13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 4,553 holding rows worth $1,803,459,498,199.
- Accession
- 0000093751-23-000703
- Filer
- CIK 93751
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 4,553 entries on the cover page, a total value of $1,803,459,498,199 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,803,459,498,199 with VALUE read as dollars as filed, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTATE STREET BANK AND TRUST COMPANY 028-00733
- included managerSSGA FUNDS MANAGEMENT, INC. 028-11338
- included managerSTATE STREET GLOBAL ADVISORS LIMITED 028-11326
- included managerSTATE STREET GLOBAL ADVISORS, LTD. 028-11327
- included managerSTATE STREET GLOBAL ADVISORS AUSTRALIA LIMITED 028-11330
- included managerSTATE STREET GLOBAL ADVISORS(JAPAN) CO., LTD. 028-11332
- included managerSTATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 028-18493
- included managerSTATE STREET GLOBAL ADVISORS ASIA LIMITED 028-11331
- included managerSTATE STREET GLOBAL ADVISORS EUROPE LIMITED 028-14459
- included managerSTATE STREET GLOBAL ADVISORS TRUST COMPANY 028-18135
- included managerSTATE STREET SAUDI ARABIA FINANCIAL SOLUTIONS COMPANY 028-00299
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEFS WHSE INC | 163086101 | COM | 1,253,254 | $26,543,920 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 4,160,292 | $26,542,663 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 303,998 | $26,420,466 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,368,764 | $26,307,644 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 24,451,000 | $26,284,953 | dollars as filed | principal |
| OIL STS INTL INC | 678026105 | COM | 3,137,681 | $26,262,390 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 374,601 | $26,225,816 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 779,601 | $26,210,186 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 439,259 | $26,206,192 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 34,582,000 | $26,104,571 | dollars as filed | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,107,995 | $26,078,627 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 1,475,207 | $26,052,156 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 1,960,135 | $26,050,194 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 609,632 | $26,037,383 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 8,202,601 | $26,002,245 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 1,973,995 | $25,977,774 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 3,709,148 | $25,964,036 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 343,985 | $25,912,390 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,217,537 | $25,823,960 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 563,851 | $25,767,991 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 5,353,389 | $25,589,199 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 55,979 | $25,562,251 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 27,474,000 | $25,527,721 | dollars as filed | principal |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 3,044,311 | $25,419,997 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 403,384 | $25,413,192 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 1,192,126 | $25,392,629 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 67,919 | $25,342,616 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 846,172 | $25,300,543 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 1,189,286 | $25,181,003 | dollars as filed | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 427,976 | $25,083,673 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 796,615 | $25,053,542 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 6,525,382 | $24,992,213 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 1,672,302 | $24,984,192 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 841,463 | $24,900,527 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 25,600,000 | $24,885,351 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 32,600,000 | $24,797,433 | dollars as filed | principal |
| DUCOMMUN INC DEL | 264147109 | COM | 569,681 | $24,786,820 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 4,889,321 | $24,691,071 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 1,847,690 | $24,685,138 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 461,966 | $24,659,745 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,509,966 | $24,627,545 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 1,756,011 | $24,619,274 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 720,006 | $24,609,805 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 761,819 | $24,454,390 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 1,061,985 | $24,308,837 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 29,183,000 | $24,252,687 | dollars as filed | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,430,588 | $24,219,951 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 10,285,894 | $24,171,851 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,959,288 | $24,146,537 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 3,387,857 | $24,053,785 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 1,066,653 | $24,053,025 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,790,231 | $24,042,802 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 576,050 | $24,021,285 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 1,811,207 | $23,944,157 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,467,703 | $23,820,820 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 5,437,080 | $23,814,410 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 9,558,000 | $23,755,634 | dollars as filed | principal |
| ZUORA INC | 98983V106 | COMMON STOCK | 2,882,408 | $23,751,042 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 3,625,449 | $23,746,691 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 3,846,893 | $23,735,330 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 636,943 | $23,726,127 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 1,727,646 | $23,686,027 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 20,929,604 | $23,650,453 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 259,818 | $23,620,054 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 920,806 | $23,600,258 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 3,527,235 | $23,526,657 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 1,546,330 | $23,442,363 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 1,406,502 | $23,376,063 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 653,117 | $23,361,995 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 1,532,842 | $23,329,855 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,417,124 | $23,299,457 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 333,805 | $23,292,913 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 2,078,662 | $23,218,655 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 2,602,368 | $23,213,123 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 19,713,000 | $23,199,153 | dollars as filed | principal |
