13F-HR filed by SMITH, MOORE & CO.
SMITH, MOORE & CO. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 209 holding rows worth $248,849,000.
- Accession
- 0000200724-16-000021
- Filer
- CIK 200724
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 209 entries on the cover page, a total value of $248,849,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,849,000 with VALUE read as thousands by filing date, 13F file number 028-15770. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 196,592 | $21,887,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 63,531 | $17,933,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 128,457 | $12,198,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 86,990 | $10,800,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 46,395 | $10,094,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 211,050 | $7,895,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 54,440 | $5,301,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 122,826 | $4,622,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 95,043 | $4,318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 60,124 | $3,690,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 31,670 | $3,580,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 90,411 | $3,512,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 50,839 | $3,439,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,858 | $3,430,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 40,583 | $3,166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 54,455 | $3,053,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 159,076 | $2,895,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 22,964 | $2,852,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 32,524 | $2,839,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,282 | $2,750,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 67,642 | $2,747,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 101,269 | $2,677,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 61,704 | $2,576,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 42,890 | $2,536,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 19,898 | $2,500,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,853 | $2,355,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 52,582 | $2,329,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 55,038 | $2,061,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,481 | $1,838,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 31,412 | $1,791,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 13,690 | $1,727,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 14,200 | $1,702,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 26,725 | $1,686,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 54,091 | $1,602,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 29,097 | $1,586,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,565 | $1,538,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 27,764 | $1,508,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,289 | $1,471,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 13,920 | $1,423,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,651 | $1,376,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 25,920 | $1,356,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,410 | $1,306,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 29,841 | $1,262,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 95,721 | $1,215,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 33,173 | $1,124,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 48,593 | $1,108,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,920 | $1,035,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,236 | $994,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 15,362 | $979,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 73,407 | $932,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,423 | $912,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,622 | $911,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 12,470 | $880,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 12,667 | $848,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,468 | $827,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,339 | $816,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 23,573 | $812,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 14,665 | $809,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,169 | $806,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 15,500 | $791,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,868 | $773,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 14,875 | $771,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 38,115 | $768,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,301 | $764,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 39,627 | $759,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,079 | $732,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,093 | $715,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,156 | $705,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 13,696 | $703,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,824 | $692,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 13,400 | $689,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,752 | $688,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,751 | $687,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,375 | $675,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 128,748 | $662,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 8,598 | $644,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 26,750 | $642,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,793 | $626,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,393 | $622,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 5,695 | $615,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,977 | $600,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 9,065 | $596,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,090 | $593,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 35,925 | $593,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,738 | $589,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 15,080 | $583,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,497 | $582,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,013 | $580,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 12,282 | $567,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,157 | $563,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 20,323 | $562,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,260 | $534,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 23,325 | $530,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 63,130 | $527,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 13,242 | $523,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,382 | $523,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 13,375 | $523,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 11,281 | $515,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 13,303 | $513,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 10,330 | $506,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 16,439 | $506,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,682 | $497,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,458 | $497,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 10,090 | $496,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,200 | $493,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 17,715 | $489,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,051 | $485,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,610 | $470,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,341 | $469,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,145 | $456,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,120 | $454,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,464 | $444,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,209 | $443,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 27,100 | $437,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,213 | $431,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,713 | $422,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 18,576 | $421,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,195 | $416,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,879 | $410,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 6,626 | $409,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 8,500 | $409,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,958 | $408,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,071 | $407,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,833 | $401,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 13,460 | $389,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 132,500 | $387,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,297 | $384,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 27,855 | $384,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,543 | $382,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,547 | $377,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 23,792 | $374,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,669 | $374,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 8,668 | $371,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,657 | $356,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 36,600 | $356,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,280 | $354,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,263 | $354,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 7,600 | $353,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 14,027 | $349,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 6,870 | $347,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,942 | $347,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,695 | $346,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 11,086 | $346,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,239 | $345,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 8,970 | $345,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,630 | $337,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 7,385 | $337,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,888 | $329,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 19,783 | $326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,580 | $322,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,239 | $322,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 8,500 | $321,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,503 | $320,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,386 | $316,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,700 | $312,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,288 | $309,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 5,316 | $308,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,592 | $307,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,412 | $307,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 8,021 | $304,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,767 | $299,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,936 | $294,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 47,077 | $294,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,309 | $288,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,235 | $285,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,280 | $282,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 31,884 | $282,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 54,725 | $280,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,869 | $279,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 20,250 | $277,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,190 | $273,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,143 | $272,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,355 | $269,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,326 | $268,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 54,500 | $267,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,109 | $266,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,737 | $266,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,278 | $264,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,578 | $263,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,913 | $260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,892 | $255,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,651 | $251,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,039 | $250,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 320 | $249,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 9,800 | $245,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,340 | $244,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,313 | $237,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 47,000 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,647 | $231,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,885 | $228,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,594 | $223,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,455 | $222,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,569 | $220,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,175 | $218,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,390 | $216,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,929 | $211,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,984 | $210,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,600 | $205,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,792 | $205,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 4,375 | $204,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,040 | $202,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 4,050 | $202,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,451 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 691 | $200,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 12,550 | $200,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 22,950 | $195,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 12,328 | $178,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 17,680 | $94,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 18,240 | $83,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000200724-16-000021 | this filing | 2016-11-14 | acceptance time not in the bulk data set |