13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 4,676 holding rows worth $1,904,099,129,476.
- Accession
- 0000093751-23-000666
- Filer
- CIK 93751
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 4,676 entries on the cover page, a total value of $1,904,099,129,476 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,904,099,129,477 with VALUE read as dollars as filed, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTATE STREET BANK AND TRUST COMPANY 028-00733
- included managerSSGA FUNDS MANAGEMENT, INC. 028-11338
- included managerSTATE STREET GLOBAL ADVISORS LIMITED 028-11326
- included managerSTATE STREET GLOBAL ADVISORS, LTD. 028-11327
- included managerSTATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 028-11330
- included managerSTATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. 028-11332
- included managerSTATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 028-18493
- included managerSTATE STREET GLOBAL ADVISORS ASIA LIMITED 028-11331
- included managerSTATE STREET GLOBAL ADVISORS EUROPE LIMITED 028-14459
- included managerSTATE STREET GLOBAL ADVISORS TRUST COMPANY 028-18135
- included managerSTATE STREET SAUDI ARABIA FINANCIAL SOLUTIONS CO 028-00299
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 14,045,000 | $12,962,199 | dollars as filed | principal |
| RXSIGHT INC | 78349D107 | COM | 449,880 | $12,956,544 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 987,616 | $12,947,646 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 12,766,000 | $12,932,672 | dollars as filed | principal |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 363,486 | $12,905,432 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 12,710,000 | $12,888,225 | dollars as filed | principal |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 9,479,000 | $12,869,796 | dollars as filed | principal |
| ANTERIX INC | 03676C100 | COMMON STOCK | 405,736 | $12,857,774 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,667,000 | $12,814,228 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 13,929,000 | $12,804,848 | dollars as filed | principal |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1,218,723 | $12,794,169 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 439,210 | $12,776,619 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 469,777 | $12,721,561 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 6,045,501 | $12,695,552 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 926,055 | $12,686,954 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 5,142,789 | $12,651,261 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 835,998 | $12,648,650 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 19,175,000 | $12,640,195 | dollars as filed | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 13,755,000 | $12,634,795 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 11,700,000 | $12,612,037 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 15,192,000 | $12,596,935 | dollars as filed | principal |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 214,730 | $12,591,767 | dollars as filed | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 1,499,863 | $12,583,851 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 11,859,000 | $12,541,812 | dollars as filed | principal |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 629,592 | $12,535,177 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 424,847 | $12,532,987 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 14,100,000 | $12,463,308 | dollars as filed | principal |
| TRANSCAT INC | 893529107 | COM | 145,940 | $12,450,141 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 951,102 | $12,440,414 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 224,018 | $12,392,676 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 310,177 | $12,388,469 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 896,169 | $12,385,056 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 541,239 | $12,372,724 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 2,716,747 | $12,361,199 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 3,633,805 | $12,354,937 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 14,625,000 | $12,354,476 | dollars as filed | principal |
| INFORMATICA INC | 45674M101 | COM CL A | 667,249 | $12,344,107 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 994,215 | $12,298,440 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 2,048,201 | $12,289,206 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 13,396,000 | $12,267,143 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 13,384,000 | $12,234,420 | dollars as filed | principal |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 244,388 | $12,231,629 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 12,675,000 | $12,228,461 | dollars as filed | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,292,087 | $12,213,643 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,380,405 | $12,188,976 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 749,154 | $12,188,736 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 988,307 | $12,146,293 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,323,034 | $12,126,237 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 1,629,493 | $12,123,428 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 1,395,259 | $12,110,848 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 311,081 | $12,063,721 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 13,459,000 | $12,041,822 | dollars as filed | principal |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,301,526 | $12,039,116 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 888,851 | $12,019,578 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 70,160 | $12,018,408 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 113,255 | $11,954,065 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 1,212,455 | $11,942,682 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 1,991,123 | $11,926,827 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 217,915 | $11,917,771 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 1,230,789 | $11,901,730 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 2,141,764 | $11,886,790 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 337,133 | $11,833,368 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 1,151,548 | $11,814,882 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,117,829 | $11,804,274 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 6,707,009 | $11,737,266 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 904,455 | $11,730,781 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 127,586 | $11,714,947 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 181,790 | $11,696,369 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 2,030,521 | $11,675,496 