13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-11, with 3,757 holding rows worth $1,138,691,027,000.
- Accession
- 0000093751-20-000768
- Filer
- CIK 93751
- Filed
- 2020-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 3,757 entries on the cover page, a total value of $1,138,691,027,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,138,691,027,000 with VALUE read as thousands by filing date, 13F file number 028-00399. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSTATE STREET BANK & TRUST CO028-00733
- included managerSSGA FUNDS MANAGEMENT INC028-11338
- included managerState Street Global Advisors LTD028-11326
- included managerState Street Global Advisors Ltd.028-11327
- included managerState Street Global Advisors, Australia028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd.028-11332
- included managerState Street Global Advisors Singapore LTD028-18493
- included managerState Street Global Advisors Asia LTD028-11331
- included managerState Street Global Advisors GmbH028-11334
- included managerState Street Global Advisors Ireland Ltd028-14459
- included managerState Street Global Advisors Trust Co028-18135
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,189 | $364,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 35,642 | $362,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 38,608 | $358,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 473,298 | $352,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 11,446 | $351,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 259,351 | $348,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 97,887 | $341,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 61,751 | $340,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 312,888 | $338,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 138,638 | $331,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 70,507 | $328,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 80,699 | $328,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 314,129 | $327,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 315,855 | $325,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 22,502 | $324,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 35,825 | $322,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 335,875 | $319,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 340,677 | $317,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 9,475 | $310,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 78,720 | $309,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 10,400 | $308,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 20,280 | $308,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 105,668 | $307,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 270,091 | $303,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,698,666 | $301,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 47,841 | $297,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 13,250 | $296,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 362,309 | $293,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,108,352 | $288,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 36,110 | $287,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 8,400 | $287,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 60,084 | $284,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 29,975 | $283,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 4,707 | $280,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 40,332 | $277,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 39,600 | $276,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 73,165 | $274,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 293,888 | $273,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 579,869 | $273,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 136,735 | $272,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 12,300 | $263,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 186,540 | $259,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 97,347 | $255,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,680 | $253,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 44,613 | $250,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 262,144 | $249,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,100 | $243,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 553,315 | $243,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 410,046 | $232,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 14,889 | $231,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 531,038 | $228,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 132,494 | $228,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 15,351 | $227,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 27,718 | $223,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 18,580 | $221,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 19,100 | $220,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 76,696 | $218,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 18,978 | $215,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,562 | $215,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 158,611 | $214,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 19,430 | $212,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 120,937 | $208,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 306,207 | $207,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 29,793 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 6,903 | $205,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 21,853 | $202,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 87,111 | $199,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 58,893 | $198,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 114,333 | $196,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 232,009 | $195,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 934,903 | $192,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 251,860 | $189,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 28,847 | $186,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 57,400 | $186,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 119,401 | $185,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 49,163 | $183,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 21,911 | $180,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 14,900 | $179,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 16,122 | $177,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 19,100 | $176,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 37,200 | $174,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 44,700 | $173,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 12,900 | $172,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 685,963 | $172,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 311,298 | $172,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 24,114 | $170,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 39,180 | $167,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 42,838 | $163,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 32,165 | $161,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 152,032 | $160,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 13,753 | $157,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 101,942 | $157,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 74,435 | $149,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 74,993 | $145,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 20,023 | $145,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 15,084 | $143,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 27,377 | $141,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 10,300 | $141,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 53,378 | $141,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 628,241 | $140,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 26,000 | $137,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 15,709 | $136,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 53,096 | $132,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 49,448 | $129,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 201,410 | $129,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 51,289 | $128,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 38,170 | $119,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 125,000 | $118,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 13,623 | $116,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 21,216 | $114,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 57,379 | $110,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 18,018 | $107,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 56,513 | $107,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 505,640 | $106,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 71,700 | $106,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 23,901 | $102,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 10,352 | $101,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 284,185 | $100,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 99,652 | $99,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 34,102 | $99,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 11,200 | $97,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 37,848 | $97,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 14,722 | $94,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 134,460 | $94,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 25,470 | $93,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 65,232 | $91,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 53,700 | $91,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 295,618 | $89,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 47,800 | $89,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 69,603 | $88,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 30,832 | $86,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 20,000 | $86,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,952 | $83,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 21,488 | $81,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,102 | $81,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 36,317 | $77,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 11,562 | $77,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 126,700 | $76,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13,306 | $74,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 10,300 | $72,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 11,844 | $71,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 34,590 | $68,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 23,299 | $68,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 50,529 | $63,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,026 | $61,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 86,361 | $60,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 46,721 | $59,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 54,159 | $58,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 13,957 | $57,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 32,741 | $56,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 30,563 | $53,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 30,394 | $50,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 22,165 | $50,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,823 | $48,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 53,087 | $48,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 55,289 | $46,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 86,900 | $45,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 13,450 | $44,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 10,368 | $42,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 12,708 | $42,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 101,290 | $42,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 26,579 | $40,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 22,860 | $40,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 12,566 | $40,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 30,636 | $40,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,250 | $39,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 12,722 | $38,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,501 | $37,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 14,384 | $37,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 17,191 | $37,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 87,257 | $36,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 26,658 | $36,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,315 | $35,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 12,131 | $35,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 40,399 | $35,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 18,292 | $34,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 11,419 | $32,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 10,829 | $31,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 38,476 | $31,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 26,466 | $31,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 26,092 | $31,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 23,212 | $31,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,100 | $30,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 10,500 | $30,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 22,100 | $30,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 23,900 | $29,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 18,400 | $29,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 63,907 | $26,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 11,584 | $25,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 27,558 | $25,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 11,459 | $25,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 11,185 | $24,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 14,500 | $24,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 15,888 | $23,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 18,494 | $23,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 34,025 | $23,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 37,344 | $22,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,128 | $21,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 27,998 | $21,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 29,255 | $20,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 10,700 | $19,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 46,838 | $19,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 24,100 | $19,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,665 | $18,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 11,683 | $18,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 24,425 | $18,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 17,372 | $17,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 18,052 | $17,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 30,088 | $17,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 29,664 | $17,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 15,843 | $16,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 15,567 | $16,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 10,100 | $16,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 21,700 | $14,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 38,500 | $14,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 24,531 | $14,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 14,799 | $13,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 11,200 | $13,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 15,500 | $13,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,686 | $12,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 35,643 | $12,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 15,119 | $11,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,036 | $10,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 24,908 | $9,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 12,288 | $9,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 20,312 | $9,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 32,800 | $9,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 24,057 | $8,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 22,082 | $8,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 43,166 | $8,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 17,338 | $8,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 15,548 | $8,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 29,552 | $8,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 13,800 | $8,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 42,932 | $7,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 22,700 | $7,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 32,402 | $6,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,577 | $6,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 15,674 | $6,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 28,779 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 12,500 | $6,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 18,350 | $6,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 15,300 | $6,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 12,400 | $6,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 12,400 | $6,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,900 | $5,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 29,907 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 16,600 | $5,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 11,500 | $5,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 12,201 | $5,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 12,513 | $4,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 11,100 | $4,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 18,575 | $4,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 20,100 | $3,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 10,200 | $3,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 11,586 | $2,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 11,625 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000093751-20-000768 | this filing | 2020-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000093751-20-000860 | base | 2020-06-19 | acceptance time not in the bulk data set |