13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-05-15, with 4,857 holding rows worth $1,701,906,389,958.
- Accession
- 0000093751-23-000567
- Filer
- CIK 93751
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 4,857 entries on the cover page, a total value of $1,701,906,389,958 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,701,906,389,958 with VALUE read as dollars as filed, 13F file number 028-00399. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSTATE STREET BANK AND TRUST COMPANY 028-00733
- included managerSSGA FUNDS MANAGEMENT, INC. 028-11338
- included managerSTATE STREET GLOBAL ADVISORS LIMITED 028-11326
- included managerSTATE STREET GLOBAL ADVISORS, LTD. 028-11327
- included managerSTATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 028-11330
- included managerSTATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. 028-11332
- included managerSTATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 028-18493
- included managerSTATE STREET GLOBAL ADVISORS ASIA LIMITED 028-11331
- included managerSTATE STREET GLOBAL ADVISORS EUROPE LIMITED 028-14459
- included managerSTATE STREET GLOBAL ADVISORS TRUST COMPANY 028-18135
- included managerSTATE STREET SAUDI ARABIA FINANCIAL SOLUTION COMPANY
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MATTERPORT INC | 577096100 | COM CL A | 4,894,398 | $13,704,314 | dollars as filed | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 211,315 | $13,674,194 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 1,932,745 | $13,664,507 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 1,949,563 | $13,646,941 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 7,336,920 | $13,646,671 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 9,870,000 | $13,617,292 | dollars as filed | principal |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 2,006,769 | $13,565,758 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 964,431 | $13,559,900 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 2,107,634 | $13,539,776 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 5,488,401 | $13,501,466 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 1,276,245 | $13,464,385 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 558,134 | $13,462,192 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 144,658 | $13,461,607 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 13,825,000 | $13,458,330 | dollars as filed | principal |
| GLADSTONE LAND CORP | 376549101 | REIT | 733,287 | $13,455,816 | dollars as filed | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 17,700,000 | $13,396,051 | dollars as filed | principal |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,067,969 | $13,368,715 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 23,175,000 | $13,356,910 | dollars as filed | principal |
| BALLYS CORPORATION | 05875B106 | COM | 688,922 | $13,351,308 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 580,107 | $13,313,456 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 3,920,186 | $13,289,431 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,280,448 | $13,270,148 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 13,580,000 | $13,202,353 | dollars as filed | principal |
| DYNEX CAP INC | 26817Q886 | COM | 1,026,249 | $13,185,193 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 18,025,000 | $13,177,427 | dollars as filed | principal |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 1,058,025 | $13,130,090 | dollars as filed | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 293,077 | $13,123,988 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,017,730 | $13,077,831 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 1,474,210 | $13,061,501 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 10,445,318 | $13,056,648 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 183,574 | $13,053,947 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 1,521,929 | $13,042,932 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 13,537,000 | $12,980,405 | dollars as filed | principal |
| LEGALZOOM COM INC | 52466B103 | COM | 1,676,963 | $12,979,694 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 394,616 | $12,974,974 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 13,085,000 | $12,964,759 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 13,033,000 | $12,937,871 | dollars as filed | principal |
| RE MAX HLDGS INC | 75524W108 | CL A | 692,887 | $12,915,414 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 2,322,529 | $12,911,068 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,926,583 | $12,909,546 | dollars as filed | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 510,597 | $12,903,733 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,676,088 | $12,898,744 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,217,148 | $12,889,597 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,797,335 | $12,884,642 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,516,928 | $12,861,502 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 2,582,162 | $12,859,167 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 373,259 | $12,817,714 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 13,757,000 | $12,812,197 | dollars as filed | principal |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 13,390,000 | $12,806,621 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 15,175,000 | $12,791,592 | dollars as filed | principal |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 744,886 | $12,774,795 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 3,495,529 | $12,723,726 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 2,033,254 | $12,707,838 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 374,580 | $12,698,262 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 394,904 | $12,668,520 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 4,628,273 | $12,635,185 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 207,213 | $12,629,632 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 4,624,080 | $12,623,738 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 875,539 | $12,599,006 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 376,157 | $12,593,736 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 582,151 | $12,551,176 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 710,709 | $12,508,478 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,236,168 | $12,500,179 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 5,357,254 | $12,482,402 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 911,544 | $12,469,922 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,110,036 | $12,454,604 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 386,922 | $12,447,281 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 845,001 | $12,429,965 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 1,218,230 | $12,413,764 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 6,093,599 | $12,370,006 