| CLEANSPARK INC | 18452B209 | COM NEW | 6,085,294 | $23,184,970 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 912,637 | $23,162,727 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 4,360,807 | $23,155,885 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 3,450,282 | $23,151,392 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 4,647,286 | $23,097,011 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 423,202 | $23,094,133 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,242,091 | $23,093,537 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 26,628,000 | $23,033,112 | dollars as filed | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,603,609 | $22,991,025 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 2,793,444 | $22,990,044 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 28,121,000 | $22,985,207 | dollars as filed | principal |
| TRIMAS CORP | 896215209 | COM NEW | 927,933 | $22,975,621 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 3,281,701 | $22,906,273 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 27,073,000 | $22,895,830 | dollars as filed | principal |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,581,902 | $22,890,122 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 1,317,801 | $22,850,669 | dollars as filed | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 630,258 | $22,846,853 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 703,389 | $22,832,007 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 1,942,370 | $22,822,848 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,262,170 | $22,799,890 | dollars as filed | |
| V2X INC | 92242T101 | COM | 441,087 | $22,786,554 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 3,764,016 | $22,772,297 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 1,159,452 | $22,771,637 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 1,251,707 | $22,768,550 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 2,284,042 | $22,741,343 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 820,732 | $22,703,488 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 1,239,753 | $22,699,877 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 9,535,890 | $22,695,418 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 1,528,703 | $22,685,953 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 14,441,867 | $22,673,731 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 465,742 | $22,624,093 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 1,996,840 | $22,618,602 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,106,243 | $22,578,420 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 10,160,585 | $22,556,499 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 584,934 | $22,543,356 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 3,066,994 | $22,419,726 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 246,300 | $22,410,837 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 27,866,000 | $22,382,967 | dollars as filed | principal |
| CEVA INC | 157210105 | COMMON STOCK | 1,153,152 | $22,359,617 | dollars as filed | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 628,363 | $22,357,156 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 25,474,000 | $22,278,929 | dollars as filed | principal |
| ENBRIDGE INC COM | 29250N105 | Stock | 668,859 | $22,199,430 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 819,095 | $22,181,093 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 24,866,000 | $22,100,373 | dollars as filed | principal |
| ENHABIT INC | 29332G102 | COM | 1,962,048 | $22,073,040 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 50,434 | $22,064,371 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 2,006,234 | $21,948,200 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 1,717,120 | $21,858,938 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 2,020,058 | $21,715,624 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 1,085,643 | $21,604,296 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 21,974,000 | $21,563,786 | dollars as filed | principal |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 1,930,316 | $21,523,023 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 2,193,457 | $21,517,813 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 23,158,000 | $21,507,864 | dollars as filed | principal |
| EVERBRIDGE INC | 29978A104 | COM | 957,950 | $21,477,239 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 12,031,000 | $21,466,600 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 24,625,000 | $21,444,300 | dollars as filed | principal |
| SI BONE INC | 825704109 | COM | 1,009,472 | $21,441,185 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 1,717,786 | $21,420,791 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 613,451 | $21,415,574 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 22,800,000 | $21,388,350 | dollars as filed | principal |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,840,572 | $21,369,041 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 19,750,000 | $21,351,361 | dollars as filed | principal |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 2,678,656 | $21,295,315 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 388,979 | $21,288,821 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,383,895 | $21,242,788 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 2,940,267 | $21,228,728 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 2,895,041 | $21,191,700 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 1,177,516 | $21,183,513 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 2,801,385 | $21,122,443 | dollars as filed | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,265,952 | $21,116,079 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 430,481 | $21,102,179 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 53,624 | $21,058,145 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,558,754 | $21,032,958 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 499,621 | $21,029,048 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 325,064 | $20,988,106 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 21,850,000 | $20,967,482 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 30,343,000 | $20,952,364 | dollars as filed | principal |
