13F-HR filed by TRUIST FINANCIAL CORP
TRUIST FINANCIAL CORP filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-03, with 2,717 holding rows worth $73,969,032,604.
- Accession
- 0000092230-25-000158
- Filer
- CIK 92230
- Filed
- 2025-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 5,089 entries on the cover page, a total value of $73,969,032,604 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,969,032,604 with VALUE read as dollars as filed, 13F file number 028-03501. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRUIST BANK /NC/028-01507
- included managerTruist Advisory Services, Inc.028-18010
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TCW ETF TRUST | 29287L700 | FLEXIBLE INCOME | 5,531 | $220,134 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 35,432 | $219,678 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 11,930 | $219,631 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 5,453 | $219,171 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 4,170 | $218,447 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 641 | $218,389 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 6,824 | $217,891 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 4,721 | $217,875 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 29,548 | $217,769 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B527 | BAHL GA GROW ETF | 6,741 | $217,114 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 973 | $216,898 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 558 | $216,353 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 24,500 | $216,090 | dollars as filed | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,800 | $215,740 | dollars as filed | put |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 4,400 | $215,732 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 8,671 | $215,301 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,996 | $214,937 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5,500 | $214,335 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,083 | $214,152 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 1,765 | $214,024 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,920 | $214,012 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,190 | $213,912 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 1,425 | $213,835 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 6,651 | $213,630 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 7,190 | $213,040 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,468 | $212,677 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 5,256 | $212,388 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 21,309 | $212,242 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 15,923 | $212,094 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 7,449 | $211,626 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 100,000 | $211,000 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,208 | $210,294 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 9,395 | $209,504 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 10,139 | $208,154 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y145 | INTL DEVELOPED | 7,467 | $208,122 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 4,719 | $208,108 | dollars as filed | |
| PARAMOUNT SKYDANCE CORP | 69932a204 | COM CL B | 10,990 | $207,925 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 3,819 | $207,868 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 15,828 | $207,668 | dollars as filed | |
| ISHARES ESG AWARE MSCI VALUE ETF | 46436E221 | COM | 6,559 | $206,281 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 2,958 | $205,906 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,887 | $205,117 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,505 | $204,951 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 18,210 | $204,680 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V591 | ULTRASHORT FIXED | 4,029 | $204,593 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,859 | $204,218 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,946 | $203,775 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 2,770 | $203,084 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,138 | $202,704 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,775 | $202,652 | dollars as filed | |
| DBX ETF TR | 23306X829 | XTRA ART INT ETF | 4,878 | $202,486 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 9,621 | $202,041 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 6,003 | $201,881 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,689 | $201,815 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 4,627 | $201,598 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 5,511 | $201,207 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 17,592 | $197,734 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 13,160 | $197,400 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 17,525 | $196,631 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 10,168 | $194,412 | dollars as filed | |
| TEEKAY CORPORATION LTD | G8726T105 | SHS | 23,514 | $192,344 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 28,763 | $190,410 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 12,455 | $188,320 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 15,000 | $188,250 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 25,884 | $186,882 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 15,083 | $186,728 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 12,090 | $185,937 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 11,924 | $183,391 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 15,387 | $178,643 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 10,265 | $177,489 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 12,059 | $177,383 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 13,059 | $176,950 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 15,925 | $175,812 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 11,183 | $174,902 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 15,690 | $174,002 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 40,000 | $174,000 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 19,708 | $171,856 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 26,452 | $170,615 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L202 | COM SHS | 10,000 | $169,000 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,376 | $167,361 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 22,298 | $166,789 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 12,423 | $166,220 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 15,867 | $164,065 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 104,000 | $158,475 | dollars as filed | principal |
| NOV INC | 62955J103 | COM | 11,759 | $155,801 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 11,880 | $155,034 | dollars as filed | |