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 1,463,936 | $12,355,620 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 355,144 | $12,334,151 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 481,103 | $12,325,859 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 148,111 | $12,302,100 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 916,171 | $12,285,853 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 16,875,000 | $12,281,358 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 13,150,000 | $12,243,405 | dollars as filed | principal |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 178,933 | $12,240,807 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 1,361,377 | $12,225,165 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,000,757 | $12,149,190 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 357,725 | $12,126,878 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 841,145 | $12,120,899 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 15,450,000 | $12,119,137 | dollars as filed | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 13,910,000 | $12,103,873 | dollars as filed | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,749,370 | $12,101,851 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 497,039 | $12,097,929 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 13,800,000 | $12,083,210 | dollars as filed | principal |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 6,449,888 | $12,061,291 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 14,675,000 | $12,035,464 | dollars as filed | principal |
| VNET GROUP INC | 90138VAB3 | NOTE 2/0 | 14,650,000 | $12,017,020 | dollars as filed | principal |
| HACKETT GROUP INC | 404609109 | COM | 585,400 | $11,988,724 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 13,880,000 | $11,965,736 | dollars as filed | principal |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 721,274 | $11,951,510 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 504,453 | $11,874,824 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,205,025 | $11,843,273 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 7,788,161 | $11,838,005 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 12,045,000 | $11,798,925 | dollars as filed | principal |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 5,461,363 | $11,796,544 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 700,899 | $11,775,103 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 313,366 | $11,725,956 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 11,000,000 | $11,715,751 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 12,283,000 | $11,665,165 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 14,300,000 | $11,649,660 | dollars as filed | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,872,504 | $11,633,641 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 52,850 | $11,630,171 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 62,592 | $11,580,772 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,240,672 | $11,575,470 | dollars as filed | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 11,071,000 | $11,562,114 | dollars as filed | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 9,900,000 | $11,559,340 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 14,805,000 | $11,556,185 | dollars as filed | principal |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 333,912 | $11,543,338 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 13,725,000 | $11,500,797 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 11,260,000 | $11,470,785 | dollars as filed | principal |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 2,532,382 | $11,446,367 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 4,863,318 | $11,428,797 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 1,464,364 | $11,407,396 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 502,921 | $11,398,910 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 10,925,000 | $11,383,532 | dollars as filed | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 12,205,000 | $11,376,480 | dollars as filed | principal |
| SEER INC | 81578P106 | COM CL A | 1,957,809 | $11,355,292 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,274,611 | $11,330,154 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 883,599 | $11,318,903 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 12,745,000 | $11,308,039 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 9,875,000 | $11,246,888 | dollars as filed | principal |
| POWELL INDS INC | 739128106 | COM | 319,562 | $11,242,191 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 651,739 | $11,235,980 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 12,825,000 | $11,235,271 | dollars as filed | principal |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 13,297,000 | $11,217,538 | dollars as filed | principal |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 3,425,040 | $11,199,881 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 396,245 | $11,162,222 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 337,241 | $11,155,932 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 1,013,810 | $11,131,634 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 1,270,511 | $11,104,266 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 755,132 | $11,085,338 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 7,380,000 | $11,082,543 | dollars as filed | principal |
| REV Group Inc | 749527107 | Common Stock | 874,360 | $11,077,905 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 3,149,113 | $11,053,387 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 1,191,684 | $10,975,410 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 12,100,000 | $10,964,436 | dollars as filed | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,754,309 | $10,929,345 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 2,431,290 | $10,867,866 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 2,285,384 | $10,832,720 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 333,424 | $10,829,612 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 350,503 | $10,798,997 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 65,403 | $10,761,330 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 229,628 | $10,739,702 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 3,861,381 | $10,734,639 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 13,595,000 | $10,732,811 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 10,164,000 | $10,730,529 | dollars as filed | principal |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 399,178 | $10,709,946 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 14,125,000 | $10,707,097 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,016,000 | $10,688,509 | dollars as filed | principal |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 13,150,000 | $10,675,635 | dollars as filed | principal |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 1,520,067 | $10,673,331 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,272,443 | $10,663,072 | dollars as filed | |