| CHASE CORP | 16150R104 | COM | 163,961 | $20,860,758 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 561,349 | $20,859,729 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 3,777,543 | $20,852,037 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 854,166 | $20,850,192 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 1,113,272 | $20,795,921 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 768,048 | $20,714,255 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 882,858 | $20,711,849 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 1,103,162 | $20,706,351 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 1,420,954 | $20,646,462 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 772,076 | $20,645,312 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 3,067,172 | $20,611,396 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 20,230,000 | $20,583,082 | dollars as filed | principal |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 689,200 | $20,565,728 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 3,065,967 | $20,480,660 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 753,298 | $20,444,508 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 18,234,000 | $20,436,982 | dollars as filed | principal |
| Berry Corp | 08579X101 | Common Stock | 2,489,555 | $20,414,351 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 706,634 | $20,400,524 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 17,106,000 | $20,362,457 | dollars as filed | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 23,205,000 | $20,304,248 | dollars as filed | principal |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,080,551 | $20,281,942 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,599,535 | $20,198,387 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 1,980,316 | $20,139,814 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 1,046,933 | $20,122,052 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,589,801 | $20,063,289 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 3,167,141 | $19,921,317 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 1,105,330 | $19,918,047 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 1,473,702 | $19,873,009 | dollars as filed | |
| HEALTHSTREAM INC | 42222N103 | COM | 920,880 | $19,872,590 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 801,334 | $19,704,803 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,502,516 | $19,694,801 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 715,471 | $19,653,988 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 703,961 | $19,633,472 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 346,720 | $19,603,549 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 3,047,876 | $19,597,843 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 746,926 | $19,569,461 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 14,930,777 | $19,559,318 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 4,290,173 | $19,477,385 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 9,109,000 | $19,448,453 | dollars as filed | principal |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,609,573 | $19,411,450 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 2,366,079 | $19,354,526 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 183,533 | $19,283,812 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 1,498,267 | $19,267,714 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 96,681 | $19,140,904 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 831,554 | $19,117,426 | dollars as filed | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 547,007 | $19,112,425 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 1,941,864 | $19,107,942 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 652,608 | $19,010,471 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 5,356,182 | $18,960,884 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 695,506 | $18,938,628 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,509,918 | $18,934,372 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 6,507,175 | $18,870,808 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 3,386,902 | $18,865,044 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 1,757,235 | $18,802,415 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 259,440 | $18,799,022 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,494,669 | $18,787,716 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 1,485,845 | $18,781,081 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,052,274 | $18,762,045 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 746,761 | $18,683,960 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 739,844 | $18,629,272 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 6,159,424 | $18,601,460 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 810,845 | $18,511,591 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 767,147 | $18,434,542 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 1,912,776 | $18,420,033 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 24,325,000 | $18,404,833 | dollars as filed | principal |
| ALECTOR INC | 014442107 | COMMON STOCK | 2,836,707 | $18,381,861 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 18,587,000 | $18,347,607 | dollars as filed | principal |
| XPERI INC | 98423J101 | COMMON STOCK | 1,860,609 | $18,345,605 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 21,198,000 | $18,341,968 | dollars as filed | principal |
| MRC GLOBAL INC | 55345K103 | COM | 1,782,056 | $18,266,074 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 18,607,000 | $18,233,294 | dollars as filed | principal |
| TRUEBLUE INC | 89785X101 | COM | 1,240,602 | $18,199,631 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,219,187 | $18,178,078 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 1,807,499 | $18,074,990 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,042,589 | $18,042,553 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,962,687 | $18,010,015 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 141,560 | $17,986,614 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 19,400,000 | $17,974,126 | dollars as filed | principal |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 24,143,000 | $17,904,821 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 18,835,000 | $17,862,248 | dollars as filed | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,803,598 | $17,837,584 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 4,608,493 | $17,834,868 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 21,775,000 | $17,820,942 | dollars as filed | principal |
| ACM RESH INC COM CL A | 00108J109 | Stock | 984,203 | $17,818,995 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 18,160,000 | $17,652,768 | dollars as filed | principal |