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,427,740 | $11,650,358 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 391,201 | $11,630,406 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 11,430,000 | $11,590,338 | dollars as filed | principal |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 611,308 | $11,523,156 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 1,506,060 | $11,518,553 | dollars as filed | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 104,063 | $11,509,368 | dollars as filed | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 521,337 | $11,490,267 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 5,519,280 | $11,480,102 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 869,576 | $11,472,416 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 875,758 | $11,419,884 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 72,310 | $11,412,687 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 8,322,069 | $11,401,235 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 10,940,000 | $11,375,923 | dollars as filed | principal |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 12,575,000 | $11,369,820 | dollars as filed | principal |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 1,136,417 | $11,364,170 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 484,400 | $11,354,336 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 658,992 | $11,328,072 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 13,675,000 | $11,326,270 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 13,725,000 | $11,276,018 | dollars as filed | principal |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 408,212 | $11,274,815 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 40,889 | $11,251,835 | dollars as filed | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 11,875,000 | $11,162,965 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 427,168 | $11,144,813 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 885,396 | $11,129,428 | dollars as filed | |
| HARROW INC | 415858109 | COM | 583,873 | $11,116,942 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 653,369 | $11,081,138 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 990,259 | $11,080,998 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 361,528 | $11,051,911 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 426,781 | $11,032,289 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,877,540 | $11,020,978 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 711,691 | $11,002,743 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 590,347 | $10,998,165 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 1,089,962 | $10,997,717 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 803,755 | $10,995,368 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 358,139 | $10,976,960 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 13,979,000 | $10,966,312 | dollars as filed | principal |
| GOPRO INC | 38268T103 | CL A | 2,647,201 | $10,959,412 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 16,000,000 | $10,952,459 | dollars as filed | principal |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 3,275,935 | $10,908,864 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 2,552,260 | $10,898,150 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 190,701 | $10,847,073 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 10,118,000 | $10,832,881 | dollars as filed | principal |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 6,183,243 | $10,820,675 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 829,681 | $10,819,040 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 891,064 | $10,799,696 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 996,082 | $10,797,529 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 187,245 | $10,749,735 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 10,187,000 | $10,720,479 | dollars as filed | principal |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 12,925,000 | $10,705,506 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 17,100,000 | $10,681,544 | dollars as filed | principal |
| CANADIAN SOLAR INC | 136635109 | COM | 275,601 | $10,663,003 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 174,583 | $10,651,309 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 422,929 | $10,640,894 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 74,529 | $10,590,571 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 11,799,000 | $10,544,896 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 9,866,000 | $10,520,349 | dollars as filed | principal |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 239,562 | $10,464,068 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 280,831 | $10,432,872 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 2,065,952 | $10,391,739 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 10,917,000 | $10,380,269 | dollars as filed | principal |
| VNET GROUP INC | 90138VAB3 | NOTE 2/0 | 13,500,000 | $10,360,675 | dollars as filed | principal |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 275,032 | $10,354,955 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,015,638 | $10,349,351 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 651,792 | $10,311,349 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 237,518 | $10,260,778 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,967,360 | $10,249,946 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 11,928,000 | $10,248,437 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 11,234,000 | $10,238,312 | dollars as filed | principal |
| ALEXANDERS INC COM | 014752109 | REIT | 55,482 | $10,200,921 | dollars as filed | |
| VTI | 922908769 | COM | 46,286 | $10,195,880 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 12,880,000 | $10,121,267 | dollars as filed | principal |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 259,324 | $10,116,229 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 649,660 | $10,108,710 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 507,336 | $10,075,693 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 310,185 | $10,071,707 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 913,020 | $10,043,220 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 170,160 | $10,036,037 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 326,774 | $10,012,355 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,383,385 | $10,001,356 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 11,397,000 | $9,964,600 | dollars as filed | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,280,770 | $9,944,157 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 411,644 | $9,937,086 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 10,205,000 | $9,913,641 | dollars as filed | principal |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 10,375,000 | $9,892,290 | dollars as filed | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 10,228,000 | $9,844,649 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 8,575,000 | $9,830,343 | dollars as filed | principal |