| NUVASIVE INC | 670704AL9 | BOND | 10,833,000 | $10,630,445 | dollars as filed | principal |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 400,852 | $10,622,578 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,449,547 | $10,582,043 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 14,050,000 | $10,555,307 | dollars as filed | principal |
| SI BONE INC | 825704109 | COM | 776,124 | $10,555,286 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 740,196 | $10,540,391 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 13,350,000 | $10,528,277 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 10,625,000 | $10,522,739 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 12,675,000 | $10,522,709 | dollars as filed | principal |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 86,049 | $10,508,427 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 221,097 | $10,506,529 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 10,810,000 | $10,503,664 | dollars as filed | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,932,592 | $10,498,679 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 2,578,495 | $10,494,475 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 722,247 | $10,378,689 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 228,643 | $10,355,241 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 315,743 | $10,346,721 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 325,633 | $10,338,848 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 14,184,000 | $10,278,912 | dollars as filed | principal |
| ARTESIAN RES CORP | 043113208 | CL A | 175,379 | $10,273,702 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 2,926,933 | $10,273,535 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 991,890 | $10,268,848 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 191,287 | $10,266,373 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 9,578,000 | $10,264,660 | dollars as filed | principal |
| Vanguard Value ETF | 922908744 | SHS | 73,046 | $10,253,467 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,347,985 | $10,244,834 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 415,562 | $10,244,772 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 702,106 | $10,243,727 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 10,896,000 | $10,236,840 | dollars as filed | principal |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 2,510,991 | $10,219,733 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 67,184 | $10,188,454 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 6,347,786 | $10,156,458 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 2,964,664 | $10,139,151 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,370,026 | $10,083,391 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 884,856 | $10,051,964 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 109,210 | $9,989,439 | dollars as filed | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 10,397,000 | $9,984,896 | dollars as filed | principal |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 432,822 | $9,954,906 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 360,466 | $9,952,466 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 305,921 | $9,942,433 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 285,027 | $9,921,790 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 46,216 | $9,901,316 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 2,744,019 | $9,864,004 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 348,393 | $9,842,102 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 306,675 | $9,825,867 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 472,068 | $9,823,735 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 1,791,567 | $9,781,956 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 839,706 | $9,774,178 | dollars as filed | |
| 2U INC | 90214J101 | COM | 1,556,546 | $9,759,543 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 11,898,000 | $9,755,381 | dollars as filed | principal |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 252,254 | $9,749,617 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 1,041,439 | $9,747,869 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 12,550,000 | $9,724,930 | dollars as filed | principal |
| HCI GROUP INC | 40416E103 | COM | 245,640 | $9,724,888 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 1,555,710 | $9,660,959 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 592,426 | $9,650,620 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 830,011 | $9,644,728 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,051,371 | $9,577,990 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 134,972 | $9,565,466 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 712,145 | $9,549,864 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 809,444 | $9,543,345 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 203,479 | $9,539,096 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 11,800,000 | $9,533,491 | dollars as filed | principal |
| AVEPOINT INC COM CL A | 053604104 | Stock | 2,318,820 | $9,530,350 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 1,998,758 | $9,514,088 | dollars as filed | |
| CARNIVAL CORP | 143658BT8 | BOND | 8,500,000 | $9,512,138 | dollars as filed | principal |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 2,202,284 | $9,491,844 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 411,333 | $9,448,319 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 554,106 | $9,436,425 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 186,229 | $9,436,223 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 143,018 | $9,434,008 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 10,525,000 | $9,426,976 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 12,020,000 | $9,407,593 | dollars as filed | principal |
| INFINERA CORP | 45667GAF0 | CNV | 7,500,000 | $9,401,219 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 11,125,000 | $9,396,308 | dollars as filed | principal |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 677,948 | $9,389,580 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 395,288 | $9,388,090 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 997,559 | $9,377,055 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 8,077,782 | $9,370,227 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 9,379,000 | $9,357,338 | dollars as filed | principal |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 780,125 | $9,330,295 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 10,634,000 | $9,325,419 | dollars as filed | principal |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 1,937,730 | $9,320,481 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 141,290 | $9,316,663 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 851,361 | $9,305,376 | dollars as filed | |