| TTEC HLDGS INC | 89854H102 | COM | 671,710 | $17,612,236 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 12,010,000 | $17,602,614 | dollars as filed | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 498,911 | $17,596,591 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 1,457,997 | $17,481,384 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 2,689,750 | $17,370,343 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 1,938,642 | $17,370,232 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 1,500,757 | $17,363,758 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 6,495,795 | $17,343,773 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 4,189,246 | $17,343,478 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 23,675,000 | $17,318,976 | dollars as filed | principal |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 1,581,493 | $17,317,348 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 549,065 | $17,301,038 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 894,817 | $17,287,864 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,923,222 | $17,222,945 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 412,354 | $17,166,297 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 14,154,000 | $17,158,108 | dollars as filed | principal |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 633,344 | $17,157,289 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,097,740 | $17,128,406 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 1,304,932 | $17,107,659 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 17,425,000 | $17,072,421 | dollars as filed | principal |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 1,025,590 | $17,065,818 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 676,764 | $17,061,220 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 508,942 | $17,059,736 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,136,642 | $17,038,264 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 2,408,715 | $16,957,354 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 18,083,000 | $16,909,316 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 14,454,000 | $16,897,663 | dollars as filed | principal |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,499,194 | $16,820,957 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 14,425,000 | $16,815,863 | dollars as filed | principal |
| ANAPTYSBIO INC | 032724106 | COM | 933,362 | $16,763,182 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,942,915 | $16,737,905 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 1,227,663 | $16,708,493 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 480,813 | $16,698,843 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 22,000,000 | $16,676,786 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 17,679,000 | $16,674,565 | dollars as filed | principal |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 976,988 | $16,667,415 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 569,081 | $16,651,310 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 506,042 | $16,648,782 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 460,872 | $16,637,479 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 1,854,385 | $16,633,833 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 584,572 | $16,619,382 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 437,627 | $16,607,945 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 2,720,321 | $16,593,958 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 201,982 | $16,590,801 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 373,674 | $16,493,970 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 362,715 | $16,449,125 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 541,482 | $16,444,808 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 14,257,000 | $16,441,667 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 16,880,000 | $16,408,804 | dollars as filed | principal |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 374,859 | $16,388,835 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 827,173 | $16,336,667 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 1,500,314 | $16,323,416 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 644,017 | $16,313,377 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,179,908 | $16,294,529 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,651,646 | $16,285,230 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 13,677,077 | $16,275,722 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,333,970 | $16,247,755 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 564,065 | $16,233,791 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 14,960,000 | $16,207,278 | dollars as filed | principal |
| VWO | 922042858 | SHS | 412,873 | $16,188,750 | dollars as filed | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 588,369 | $16,169,856 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 2,543,042 | $16,097,456 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 1,520,314 | $16,084,922 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 1,686,001 | $16,084,450 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 15,154,041 | $16,063,283 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 13,747,000 | $16,020,480 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 16,066,000 | $16,014,222 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 19,150,000 | $16,006,674 | dollars as filed | principal |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 877,386 | $15,985,973 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 438,509 | $15,909,107 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 525,571 | $15,861,733 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,504,427 | $15,853,023 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 503,743 | $15,817,530 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 4,125,437 | $15,800,424 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 1,144,813 | $15,786,971 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 12,332,519 | $15,785,624 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 4,191 | $15,728,823 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 646,961 | $15,727,622 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 448,480 | $15,683,346 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 569,682 | $15,580,803 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 1,240,851 | $15,572,680 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 909,012 | $15,562,285 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 14,535,000 | $15,536,793 | dollars as filed | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,430,510 | $15,535,339 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 620,536 | $15,457,552 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 1,539,884 | $15,414,239 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 2,022,735 | $15,352,559 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 1,616,000 | $15,352,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 15,833,000 | $15,323,759 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 15,770,000 | $15,320,048 | dollars as filed | principal |