| BILIBILI INC | 090040AF3 | NOTE 0.500%12/0 | 11,200,000 | $9,825,947 | dollars as filed | principal |
| RADWARE LTD | M81873107 | COMMON STOCK | 504,566 | $9,783,535 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 899,278 | $9,766,159 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 393,658 | $9,754,845 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 395,100 | $9,715,509 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 869,152 | $9,699,736 | dollars as filed | |
| FARFETCH LTD | 30744WAD9 | BOND | 11,750,000 | $9,695,472 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 13,975,000 | $9,693,724 | dollars as filed | principal |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 1,034,484 | $9,672,425 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 141,997 | $9,664,316 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 998,263 | $9,653,203 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 376,096 | $9,650,648 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 235,527 | $9,637,765 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 724,105 | $9,637,607 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 1,434,190 | $9,594,731 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 202,976 | $9,584,527 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 102,415 | $9,519,474 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 466,251 | $9,516,183 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 12,375,000 | $9,510,282 | dollars as filed | principal |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 456,940 | $9,485,787 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,193,127 | $9,413,772 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 657,647 | $9,404,352 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 2,039,521 | $9,381,797 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 11,445,000 | $9,367,673 | dollars as filed | principal |
| GREIF INC | 397624206 | CL B | 119,910 | $9,350,582 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 754,670 | $9,335,268 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 446,475 | $9,286,680 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 374,078 | $9,265,912 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 576,549 | $9,253,611 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 745,660 | $9,238,727 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 59,031 | $9,226,409 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,100,113 | $9,218,947 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 9,256,000 | $9,209,480 | dollars as filed | principal |
| WIDEOPENWEST INC | 96758W101 | COM | 1,090,843 | $9,206,715 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 5,189,457 | $9,185,339 | dollars as filed | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 9,025,000 | $9,182,257 | dollars as filed | principal |
| XPENG INC ADS | 98422D105 | ADR | 683,343 | $9,170,463 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 643,722 | $9,160,164 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,749,124 | $9,147,919 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 208,544 | $9,140,484 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,057,778 | $9,139,202 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 9,750,000 | $9,116,792 | dollars as filed | principal |
| CAMBRIDGE BANCORP | 132152109 | COM | 167,025 | $9,071,128 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 510,181 | $9,060,815 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 168,850 | $9,046,983 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 91,098 | $9,037,833 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 592,348 | $9,033,307 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 654,631 | $9,027,361 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 1,118,721 | $8,927,394 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 2,090,095 | $8,903,805 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 605,199 | $8,866,165 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 2,430,375 | $8,846,565 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 71,912 | $8,814,973 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,007,031 | $8,811,521 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 389,848 | $8,763,783 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 203,927 | $8,743,505 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 1,285,974 | $8,680,325 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 825,750 | $8,678,633 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 3,855,437 | $8,674,733 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 88,781 | $8,650,821 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 697,264 | $8,611,210 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 237,610 | $8,610,986 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 10,051,000 | $8,578,907 | dollars as filed | principal |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 5,166,892 | $8,577,041 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 10,023,000 | $8,560,253 | dollars as filed | principal |
| INVITAE CORP | 46185L103 | COM | 7,570,983 | $8,555,211 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 40,836 | $8,530,232 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 574,183 | $8,515,134 | dollars as filed | |
| INFINERA CORP | 45667GAF0 | CNV | 8,350,000 | $8,498,004 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 421,533 | $8,489,675 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 477,268 | $8,476,280 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 1,721,056 | $8,450,385 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 946,213 | $8,440,220 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,494,190 | $8,430,362 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 952,245 | $8,427,368 | dollars as filed | |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 11,100,000 | $8,422,192 | dollars as filed | principal |