| VTI | 922908769 | COM | 48,616 | $9,294,893 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 164,517 | $9,291,920 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 508,598 | $9,261,001 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 498,701 | $9,215,994 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 652,597 | $9,214,670 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 415,972 | $9,209,620 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 9,300,000 | $9,142,614 | dollars as filed | principal |
| PAYSAFE LIMITED | G6964L206 | SHS | 658,049 | $9,140,301 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 1,981,913 | $9,136,619 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 655,975 | $9,124,612 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 3,966,234 | $9,122,338 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 2,147,447 | $9,105,175 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 234,126 | $9,105,160 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 436,673 | $9,104,632 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 673,494 | $9,078,699 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 370,375 | $9,033,238 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 457,211 | $9,029,917 | dollars as filed | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 10,185,000 | $9,020,511 | dollars as filed | principal |
| MITEK SYS INC | 606710200 | COM NEW | 930,828 | $9,019,723 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 9,655,000 | $8,994,916 | dollars as filed | principal |
| RBC BEARINGS INC | 75524B203 | CONV | 87,511 | $8,975,128 | dollars as filed | |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 11,100,000 | $8,968,937 | dollars as filed | principal |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 1,133,507 | $8,932,035 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 320,581 | $8,921,769 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 348,687 | $8,908,953 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 325,431 | $8,897,284 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,513,331 | $8,868,120 | dollars as filed | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 162,422 | $8,853,623 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 692,913 | $8,841,570 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 111,896 | $8,835,956 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 10,745,000 | $8,832,302 | dollars as filed | principal |
| FUBOTV INC | 35953D104 | COM | 5,076,009 | $8,832,256 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 9,525,000 | $8,819,871 | dollars as filed | principal |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 468,108 | $8,819,155 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 934,781 | $8,796,289 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 285,435 | $8,794,252 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 8,575,000 | $8,771,953 | dollars as filed | principal |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 280,917 | $8,761,801 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 373,763 | $8,761,005 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 70,006 | $8,758,451 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 6,435,204 | $8,751,877 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 409,385 | $8,732,182 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 9,650,000 | $8,730,548 | dollars as filed | principal |
| NLIGHT INC | 65487K100 | COM | 859,209 | $8,712,379 | dollars as filed | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 8,988,000 | $8,711,832 | dollars as filed | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 12,150,000 | $8,701,525 | dollars as filed | principal |
| BENSON HILL INC | 082490103 | COM | 3,403,940 | $8,680,047 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 8,253,760 | $8,666,448 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 1,291,413 | $8,665,381 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 868,033 | $8,662,969 | dollars as filed | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 14,725,000 | $8,648,184 | dollars as filed | principal |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 17,665,604 | $8,615,515 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 226,674 | $8,590,945 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 330,282 | $8,544,395 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 988,588 | $8,541,400 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 336,203 | $8,509,298 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 544,798 | $8,455,265 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 127,817 | $8,451,260 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,096,819 | $8,445,506 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 242,170 | $8,432,359 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 1,136,086 | $8,418,397 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 9,354,000 | $8,407,930 | dollars as filed | principal |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 3,458,229 | $8,403,496 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 347,654 | $8,402,797 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 7,305,106 | $8,400,872 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 682,928 | $8,400,014 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 611,591 | $8,391,029 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 203,357 | $8,390,175 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 304,283 | $8,379,954 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 9,700,000 | $8,349,860 | dollars as filed | principal |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 550,894 | $8,340,535 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 286,021 | $8,334,652 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 30,021 | $8,322,315 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 454,609 | $8,310,253 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 1,099,522 | $8,301,391 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 147,355 | $8,291,666 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,099,643 | $8,280,312 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 15,650,000 | $8,272,223 | dollars as filed | principal |
