13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 4,685 holding rows worth $1,891,995,453,000.
- Accession
- 0000093751-21-000697
- Filer
- CIK 93751
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 4,685 entries on the cover page, a total value of $1,891,995,453,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,891,995,453,000 with VALUE read as thousands by filing date, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTATE STREET BANK & TRUST CO028-00733
- included managerSSGA FUNDS MANAGEMENT INC028-11338
- included managerState Street Global Advisors LTD028-11326
- included managerState Street Global Advisors Ltd.028-11327
- included managerState Street Global Advisors, Australia028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd.028-11332
- included managerState Street Global Advisors Singapore LTD028-18493
- included managerState Street Global Advisors Asia LTD028-11331
- included managerState Street Global Advisors Europe Ltd028-14459
- included managerState Street Global Advisors Trust Co028-18135
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOVER MOTORSPORTS INC | 260174107 | COM | 49,236 | $119,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 48,000 | $119,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 12,097 | $119,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 12,280 | $119,000 | thousands by filing date | |
| FIRST WAVE BIOPHARMA INC | 33749P101 | CMN | 41,838 | $118,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 20,448 | $117,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 56,200 | $116,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 16,000 | $116,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 30,000 | $116,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 65,548 | $116,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 13,957 | $116,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 10,806 | $114,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 25,712 | $113,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 190,377 | $113,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 44,941 | $113,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 109,744 | $113,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 40,398 | $113,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 12,857 | $112,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699202 | UNIT 05/06/2026 | 10,806 | $112,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 155,114 | $112,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 13,400 | $111,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 37,145 | $111,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 11,117 | $111,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 42,300 | $110,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 23,900 | $110,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 17,955 | $109,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 15,918 | $109,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 231,900 | $108,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 80,000 | $108,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 57,001 | $107,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 11,237 | $107,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 48,864 | $106,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 10,806 | $106,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 10,470 | $106,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 10,293 | $105,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 94,179 | $105,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 34,377 | $104,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 12,200 | $102,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 11,435 | $102,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 13,140 | $102,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 54,400 | $102,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 13,875 | $102,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 85,936 | $102,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 30,100 | $101,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 34,184 | $101,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 34,956 | $101,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 21,680 | $100,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 48,309 | $100,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 116,074 | $100,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 15,000 | $99,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 16,979 | $99,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 23,300 | $99,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 108,500 | $99,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,954 | $98,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 26,447 | $97,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 100,144 | $96,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 17,561 | $95,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 72,800 | $95,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 24,154 | $94,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 17,871 | $94,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 16,900 | $94,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 21,700 | $94,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 58,600 | $94,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 61,687 | $94,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 14,000 | $93,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 67,550 | $93,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 43,729 | $93,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 13,132 | $93,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 17,800 | $92,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 18,700 | $92,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 42,909 | $91,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 61,272 | $91,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 25,000 | $90,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 47,700 | $89,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 48,468 | $89,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 21,327 | $87,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 10,600 | $86,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 18,410 | $86,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 75,067 | $86,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 21,198 | $86,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 207,000 | $86,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 30,400 | $85,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 17,716 | $84,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 11,452 | $84,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 12,800 | $84,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 11,194 | $83,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 27,064 | $83,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 19,900 | $83,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 11,200 | $81,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 15,600 | $80,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 21,299 | $80,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 27,245 | $80,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 14,043 | $80,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 19,100 | $79,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 28,928 | $78,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 14,973 | $77,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 14,148 | $76,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 189,664 | $76,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 18,300 | $75,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 65,600 | $75,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 21,000 | $75,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 23,081 | $75,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 28,210 | $75,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 15,559 | $74,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 18,233 | $74,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 71,200 | $73,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 50,788 | $72,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 21,123 | $71,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 14,800 | $70,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 33,600 | $70,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 14,700 | $69,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 33,900 | $69,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 18,919 | $68,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 157,379 | $68,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 20,548 | $68,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,095 | $67,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 34,414 | $66,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 21,000 | $66,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 23,003 | $66,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 10,921 | $65,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 24,965 | $64,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 93,289 | $64,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,804 | $63,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 12,133 | $62,000 | thousands by filing date | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 20,600 | $62,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 13,146 | $60,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 19,770 | $60,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 29,131 | $59,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 17,728 | $59,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 30,100 | $59,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 15,878 | $59,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 11,979 | $58,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 16,574 | $57,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 14,300 | $57,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 11,342 | $57,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 19,600 | $56,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 10,510 | $55,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 20,900 | $54,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 20,507 | $53,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 16,686 | $51,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 16,126 | $50,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 47,370 | $50,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 18,988 | $50,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 11,700 | $49,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 16,130 | $46,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 13,556 | $46,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 14,762 | $44,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 60,847 | $44,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 32,883 | $44,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 32,810 | $44,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 11,087 | $44,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 20,366 | $43,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 23,843 | $42,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,375 | $41,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 19,300 | $40,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 23,028 | $39,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 10,587 | $38,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 19,684 | $38,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 24,800 | $38,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 62,688 | $38,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,100 | $37,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 15,300 | $36,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 10,605 | $36,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 31,000 | $36,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 16,872 | $33,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 21,700 | $32,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 27,100 | $32,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 10,300 | $32,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 28,100 | $32,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 25,500 | $32,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 14,400 | $31,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 13,900 | $31,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 23,600 | $30,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 20,474 | $28,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 25,356 | $27,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 17,988 | $27,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 11,047 | $26,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 22,800 | $25,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 26,861 | $25,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387406 | COM NEW | 11,143 | $22,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 13,045 | $21,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 11,450 | $21,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 13,800 | $15,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 22,314 | $13,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 11,586 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000093751-21-000697 | this filing | 2021-11-15 | acceptance time not in the bulk data set |