13F-HR filed by SMITH, MOORE & CO.
SMITH, MOORE & CO. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-01, with 147 holding rows worth $166,909,000.
- Accession
- 0000200724-14-000005
- Filer
- CIK 200724
- Filed
- 2014-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 147 entries on the cover page, a total value of $166,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,909,000 with VALUE read as thousands by filing date, 13F file number 028-15770. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 192,838 | $18,796,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 57,349 | $14,370,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 119,963 | $10,425,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 83,513 | $9,198,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 44,898 | $8,447,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 192,862 | $7,959,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 47,297 | $3,691,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 81,817 | $3,320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 46,333 | $3,013,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 41,611 | $2,796,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 143,465 | $2,732,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,048 | $2,725,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 35,025 | $2,707,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 39,820 | $2,398,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,994 | $2,344,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,766 | $2,013,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 43,375 | $1,922,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,471 | $1,916,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 45,510 | $1,866,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 76,198 | $1,799,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 35,982 | $1,677,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 42,893 | $1,504,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 61,215 | $1,347,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 53,998 | $1,336,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 13,064 | $1,274,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,249 | $1,219,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 32,853 | $1,190,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,849 | $1,036,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 37,998 | $1,026,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 25,752 | $992,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 54,742 | $967,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 11,400 | $927,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,825 | $904,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 54,099 | $873,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,921 | $870,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,724 | $857,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,645 | $834,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,079 | $807,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,061 | $790,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,362 | $782,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,591 | $774,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,455 | $768,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,445 | $752,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 15,667 | $739,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 11,298 | $733,000 | thousands by filing date | |
| APACHE CORP | 37411105 | COM | 8,513 | $706,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Microsoft Corp | 594918104 | COM | 17,059 | $699,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,890 | $663,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,945 | $655,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 25,173 | $652,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 10,407 | $621,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 18,830 | $605,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,384 | $590,000 | thousands by filing date | |
| AMERICAN WATER WORKS CO INC | 30420103 | COM | 12,706 | $577,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,663 | $560,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 1,037 | $557,000 | thousands by filing date | The CUSIP as filed is malformed. |
| USBANCORPDEL | 902973304 | COM NEW | 12,879 | $552,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,415 | $540,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 17,725 | $540,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 6,310 | $535,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SMUCKER J M CO | 832696405 | COM NEW | 5,383 | $523,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 93,700 | $518,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11,319 | $497,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 39,913 | $497,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 7,450 | $492,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 21,149 | $482,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,497 | $481,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 9,450 | $481,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 6,160 | $480,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,336 | $474,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 11,229 | $471,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,094 | $470,000 | thousands by filing date | |
| American Express | 25816109 | COM | 5,216 | $470,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,479 | $469,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 9,429 | $460,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,615 | $449,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 48,230 | $447,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 7,180 | $442,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 4,655 | $435,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 6,673 | $434,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 25,000 | $424,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 8,815 | $410,000 | thousands by filing date | |
| ALCOA, INC. | 13817101 | COM | 31,869 | $410,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,811 | $398,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 11,007 | $398,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,118 | $397,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,470 | $395,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 41,480 | $394,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,501 | $389,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 6,148 | $388,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,752 | $386,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 24,435 | $383,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,391 | $380,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 8,476 | $366,000 | thousands by filing date | |
| AARON'S INC COM | 2535300 | COM | 12,000 | $363,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,518 | $343,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,780 | $342,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,630 | $340,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,143 | $339,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 27,500 | $336,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,919 | $334,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 3,320 | $331,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 7,580 | $330,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 15,703 | $327,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 12,439 | $326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 5,944 | $309,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,878 | $308,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,707 | $305,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,347 | $298,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,241 | $295,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 12,050 | $295,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 17,783 | $291,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,143 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,461 | $285,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 7,607 | $281,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 12,820 | $267,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,200 | $267,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,464 | $263,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,152 | $262,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 15,000 | $256,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 9,800 | $255,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,648 | $245,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,168 | $238,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,220 | $237,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 5,450 | $236,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CERNER CORP | 156782104 | COM | 4,163 | $234,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,260 | $231,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 4,155 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,417 | $228,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,402 | $228,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,000 | $224,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 13,050 | $224,000 | thousands by filing date | |
| Aberdeen Asia-Pacific Inc. Fnd | 3009107 | COM | 36,285 | $222,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,203 | $217,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,740 | $209,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,782 | $208,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 1,663 | $208,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,937 | $205,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,282 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,005 | $202,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 24,201 | $195,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 10,550 | $170,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,388 | $162,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 41,090 | $161,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 65,000 | $154,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 12,100 | $90,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 10,000 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000200724-14-000005 | this filing | 2014-05-01 | acceptance time not in the bulk data set |