| AXOGEN INC | 05463X106 | COM | 921,722 | $8,415,322 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 10,884,000 | $8,410,888 | dollars as filed | principal |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 490,340 | $8,404,428 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 1,053,026 | $8,382,087 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 8,721,000 | $8,330,606 | dollars as filed | principal |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 483,694 | $8,324,374 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 1,812,374 | $8,318,797 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,797,473 | $8,304,325 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 358,356 | $8,303,109 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 992,012 | $8,301,894 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 1,690,000 | $8,297,900 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 746,604 | $8,294,770 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 366,734 | $8,269,852 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 8,078,000 | $8,258,528 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 10,175,000 | $8,255,459 | dollars as filed | principal |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 315,080 | $8,233,040 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,044,957 | $8,202,912 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 2,513,714 | $8,194,708 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 1,218,225 | $8,186,472 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 212,550 | $8,183,175 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 330,486 | $8,143,175 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,576,213 | $8,133,259 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 9,821,000 | $8,132,347 | dollars as filed | principal |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 291,767 | $8,102,370 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 8,000,000 | $8,096,375 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAE4 | BOND | 9,772,000 | $8,078,883 | dollars as filed | principal |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 428,900 | $8,071,898 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 9,260,714 | $8,071,638 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,336,281 | $8,071,137 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 385,726 | $8,057,816 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 1,412,917 | $8,049,239 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 2,038,744 | $8,032,651 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 117,085 | $7,994,793 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 7,246,000 | $7,985,083 | dollars as filed | principal |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 552,290 | $7,969,545 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 306,222 | $7,964,834 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 270,053 | $7,950,360 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 253,563 | $7,939,058 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 129,136 | $7,935,407 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 1,746,669 | $7,894,944 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 510,145 | $7,876,639 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 745,214 | $7,830,830 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 906,325 | $7,830,648 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 135,777 | $7,816,682 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 8,275,000 | $7,816,248 | dollars as filed | principal |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 9,475,000 | $7,790,540 | dollars as filed | principal |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 8,431,000 | $7,789,622 | dollars as filed | principal |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 448,684 | $7,739,799 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 576,296 | $7,733,892 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 2,777,236 | $7,720,716 | dollars as filed | |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 9,150,000 | $7,702,439 | dollars as filed | principal |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 452,229 | $7,692,415 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 10,220,000 | $7,681,990 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 133,500 | $7,664,235 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 235,033 | $7,652,674 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 198,567 | $7,634,901 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 494,055 | $7,615,528 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 479,731 | $7,613,331 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 420,716 | $7,602,338 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 11,800,000 | $7,596,700 | dollars as filed | principal |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 529,843 | $7,587,352 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 67,063 | $7,576,778 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 695,258 | $7,564,407 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 345,989 | $7,542,560 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 643,574 | $7,491,201 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 989,323 | $7,489,175 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 276,797 | $7,459,679 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 172,825 | $7,398,638 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 909,597 | $7,385,928 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 485,939 | $7,371,695 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 321,579 | $7,357,516 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 535,328 | $7,344,700 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 414,042 | $7,316,122 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 7,900,000 | $7,305,746 | dollars as filed | principal |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 341,263 | $7,292,790 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 69,501 | $7,235,746 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 1,072,595 | $7,229,290 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 750,582 | $7,220,599 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 3,388,653 | $7,217,831 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 8,825,000 | $7,194,138 | dollars as filed | principal |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 202,557 | $7,184,697 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 820,722 | $7,181,318 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 2,620,200 | $7,153,146 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 404,509 | $7,139,584 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 349,801 | $7,111,454 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 470,613 | $7,092,138 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 860,982 | $7,068,662 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 1,197,620 | $7,065,958 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 438,863 | $7,061,306 | dollars as filed | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 394,622 | $7,059,788 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 281,291 | $7,043,527 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 864,781 | $7,043,484 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 1,818,360 | $7,037,053 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 622,388 | $7,032,984 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 492,071 | $7,031,695 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 647,765 | $7,028,250 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 991,938 | $7,022,921 | dollars as filed | |