| CNA FINL CORP | 126117100 | COM | 389,208 | $15,315,335 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 336,358 | $15,311,016 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 19,725,000 | $15,295,432 | dollars as filed | principal |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,092,752 | $15,287,600 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 186,008 | $15,269,397 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 2,217,909 | $15,237,035 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 16,396,000 | $15,231,769 | dollars as filed | principal |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,608,138 | $15,196,904 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 154,924 | $15,177,904 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 365,194 | $15,173,811 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,920,605 | $15,134,367 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,210,797 | $15,111,311 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 953,775 | $15,088,721 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 194,358 | $15,052,308 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 17,795,000 | $15,044,573 | dollars as filed | principal |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 957,603 | $15,043,943 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 2,479,287 | $15,024,479 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 18,775,000 | $15,019,927 | dollars as filed | principal |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 2,545,290 | $15,017,211 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 148,814 | $14,994,499 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 294,598 | $14,992,092 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 9,338,428 | $14,941,485 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 554,283 | $14,902,749 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 1,634,062 | $14,886,305 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 164,765 | $14,868,394 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 12,479,000 | $14,863,077 | dollars as filed | principal |
| WW INTL INC | 98262P101 | COM | 1,338,076 | $14,812,501 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 851,931 | $14,806,561 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 1,460,505 | $14,780,311 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 603,407 | $14,765,369 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 836,728 | $14,743,147 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 434,353 | $14,685,475 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 21,175,000 | $14,683,900 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 14,725,000 | $14,653,571 | dollars as filed | principal |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 534,871 | $14,644,768 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 2,939,253 | $14,637,480 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 561,748 | $14,627,918 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 15,990,000 | $14,603,706 | dollars as filed | principal |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 2,074,168 | $14,602,143 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 327,633 | $14,576,142 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 957,020 | $14,575,415 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 6,204,000 | $14,572,506 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 14,625,000 | $14,561,638 | dollars as filed | principal |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 313,620 | $14,539,423 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 19,100,000 | $14,534,127 | dollars as filed | principal |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,067,417 | $14,527,545 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 953,554 | $14,503,556 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 2,753,770 | $14,457,293 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 683,562 | $14,402,651 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 16,762,000 | $14,384,914 | dollars as filed | principal |
| HYSTER-YALE INC | 449172105 | CL A | 321,681 | $14,340,539 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 13,592,000 | $14,332,386 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 16,245,000 | $14,321,686 | dollars as filed | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 642,269 | $14,290,485 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,681,539 | $14,242,635 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 5,227,461 | $14,218,694 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 15,660,000 | $14,197,272 | dollars as filed | principal |
| MISTER CAR WASH INC | 60646V105 | COM | 2,576,523 | $14,196,642 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 250,075 | $14,194,257 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 15,534,000 | $14,173,768 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 15,329,000 | $14,167,258 | dollars as filed | principal |
| DYNEX CAP INC | 26817Q886 | COM | 1,173,003 | $14,156,118 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 34,188 | $14,125,456 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,458,681 | $14,117,464 | dollars as filed | |
| STEM INC | 85859N102 | COM | 3,322,695 | $14,088,227 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 593,223 | $14,059,141 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,660,730 | $14,057,203 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 15,604,000 | $13,964,175 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 16,355,000 | $13,962,145 | dollars as filed | principal |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 3,074,274 | $13,957,204 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 128,423 | $13,951,875 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 1,774,068 | $13,944,174 | dollars as filed | |
| CARNIVAL CORP | 143658BT8 | BOND | 9,100,000 | $13,907,985 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 14,919,000 | $13,861,951 | dollars as filed | principal |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 1,996,404 | $13,855,044 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 367,256 | $13,840,631 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 2,535,041 | $13,815,973 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 824,323 | $13,807,410 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 225,455 | $13,761,773 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 1,392,584 | $13,744,804 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 647,129 | $13,732,077 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 15,397,000 | $13,709,652 | dollars as filed | principal |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 613,215 | $13,631,769 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 877,653 | $13,603,622 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 6,974,513 | $13,600,300 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 16,355,000 | $13,543,583 | dollars as filed | principal |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,230,453 | $13,473,460 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 6,205,065 | $13,464,991 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 2,387,905 | $13,396,147 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 467,068 | $13,386,169 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,129,644 | $13,307,206 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,046,139 | $13,299,904 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 15,150,000 | $13,299,347 | dollars as filed | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 14,710,000 | $13,272,153 | dollars as filed | principal |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 528,605 | $13,257,413 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 1,852,223 | $13,243,394 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 1,372,873 | $13,207,038 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 273,041 | $13,192,867 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 19,442,000 | $13,163,478 | dollars as filed | principal |
