13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 3,804 holding rows worth $1,341,682,213,000.
- Accession
- 0000093751-19-000629
- Filer
- CIK 93751
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 3,804 entries on the cover page, a total value of $1,341,682,213,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,341,682,213,000 with VALUE read as thousands by filing date, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTATE STREET BANK & TRUST CO028-00733
- included managerSSGA FUNDS MANAGEMENT INC028-11338
- included managerState Street Global Advisors LTD028-11326
- included managerState Street Global Advisors Ltd.028-11327
- included managerState Street Global Advisors, Australia028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd.028-11332
- included managerState Street Global Advisors Singapore LTD028-18493
- included managerState Street Global Advisors Asia LTD028-11331
- included managerState Street Global Advisors GmbH028-11334
- included managerState Street Global Advisors Ireland Ltd028-14459
- included managerState Street Global Advisors Trust Co028-18135
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 12,765 | $531,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 55,914 | $530,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 54,942 | $529,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 16,417 | $522,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 60,033 | $519,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 8,754 | $518,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 137,034 | $515,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 65,800 | $511,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 272,278 | $509,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 393,181 | $499,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 251,522 | $493,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 213,562 | $485,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 57,900 | $485,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 150,466 | $480,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 159,181 | $474,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 10,855 | $473,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 45,524 | $472,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 30,100 | $463,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 120,682 | $463,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 419,397 | $461,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 206,659 | $453,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 37,285 | $449,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 11,408 | $444,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 176,284 | $441,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,851 | $440,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 106,325 | $434,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 111,241 | $434,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 25,984 | $427,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 170,316 | $427,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 45,930 | $425,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 70,507 | $408,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 20,320 | $406,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 56,300 | $396,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 104,530 | $390,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 20,404 | $389,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 32,500 | $386,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 221,268 | $381,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 7,711 | $378,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 46,643 | $376,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 76,767 | $375,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 565,758 | $375,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,408 | $371,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 26,045 | $371,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 89,192 | $371,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 184,845 | $370,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 13,563 | $362,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 9,000 | $359,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 8,777 | $358,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,561 | $351,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 32,366 | $350,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 117,083 | $345,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 41,074 | $344,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 151,878 | $337,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 9,296 | $330,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,591 | $328,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 73,165 | $326,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 46,127 | $324,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 8,512 | $323,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 136,852 | $313,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 12,811 | $311,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 12,400 | $308,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,862 | $307,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 11,600 | $304,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 62,201 | $300,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 57,500 | $299,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 27,957 | $293,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 3,824 | $289,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 72,300 | $288,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 61,389 | $286,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 6,491 | $280,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 7,755 | $275,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 112,121 | $274,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 25,956 | $271,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 19,559 | $271,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 118,871 | $270,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 93,221 | $269,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 29,409 | $268,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 29,700 | $264,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 7,060 | $260,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 23,699 | $260,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 32,745 | $256,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 4,073 | $255,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 23,700 | $254,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 22,900 | $252,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 31,931 | $252,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 16,242 | $250,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 14,900 | $250,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 57,165 | $250,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 23,944 | $242,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 41,341 | $241,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 51,600 | $237,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 45,415 | $237,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 20,556 | $235,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 96,920 | $233,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 68,389 | $232,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 94,426 | $231,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 7,280 | $230,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 75,726 | $229,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 91,528 | $229,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,170 | $225,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 55,690 | $222,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 42,244 | $221,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,562 | $220,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 21,876 | $218,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 3,355 | $217,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 110,442 | $216,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,265 | $212,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 59,800 | $209,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 59,628 | $205,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 14,174 | $203,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 107,701 | $198,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 19,616 | $197,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 68,691 | $195,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 32,268 | $191,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 90,131 | $191,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 20,664 | $186,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 24,203 | $182,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 19,005 | $181,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 36,500 | $181,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 31,805 | $175,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 10,153 | $174,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 117,850 | $170,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 20,900 | $167,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 10,732 | $166,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 33,585 | $166,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 16,404 | $164,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 17,975 | $164,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 32,439 | $161,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 12,900 | $160,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 132,129 | $160,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 55,845 | $160,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 35,760 | $152,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 49,508 | $151,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 26,500 | $149,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 26,000 | $143,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 117,590 | $142,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 29,828 | $140,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 52,554 | $138,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 44,519 | $137,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 50,867 | $137,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 17,964 | $135,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 26,827 | $134,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 25,536 | $130,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 31,161 | $129,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 14,473 | $128,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 21,896 | $126,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 34,017 | $126,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 47,136 | $124,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 18,615 | $124,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 58,980 | $123,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 48,002 | $123,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 23,200 | $121,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 12,125 | $121,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 10,803 | $119,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 38,460 | $118,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 12,021 | $117,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 17,100 | $117,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 13,664 | $116,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 39,799 | $115,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 35,746 | $110,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 76,495 | $108,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 111,445 | $108,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 54,707 | $107,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 20,363 | $106,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 19,340 | $106,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 12,300 | $104,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 22,500 | $98,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 71,641 | $97,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 11,562 | $97,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 33,258 | $97,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 86,900 | $95,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 28,009 | $95,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 34,102 | $95,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 22,696 | $94,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 10,891 | $94,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 100,000 | $93,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 21,800 | $92,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 34,739 | $90,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 88,177 | $87,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 16,248 | $85,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 34,590 | $83,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 57,742 | $83,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 53,391 | $82,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 65,200 | $82,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 11,865 | $81,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 41,255 | $81,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 12,926 | $80,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 27,212 | $79,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 15,843 | $76,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 31,647 | $74,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 11,224 | $73,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 31,600 | $72,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 11,674 | $72,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 17,300 | $71,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 18,292 | $70,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 12,718 | $69,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 40,520 | $68,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 79,611 | $67,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,584 | $66,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 14,384 | $65,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,302 | $65,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 32,300 | $65,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 21,299 | $64,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 35,509 | $64,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 25,389 | $64,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 88,786 | $60,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 37,344 | $59,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 55,535 | $58,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 39,386 | $58,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 55,289 | $57,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 27,558 | $56,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 32,686 | $54,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 30,563 | $53,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 38,476 | $52,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 15,548 | $52,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 31,238 | $52,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 10,700 | $51,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 17,165 | $51,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 11,185 | $50,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 36,659 | $50,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 23,289 | $49,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 16,516 | $48,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 27,998 | $48,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,941 | $47,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 41,652 | $47,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 13,121 | $46,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 13,450 | $45,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 25,600 | $44,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 26,145 | $42,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,665 | $40,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 53,087 | $40,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 54,180 | $40,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 10,201 | $39,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 22,082 | $37,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 21,256 | $37,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 40,399 | $36,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 34,800 | $35,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 17,372 | $35,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 12,153 | $35,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 12,400 | $35,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 53,700 | $34,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 34,300 | $33,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 15,500 | $32,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 11,500 | $31,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,036 | $30,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 63,600 | $30,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 19,861 | $30,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 15,674 | $29,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 12,288 | $28,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 13,981 | $28,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 12,708 | $27,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 38,500 | $27,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 21,945 | $27,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 11,419 | $25,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 20,327 | $25,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 11,584 | $24,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 70,614 | $24,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 46,838 | $23,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 29,907 | $22,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 32,507 | $22,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 29,255 | $21,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 26,475 | $20,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 32,402 | $19,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 13,800 | $19,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,686 | $18,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 12,724 | $18,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 15,300 | $18,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 21,233 | $18,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 47,713 | $17,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 63,907 | $17,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 29,552 | $17,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 14,799 | $16,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 12,500 | $16,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 24,280 | $16,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 61,229 | $15,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 18,052 | $15,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 26,600 | $14,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 17,338 | $14,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 24,057 | $13,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 11,683 | $13,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 13,300 | $12,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 11,100 | $12,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 54,399 | $12,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 12,513 | $11,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 42,932 | $11,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 21,088 | $10,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 27,300 | $10,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 11,200 | $9,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 12,400 | $9,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 12,201 | $9,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 24,908 | $8,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 11,625 | $8,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 28,779 | $7,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 18,350 | $7,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 12,061 | $7,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 13,800 | $7,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 10,100 | $7,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 16,600 | $5,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 10,200 | $5,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 26,043 | $4,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 11,586 | $3,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,577 | $3,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 12,700 | $3,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 17,213 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000093751-19-000629 | this filing | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000093751-19-000672 | added | 2019-11-25 | acceptance time not in the bulk data set |