13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 3,720 holding rows worth $859,020,082,000.
- Accession
- 0000093751-15-000232
- Filer
- CIK 93751
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 3,724 entries on the cover page, a total value of $859,020,082,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $859,020,082,000 with VALUE read as thousands by filing date, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerState Street Bank & Trust Co 028-00733
- included managerSSGA Funds Management Inc 028-11338
- included managerState Street Global Advisors LTD 028-11326
- included managerState Street Global Advisors Ltd. 028-11327
- included managerState Street Global Advisors, Australia 028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd. 028-11332
- included managerState Street Global Advisors Asia LTD 028-11331
- included managerState Street Global Advisors France, S.A. 028-13812
- included managerState Street Global Advisors Ireland Ltd 028-14459
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 22,008 | $148,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 12,100 | $145,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 34,994 | $144,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 31,518 | $144,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 38,019 | $141,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 20,775 | $141,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 11,259 | $141,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 21,536 | $140,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 16,844 | $140,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 17,964 | $138,000 | thousands by filing date | |
| AH Belo Corp | 1282102 | CS | 27,861 | $137,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 18,586 | $136,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 11,400 | $129,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 15,916 | $129,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 28,187 | $129,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 30,999 | $125,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 48,810 | $124,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,580 | $123,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 15,941 | $123,000 | thousands by filing date | |
| AEGON NV SPONS ADR | 7924103 | COM | 21,368 | $123,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 52,534 | $119,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 69,500 | $118,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 91,162 | $116,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 18,603 | $114,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 10,500 | $114,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 56,469 | $111,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 10,750 | $110,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 58,178 | $110,000 | thousands by filing date | |
| WRIGHT MEDICAL GROUP INC RIGHT | 448961162 | Right to purchase or put a security Has an expiration date | 24,218 | $110,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 36,502 | $106,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 260,207 | $106,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 37,732 | $105,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 53,983 | $105,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 23,889 | $105,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 187E205 | Common equity shares | 47,550 | $104,000 | thousands by filing date | The CUSIP as filed is malformed. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 13,851 | $103,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 20,382 | $102,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 84,017 | $102,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 12,044 | $101,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 14,768 | $100,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 25,418 | $99,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 15,000 | $98,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 15,835 | $97,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 10,092 | $97,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 15,108 | $96,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 12,500 | $94,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 278,971 | $94,000 | thousands by filing date | |
| AEROPOSTALE INC COM | 7865108 | COM | 146,861 | $92,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 44,248 | $91,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 43,055 | $90,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 215,160 | $87,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 13,926 | $87,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 36,548 | $86,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,248 | $84,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 69,724 | $81,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 41,928 | $77,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 12,000 | $75,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 15,658 | $74,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 13,397 | $73,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 11,624 | $72,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 33,498 | $71,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 17,206 | $67,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 21,280 | $67,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 10,800 | $66,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 13,712 | $66,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 34,812 | $65,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 10,115 | $63,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 10,971 | $63,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 11,758 | $63,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 22,100 | $62,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 23,783 | $61,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 33,095 | $61,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,200 | $60,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 11,722 | $60,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 27,044 | $58,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 14,155 | $57,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 51,500 | $57,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 11,024 | $55,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 27,281 | $55,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 23,217 | $55,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,720 | $54,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,435 | $54,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 24,745 | $54,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 19,934 | $53,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 23,786 | $52,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 74,758 | $52,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 24,303 | $51,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 14,000 | $50,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 19,814 | $50,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 18,753 | $49,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 16,300 | $49,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 60,100 | $49,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,965 | $48,000 | thousands by filing date | |
| BIOTA HOLDINGS LTD | 90694100 | COM | 23,820 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 41,400 | $47,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 12,349 | $46,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 18,673 | $46,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 12,180 | $46,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 21,403 | $46,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 20,826 | $46,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 42,741 | $44,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 13,060 | $44,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 22,382 | $43,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 14,896 | $43,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 24,400 | $43,000 | thousands by filing date | |
| PERFORMANT FINANCIAL CORP | 714E109 | Common equity shares | 17,500 | $43,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 57,860 | $42,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 21,196 | $42,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 36,154 | $41,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 19,813 | $38,000 | thousands by filing date | |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 10,343 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 158,278 | $36,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 36,875 | $36,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,100 | $35,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 30,319 | $35,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 33,977 | $33,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 16,300 | $33,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 20,574 | $33,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 23177108 | COM | 11,569 | $32,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,830 | $31,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,979 | $31,000 | thousands by filing date | |
| AVEO Pharmaceuticals Inc | 53588109 | CS | 25,375 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INUVO INC | 46122W204 | COM NEW | 10,357 | $30,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 32,717 | $30,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 21,440 | $30,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,400 | $29,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 10,746 | $29,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 19,736 | $29,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 29,710 | $29,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,809 | $28,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 26,038 | $28,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 11,475 | $27,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 28,090 | $27,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 48,242 | $27,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 15,797 | $27,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 11,030 | $27,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 20,357 | $26,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 29,100 | $26,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,510 | $26,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 16,479 | $26,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,600 | $26,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 27,600 | $26,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 20,364 | $25,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 26,337 | $24,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 56,700 | $24,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 27,851 | $23,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 10,229 | $23,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,800 | $23,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 39,800 | $23,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 16,700 | $22,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 13,500 | $22,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 46,451 | $22,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 12,371 | $21,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,600 | $21,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 15,290 | $21,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 40,400 | $21,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 12,600 | $21,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 38,100 | $21,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 21,000 | $21,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 11,700 | $21,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 10,240 | $20,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 17,736 | $19,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,800 | $19,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 29,600 | $19,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 12,582 | $19,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 30,500 | $19,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 14,255 | $19,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 15,900 | $19,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 11,354 | $18,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 10,200 | $18,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 39,205 | $17,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 51,175 | $17,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,300 | $17,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 10,879 | $17,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 19,313 | $16,000 | thousands by filing date | |
| BIOLASE INC | 90911108 | EQUITY | 18,632 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 51,385 | $15,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,398 | $15,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 20,538 | $15,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 37,770 | $14,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 49,112 | $14,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,410 | $14,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 81,000 | $14,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 38,512 | $14,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 18,609 | $13,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 12,861 | $13,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 21,749 | $13,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 17,200 | $13,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 33,596 | $12,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 64,819 | $12,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 18,876 | $12,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 29,173 | $12,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 12,164 | $12,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 11,150 | $12,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 34,777 | $12,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 30,152 | $11,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 10,272 | $11,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 18,300 | $11,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 28,812 | $10,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 25,157 | $9,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 34,213 | $8,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 12,000 | $8,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 15,500 | $8,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 13,124 | $7,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 13,200 | $7,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 13,300 | $7,000 | thousands by filing date | |
| ANADIGICS Inc | 32515108 | CS | 38,048 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 13,674 | $6,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,385 | $6,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC COM | 25398108 | COM | 16,694 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NETLIST INC | 64118P109 | COM | 12,600 | $5,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,592 | $5,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 38,844 | $5,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 12,730 | $4,000 | thousands by filing date | |
| American Apparel Inc | 23850100 | CS | 30,600 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 21,856 | $4,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 13,000 | $2,000 | thousands by filing date | |
| AUTHENTIDATE HOLDING CORP | 52666203 | Common equity shares | 10,850 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 10,567 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC COMMON STOCK USD | 468348266 | Right to purchase or put a security Has an expiration date | 134,008 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000093751-15-000232 | this filing | 2015-11-16 | acceptance time not in the bulk data set |