| 2U INC | 90214J101 | COM | 1,741,508 | $7,018,277 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 569,449 | $6,992,834 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 1,142,558 | $6,969,604 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 460,794 | $6,957,989 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 1,300,301 | $6,956,610 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 323,402 | $6,956,377 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 8,228,000 | $6,950,060 | dollars as filed | principal |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 213,804 | $6,936,498 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 2,230,737 | $6,915,285 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 466,977 | $6,906,590 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 636,608 | $6,888,099 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 32,300 | $6,885,714 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 457,829 | $6,872,013 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 205,088 | $6,843,787 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 2,952,331 | $6,819,885 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 710,162 | $6,810,454 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 2,680,336 | $6,808,053 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 7,038,000 | $6,779,823 | dollars as filed | principal |
| WATERSTONE FINL INC MD | 94188P101 | COM | 466,198 | $6,755,209 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 12,350,000 | $6,749,687 | dollars as filed | principal |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 769,149 | $6,745,437 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 7,958,000 | $6,744,479 | dollars as filed | principal |
| VITAL FARMS INC | 92847W103 | COM | 562,488 | $6,744,231 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 279,678 | $6,732,141 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 5,602,857 | $6,723,428 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 205,548 | $6,717,309 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 6,714,000 | $6,706,121 | dollars as filed | principal |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 2,544,898 | $6,667,633 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 361,983 | $6,664,107 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 352,012 | $6,645,987 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 1,799,541 | $6,640,306 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 70,916 | $6,630,499 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 228,233 | $6,614,192 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 218,710 | $6,613,790 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 8,425,000 | $6,606,743 | dollars as filed | principal |
| DAILY JOURNAL CORP | 233912104 | COM | 22,772 | $6,587,484 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 6,675,000 | $6,522,123 | dollars as filed | principal |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 376,112 | $6,518,021 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 295,082 | $6,515,411 | dollars as filed | |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 8,975,000 | $6,469,548 | dollars as filed | principal |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 483,891 | $6,464,784 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 1,616,161 | $6,464,644 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 775,153 | $6,457,024 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 438,792 | $6,450,242 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,674,760 | $6,431,078 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 276,760 | $6,423,600 | dollars as filed | |
| OOMA INC | 683416101 | COM | 428,537 | $6,415,199 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 894,835 | $6,407,019 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 2,620,514 | $6,394,054 | dollars as filed | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 6,485,000 | $6,393,030 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 7,213,000 | $6,369,994 | dollars as filed | principal |
| STERLING CHECK CORP | 85917T109 | COM | 518,475 | $6,356,504 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 381,440 | $6,354,790 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 882,443 | $6,335,941 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,134,405 | $6,318,636 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 7,371,000 | $6,313,128 | dollars as filed | principal |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 9,416,000 | $6,287,196 | dollars as filed | principal |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 2,197,387 | $6,284,527 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 322,239 | $6,283,661 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 131,464 | $6,276,091 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 450,194 | $6,267,870 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 96,107 | $6,254,644 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 1,018,201 | $6,251,704 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 544,864 | $6,238,693 | dollars as filed | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 6,238,000 | $6,237,100 | dollars as filed | principal |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 4,228,087 | $6,215,288 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 4,464,843 | $6,206,132 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 1,139,199 | $6,197,243 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 139,403 | $6,189,493 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 1,604,255 | $6,176,382 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 269,211 | $6,175,700 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 752,530 | $6,125,594 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 87,631 | $6,107,881 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 689,362 | $6,087,066 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 8,175,000 | $6,082,270 | dollars as filed | principal |
| HILLEVAX INC | 43157M102 | COM | 353,748 | $6,080,928 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 237,449 | $6,076,320 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 6,590,000 | $6,074,271 | dollars as filed | principal |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 159,526 | $6,050,821 | dollars as filed | |