| PAYSAFE LIMITED | G6964L206 | SHS | 1,095,856 | $13,139,313 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 19,900,000 | $13,114,802 | dollars as filed | principal |
| LEMONADEINC | 52567D107 | STOK | 1,127,476 | $13,101,271 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 5,969,481 | $13,073,163 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 844,745 | $13,000,626 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 430,440 | $12,982,070 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 11,430,000 | $12,939,358 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 10,175,000 | $12,935,791 | dollars as filed | principal |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 406,989 | $12,929,235 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 655,458 | $12,919,077 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 6,614,636 | $12,832,394 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 14,928,000 | $12,796,292 | dollars as filed | principal |
| CONDUENT INC | 206787103 | COM | 3,675,747 | $12,791,600 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 932,665 | $12,786,837 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 15,192,000 | $12,778,165 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 11,101,000 | $12,709,682 | dollars as filed | principal |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,471,187 | $12,696,344 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 751,781 | $12,677,271 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 374,390 | $12,635,663 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 12,159,000 | $12,630,668 | dollars as filed | principal |
| IES HOLDINGS INC | 44951W106 | COM | 191,661 | $12,624,710 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 74,869 | $12,620,667 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,821,445 | $12,604,399 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,349,068 | $12,592,496 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 7,967,217 | $12,588,203 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,928,000 | $12,560,754 | dollars as filed | principal |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 392,332 | $12,554,624 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 434,032 | $12,543,525 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 14,500,000 | $12,534,111 | dollars as filed | principal |
| BARRICK GOLD CORP | 067901108 | COM | 854,881 | $12,438,519 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 14,100,000 | $12,396,835 | dollars as filed | principal |
| LSB INDS INC | 502160104 | COM | 1,211,555 | $12,394,208 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 1,062,902 | $12,392,647 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,251,161 | $12,336,362 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 14,338,000 | $12,335,906 | dollars as filed | principal |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 206,670 | $12,331,999 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 13,383,000 | $12,326,144 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 12,557,000 | $12,309,290 | dollars as filed | principal |
| HCI GROUP INC | 40416E103 | COM | 225,869 | $12,262,428 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 1,144,043 | $12,218,379 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 8,368,327 | $12,217,757 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,440,162 | $12,212,574 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 4,695,790 | $12,209,054 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 394,611 | $12,197,426 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 708,518 | $12,158,169 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 605,052 | $12,143,394 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 181,790 | $12,139,936 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 12,475,000 | $12,123,575 | dollars as filed | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 13,255,000 | $12,102,312 | dollars as filed | principal |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 14,425,000 | $12,053,419 | dollars as filed | principal |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 957,252 | $12,051,803 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 1,980,747 | $12,042,942 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1,220,940 | $12,024,082 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 7,138,449 | $11,992,594 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 705,328 | $11,976,469 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 984,620 | $11,972,979 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 582,336 | $11,961,181 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 4,569,841 | $11,927,285 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 11,500,000 | $11,926,435 | dollars as filed | principal |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,718,311 | $11,907,895 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 235,797 | $11,893,601 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 12,675,000 | $11,892,687 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 13,459,000 | $11,878,345 | dollars as filed | principal |
| BILIBILI INC | 090040AF3 | NOTE 0.500%12/0 | 13,200,000 | $11,814,880 | dollars as filed | principal |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 592,733 | $11,807,241 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,077,060 | $11,804,139 | dollars as filed | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 12,175,000 | $11,787,050 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 922,796 | $11,784,105 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 904,042 | $11,778,281 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 87,520 | $11,758,312 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 16,350,000 | $11,734,940 | dollars as filed | principal |
| ANTERIX INC | 03676C100 | COMMON STOCK | 373,294 | $11,713,966 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 414,448 | $11,695,723 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000093751-23-000703 | this filing | 2023-11-14 | acceptance time not in the bulk data set |