| WW INTL INC | 98262P101 | COM | 2,141,180 | $8,264,955 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 2,652,382 | $8,248,908 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 8,843,912 | $8,220,416 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 688,253 | $8,162,681 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 168,850 | $8,152,078 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 22,375,000 | $8,150,607 | dollars as filed | principal |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,368,535 | $8,142,783 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 9,736,000 | $8,116,800 | dollars as filed | principal |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,123,172 | $8,075,607 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 321,168 | $8,045,258 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 2,331,636 | $8,044,144 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,181,424 | $7,985,374 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 640,336 | $7,959,376 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 8,885,000 | $7,952,989 | dollars as filed | principal |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 551,074 | $7,940,976 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 368,569 | $7,916,862 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 511,509 | $7,913,044 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 852,623 | $7,912,341 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 95,665 | $7,864,620 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 133,500 | $7,835,115 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 981,624 | $7,823,543 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 477,371 | $7,790,695 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 197,436 | $7,784,901 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 291,793 | $7,779,201 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 468,643 | $7,774,787 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 168,174 | $7,707,414 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 945,560 | $7,687,403 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 1,475,305 | $7,686,339 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 1,548,845 | $7,651,294 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 1,640,150 | $7,643,099 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 321,179 | $7,640,848 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 429,523 | $7,619,738 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 330,426 | $7,613,015 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 315,330 | $7,586,840 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 204,852 | $7,565,184 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 231,335 | $7,557,714 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,630 | $7,542,042 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 16,100,000 | $7,524,198 | dollars as filed | principal |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 348,114 | $7,522,744 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 737,949 | $7,521,822 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 501,938 | $7,488,915 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 3,931,872 | $7,470,557 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 502,984 | $7,434,104 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 845,432 | $7,422,147 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,782,170 | $7,396,006 | dollars as filed | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 341,644 | $7,389,760 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,293,255 | $7,384,486 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 9,566,000 | $7,342,678 | dollars as filed | principal |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 8,850,000 | $7,304,878 | dollars as filed | principal |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 135,417 | $7,293,560 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 741,923 | $7,270,845 | dollars as filed | |
| USERTESTING INC | 91734E101 | COM | 965,027 | $7,247,353 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 263,223 | $7,238,633 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 722,324 | $7,194,347 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 239,641 | $7,182,041 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 265,447 | $7,139,211 | dollars as filed | |
| COHERENT CORP | 19247G206 | CONV | 44,500 | $7,107,540 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 7,000,000 | $7,105,233 | dollars as filed | principal |
| SOMALOGIC INC | 83444K105 | COM | 2,817,224 | $7,071,232 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 308,235 | $7,067,829 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 70,025 | $7,059,821 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 955,849 | $7,054,166 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 531,178 | $7,043,420 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 341,914 | $7,029,752 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 658,087 | $7,014,574 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 215,932 | $7,013,471 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 2,996,348 | $7,011,454 | dollars as filed | |
| FARFETCH LTD | 30744WAD9 | BOND | 9,500,000 | $7,000,975 | dollars as filed | principal |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 140,000 | $6,977,600 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 279,721 | $6,976,242 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 295,351 | $6,949,268 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 741,576 | $6,926,320 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 163,433 | $6,918,119 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 965,634 | $6,913,939 | dollars as filed | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 108,500 | $6,908,191 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 677,705 | $6,858,375 | dollars as filed | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 8,300,000 | $6,854,247 | dollars as filed | principal |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 149,430 | $6,836,423 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 880,564 | $6,789,148 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 9,675,000 | $6,783,899 | dollars as filed | principal |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 130,774 | $6,779,324 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 287,756 | $6,770,899 | dollars as filed | |
| EVERBRIDGE INC | 29978AAE4 | BOND | 7,976,000 | $6,761,748 | dollars as filed | principal |
| TUCOWS INC | 898697206 | COM NEW | 197,962 | $6,714,871 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 2,484,363 | $6,682,936 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 17,100,000 | $6,681,290 | dollars as filed | principal |
| AMYRIS INC | 03236M200 | COM NEW | 4,366,744 | $6,681,118 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 576,143 | $6,677,497 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 5,993,000 | $6,674,788 | dollars as filed | principal |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 834,855 | $6,653,794 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 604,660 | $6,645,213 | dollars as filed | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 8,336,000 | $6,638,683 | dollars as filed | principal |