| HIVE BLOCKCHAIN TECHNLGIES L | 43366H704 | COM NEW | 1,304,662 | $6,040,585 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 535,113 | $6,003,968 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 839,587 | $5,986,255 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 376,068 | $5,979,481 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 461,497 | $5,957,926 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 787,880 | $5,940,615 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 391,191 | $5,922,632 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 325,771 | $5,915,640 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 306,331 | $5,912,188 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 648,009 | $5,909,842 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 401,219 | $5,901,931 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 572,842 | $5,888,816 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 134,267 | $5,879,552 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 488,187 | $5,868,008 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 551,682 | $5,864,380 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 805,422 | $5,855,418 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 655,741 | $5,842,652 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 774,780 | $5,841,841 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 163,723 | $5,836,725 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 750,527 | $5,816,584 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 748,372 | $5,799,883 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 1,555,082 | $5,784,905 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 161,334 | $5,762,850 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 1,533,288 | $5,734,497 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1,040,407 | $5,720,898 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 796,805 | $5,697,156 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 733,612 | $5,692,829 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 2,253,975 | $5,657,477 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 195,165 | $5,648,075 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 52,148 | $5,639,285 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 170,880 | $5,639,040 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 475,693 | $5,632,205 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 522,221 | $5,619,098 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 453,267 | $5,597,847 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 256,904 | $5,559,403 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 590,784 | $5,559,277 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 227,106 | $5,557,284 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 1,746,514 | $5,553,915 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 133,006 | $5,542,360 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 456,851 | $5,535,464 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 3,448,838 | $5,518,141 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,285,906 | $5,503,678 | dollars as filed | |
| BURKE HERBERT FINL SVCS CORP | 12135Y108 | COM | 85,512 | $5,489,870 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 493,660 | $5,479,626 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 1,279,592 | $5,463,858 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 486,477 | $5,463,137 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 434,579 | $5,458,312 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 2,425,660 | $5,457,735 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 1,876,046 | $5,440,533 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 3,021,446 | $5,438,603 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 206,369 | $5,433,696 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 433,254 | $5,424,340 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 986,335 | $5,405,116 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 793,673 | $5,396,976 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 221,073 | $5,375,199 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 59,515 | $5,358,731 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,219,734 | $5,354,632 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 237,216 | $5,339,732 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 1,412,569 | $5,311,259 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 159,751 | $5,305,331 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 3,164,107 | $5,284,059 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 246,157 | $5,272,683 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 71,131 | $5,243,777 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,290,456 | $5,226,347 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 626,872 | $5,221,844 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 434,256 | $5,211,072 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 491,487 | $5,209,762 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 113,734 | $5,202,193 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 99,579 | $5,184,083 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 540,295 | $5,170,623 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 452,200 | $5,168,646 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 555,986 | $5,159,550 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 951,543 | $5,157,363 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 226,516 | $5,139,648 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 559,835 | $5,116,892 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 2,622,979 | $5,114,809 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,283,163 | $5,106,989 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 1,085,398 | $5,101,371 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 183,881 | $5,100,859 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 483,028 | $5,088,700 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,094,121 | $5,087,663 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,209,299 | $5,081,388 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,220,940 | $5,079,110 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 438,121 | $5,060,298 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 744,607 | $5,055,882 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 4,908,072 | $5,055,314 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 31,408 | $5,048,836 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 609,565 | $5,047,198 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 289,107 | $5,030,462 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 487,089 | $5,026,758 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 157,567 | $5,023,236 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 908,713 | $4,997,922 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 503,197 | $4,996,746 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000093751-23-000666 | this filing | 2023-08-14 | acceptance time not in the bulk data set |