORE & CO.
SMITH, MOORE & CO. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 319 holding rows worth $481,651,000.
- Accession
- 0000200724-20-000001
- Filer
- CIK 200724
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 319 entries on the cover page, a total value of $481,651,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $481,651,000 with VALUE read as thousands by filing date, 13F file number 028-15770. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 199,486 | $32,640,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 58,604 | $21,999,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 282,137 | $18,508,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 139,978 | $18,210,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 53,088 | $17,160,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 203,001 | $17,021,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 272,283 | $11,997,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 39,801 | $11,687,000 | thousands by filing date | |
| IJH | 464287507 | COM | 43,982 | $9,052,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,059 | $8,066,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 106,435 | $7,934,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 167,679 | $7,457,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 38,118 | $6,315,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 20,875 | $6,175,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 111,613 | $6,006,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 79,450 | $6,005,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 63,824 | $5,835,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 78,462 | $5,580,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 166,080 | $5,494,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 100,967 | $4,949,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 124,934 | $4,882,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 69,351 | $4,558,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 64,455 | $4,545,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 45,497 | $4,527,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 94,965 | $4,261,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 55,447 | $3,996,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 82,729 | $3,956,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 38,230 | $3,900,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,762 | $3,832,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,567 | $3,584,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 29,968 | $3,368,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 17,854 | $3,207,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 45,310 | $3,162,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 99,388 | $2,910,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 32,605 | $2,887,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 30,454 | $2,645,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,080 | $2,615,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,186 | $2,553,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 53,064 | $2,439,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 19,370 | $2,415,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 31,138 | $2,374,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,275 | $2,356,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 38,334 | $2,354,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,036 | $2,328,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,593 | $2,313,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 53,383 | $2,256,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 15,596 | $2,145,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,788 | $2,113,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 38,102 | $2,109,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 16,367 | $2,055,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 11,111 | $2,009,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,146 | $1,997,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 17,376 | $1,953,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 129,054 | $1,871,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,202 | $1,807,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 45,136 | $1,768,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 17,686 | $1,734,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,183 | $1,726,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,940 | $1,680,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 11,652 | $1,590,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 26,348 | $1,586,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,131 | $1,515,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,514 | $1,475,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,079 | $1,453,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,969 | $1,445,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 23,034 | $1,423,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 19,085 | $1,418,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 31,079 | $1,350,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,583 | $1,342,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,636 | $1,244,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 24,748 | $1,235,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,227 | $1,234,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 17,909 | $1,233,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,979 | $1,231,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,006 | $1,210,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 8,173 | $1,201,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 14,456 | $1,171,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,606 | $1,164,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 18,205 | $1,160,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,280 | $1,145,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,472 | $1,139,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,416 | $1,111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 47,578 | $1,109,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 65,744 | $1,097,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 17,373 | $1,094,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,512 | $1,089,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 34,104 | $1,076,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 17,441 | $1,049,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,707 | $1,044,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 9,261 | $1,041,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 69,725 | $1,018,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 59,698 | $995,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 21,113 | $979,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 24,137 | $960,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 24,421 | $922,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,072 | $916,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,458 | $916,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 69,292 | $911,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 17,498 | $890,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,023 | $889,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,948 | $878,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,443 | $868,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 79,050 | $857,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,672 | $849,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 22,551 | $848,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 18,155 | $845,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 57,413 | $838,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 22,134 | $837,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,650 | $830,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 58,017 | $826,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 15,037 | $823,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 15,276 | $818,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,581 | $816,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 65,750 | $813,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 41,086 | $812,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,441 | $804,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,017 | $798,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,815 | $795,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 111,085 | $794,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 8,672 | $792,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,827 | $781,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 10,133 | $779,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 30,130 | $767,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 14,449 | $766,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,998 | $765,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 33,627 | $760,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,952 | $751,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 7,999 | $740,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 9,519 | $731,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 11,522 | $724,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 16,005 | $722,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 538 | $719,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 29,536 | $703,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,635 | $694,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 16,205 | $688,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 6,297 | $687,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,566 | $686,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,505 | $681,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 18,068 | $679,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,740 | $663,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,410 | $662,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 8,922 | $655,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,998 | $650,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 7,589 | $644,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 9,855 | $633,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,900 | $630,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,961 | $628,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,214 | $628,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,087 | $623,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 10,660 | $620,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 12,071 | $614,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 13,243 | $610,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,594 | $604,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,401 | $579,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,775 | $576,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 14,870 | $570,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,234 | $568,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,819 | $551,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5,293 | $551,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,450 | $546,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,087 | $544,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,982 | $544,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,293 | $539,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 14,886 | $539,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,442 | $537,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,986 | $527,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 11,749 | $523,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 7,211 | $521,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,054 | $520,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,452 | $520,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,593 | $518,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 8,426 | $511,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 16,533 | $510,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 71,456 | $505,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,545 | $498,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 19,517 | $494,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 10,774 | $493,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 7,545 | $490,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 7,435 | $487,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 16,639 | $482,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,309 | $482,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,623 | $479,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,234 | $479,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 56,396 | $479,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,497 | $477,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,073 | $477,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,817 | $475,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,849 | $474,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 31,820 | $473,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 76,680 | $470,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 13,957 | $469,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,425 | $468,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 7,836 | $467,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,479 | $464,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,038 | $460,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 12,478 | $450,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,683 | $441,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,643 | $439,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,636 | $430,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,923 | $429,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 14,580 | $424,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 37,674 | $424,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,559 | $421,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,369 | $418,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 24,083 | $415,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,141 | $413,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,854 | $400,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,121 | $398,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,579 | $397,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,910 | $396,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,441 | $394,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,060 | $392,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 27,932 | $392,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,427 | $391,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,766 | $390,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 12,687 | $390,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,688 | $383,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,843 | $382,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 69,974 | $382,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,302 | $378,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,525 | $377,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 6,960 | $377,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,880 | $375,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,200 | $373,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 9,331 | $368,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 14,684 | $367,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,392 | $364,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 14,380 | $364,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,646 | $359,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 5,228 | $357,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,011 | $355,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 32,424 | $347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,954 | $341,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $340,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 15,485 | $340,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 13,223 | $338,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 28,050 | $335,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,576 | $332,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,586 | $332,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,595 | $332,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,807 | $331,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,296 | $328,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 10,095 | $328,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 5,022 | $327,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,134 | $315,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 74,012 | $315,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 804 | $313,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 9,026 | $313,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 21,052 | $313,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 963 | $312,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,178 | $311,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,851 | $307,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,498 | $306,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 22,500 | $305,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 9,140 | $304,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,990 | $300,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,382 | $296,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,162 | $296,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,452 | $292,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,324 | $292,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,214 | $291,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 576 | $290,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,493 | $283,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,115 | $282,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,326 | $279,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 666 | $279,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,398 | $278,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,462 | $275,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,295 | $269,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 8,894 | $263,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,187 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 4,305 | $259,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 946 | $257,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,769 | $256,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,671 | $255,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,635 | $249,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,000 | $247,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,492 | $236,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4,801 | $233,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,852 | $233,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,252 | $233,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 8,813 | $229,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,908 | $228,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,426 | $227,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,501 | $226,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,065 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,966 | $224,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,999 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,779 | $222,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,275 | $221,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,596 | $221,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,672 | $221,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 15,489 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,650 | $220,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,790 | $219,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,703 | $218,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,488 | $216,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,455 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,628 | $216,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 21,200 | $216,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 361 | $211,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,693 | $209,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,240 | $205,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,708 | $205,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,700 | $202,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 21,239 | $200,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 25,000 | $200,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,725 | $174,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 21,425 | $164,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 17,400 | $162,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,371 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 12,828 | $101,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,239 | $96,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,350 | $90,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,321 | $85,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,000 | $60,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 30,146 | $38,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 10,109 | $16,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,375 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000200724-20-000001 | this filing | 2020-02-07 | acceptance time not in the bulk data set |