| PERFICIENT INC | 71375UAF8 | BOND | 8,600,000 | $6,634,508 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 6,658,000 | $6,621,973 | dollars as filed | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 7,290,000 | $6,607,621 | dollars as filed | principal |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 9,450,000 | $6,598,561 | dollars as filed | principal |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 614,779 | $6,596,579 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 186,709 | $6,590,828 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,521,412 | $6,557,286 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 324,432 | $6,534,060 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 182,601 | $6,495,118 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 4,236,315 | $6,481,562 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,586,932 | $6,467,330 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 705,323 | $6,460,759 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 364,543 | $6,437,829 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 222,304 | $6,417,916 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 1,215,489 | $6,417,782 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 2,598,599 | $6,392,554 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 1,105,765 | $6,380,264 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 744,108 | $6,332,359 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 298,051 | $6,330,603 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 82,445 | $6,307,043 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 1,751,394 | $6,305,018 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 302,109 | $6,298,973 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 450,009 | $6,291,126 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 1,307,907 | $6,291,033 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 696,832 | $6,275,617 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 66,800 | $6,255,129 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 303,272 | $6,253,469 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 204,678 | $6,252,913 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 331,897 | $6,236,345 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,001,977 | $6,230,707 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 13,530,000 | $6,229,137 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 13,475,000 | $6,213,365 | dollars as filed | principal |
| BRAZE INC | 10576N102 | COM CL A | 227,353 | $6,202,190 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 522,870 | $6,201,238 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 716,990 | $6,187,624 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 154,490 | $6,184,235 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 976,529 | $6,171,663 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 495,492 | $6,163,920 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 620,602 | $6,162,578 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 401,452 | $6,158,274 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 563,243 | $6,144,981 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 1,079,083 | $6,139,982 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 172,278 | $6,127,928 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 501,693 | $6,125,672 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 214,109 | $6,123,517 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 843,869 | $6,118,050 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 439,678 | $6,076,350 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 794,609 | $6,054,921 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 178,703 | $6,022,291 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 4,392,343 | $6,017,510 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 272,258 | $5,992,399 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 661,814 | $5,989,417 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 886,075 | $5,981,006 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 866,661 | $5,971,294 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 2,347,295 | $5,962,129 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 260,792 | $5,961,705 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 463,757 | $5,959,277 | dollars as filed | |
| OOMA INC | 683416101 | COM | 435,286 | $5,928,595 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 671,832 | $5,905,403 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 494,195 | $5,884,595 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,928,837 | $5,882,953 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 343,084 | $5,873,598 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 6,086,748 | $5,873,103 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 1,596,969 | $5,860,876 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 554,351 | $5,848,403 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 172,116 | $5,822,684 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 8,916,000 | $5,820,684 | dollars as filed | principal |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 289,687 | $5,796,637 | dollars as filed | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 1,358,967 | $5,789,199 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 757,833 | $5,767,109 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 211,162 | $5,752,053 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 1,129,674 | $5,750,041 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 824,940 | $5,749,832 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 260,590 | $5,735,586 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 397,927 | $5,734,128 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 413,718 | $5,725,857 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 207,906 | $5,723,652 | dollars as filed | |
| CVENT HOLDING CORP | 126677103 | COM | 1,054,651 | $5,695,115 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 780,414 | $5,681,414 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 192,184 | $5,630,991 | dollars as filed | |
| CINCOR PHARMA INC | 17240Y109 | COM | 457,674 | $5,624,813 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 4,930,175 | $5,620,400 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 39,909 | $5,617,591 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 187,493 | $5,613,540 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 1,445,268 | $5,607,640 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,165,866 | $5,596,157 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 504,935 | $5,569,433 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 233,424 | $5,567,162 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 629,637 | $5,534,509 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 403,038 | $5,533,712 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000093751-23-000476 | superseded | 2023-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0000093751-23-000567 | this filing | 2023-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000093751-23-000581 | base | 2023-05-15 | acceptance time not in the bulk data set |