| BONDBLOXX USD HIGH YIELD BOND SECTOR ROTATION ETF | 09789C770 | ETF | 10,009 | $153,734 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 12,542 | $153,514 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 15,791 | $152,225 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 15,867 | $152,006 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 15,375 | $151,751 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 21,003 | $149,753 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 13,504 | $149,623 | dollars as filed | |
| YATSEN HLDG LTD | 985194208 | CMN | 15,936 | $144,380 | dollars as filed | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,490 | $143,922 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 155,000 | $143,019 | dollars as filed | principal |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 16,059 | $142,764 | dollars as filed | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 17,793 | $142,522 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 17,419 | $141,965 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 12,000 | $139,560 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,814 | $138,815 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 20,082 | $138,767 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 125,000 | $138,750 | dollars as filed | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28,749 | $138,283 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,711 | $138,199 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 13,664 | $136,777 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 146,000 | $131,035 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 124,000 | $130,944 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 139,000 | $130,757 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 127,000 | $129,985 | dollars as filed | principal |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 35,000 | $129,850 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,955 | $127,616 | dollars as filed | |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 139,000 | $126,699 | dollars as filed | principal |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 18,556 | $126,552 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 18,829 | $126,152 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 11,746 | $125,451 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 21,672 | $123,747 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,104 | $123,370 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 19,653 | $120,277 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 16,990 | $119,271 | dollars as filed | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 12,210 | $118,803 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 13,117 | $118,055 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,085 | $116,457 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 19,148 | $115,464 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 121,000 | $114,986 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 13,651 | $113,577 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,343 | $112,114 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 87,000 | $105,966 | dollars as filed | principal |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 27,065 | $104,742 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 15,827 | $104,298 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,148 | $102,379 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AF7 | NOTE 1.750% 6/1 | 73,000 | $100,879 | dollars as filed | principal |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 10,628 | $100,753 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 17,556 | $100,245 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 116,000 | $99,760 | dollars as filed | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 43,896 | $97,888 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 25,250 | $97,465 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 15,000 | $96,300 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 33,000 | $92,400 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 66,000 | $91,905 | dollars as filed | principal |
| ATAIBECKLEY INC | N0731H103 | Equity | 16,394 | $86,724 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 90,000 | $84,060 | dollars as filed | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,952 | $81,037 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 78,000 | $78,109 | dollars as filed | principal |
| CLARIVATE PLC | G21810109 | ORD SHS | 20,000 | $76,600 | dollars as filed | |
| FLYEXCLUSIVE INC | 343928107 | COMMON STOCK | 15,090 | $74,545 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 16,282 | $74,246 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 23,875 | $73,058 | dollars as filed | |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 72,000 | $72,814 | dollars as filed | principal |
| PARAMOUNT GROUP INC | 69924R108 | COM | 10,947 | $71,593 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 10,437 | $70,867 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 11,264 | $70,401 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,200 | $69,864 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 11,750 | $68,855 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AF7 | NOTE 3.250% 1/1 | 75,000 | $66,975 | dollars as filed | principal |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 10,000 | $66,800 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,164 | $66,742 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 78,000 | $66,573 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 68,000 | $66,470 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 67,000 | $66,029 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 70,000 | $65,863 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 39,000 | $65,618 | dollars as filed | principal |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 16,684 | $64,901 | dollars as filed | |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 65,000 | $64,025 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 67,000 | $63,864 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 70,000 | $63,567 | dollars as filed | principal |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 11,115 | $63,467 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAD5 | NOTE 3.625%10/1 | 69,000 | $63,383 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 71,000 | $62,459 | dollars as filed | principal |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 51,000 | $61,343 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 64,000 | $60,602 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 69,000 | $59,740 | dollars as filed | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 27,445 | $57,909 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 56,000 | $57,764 | dollars as filed | principal |
| RAPID7 INC | 753422AH7 | NOTE 1.250% 3/1 | 65,000 | $57,382 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 60,000 | $55,410 | dollars as filed | principal |
| Lyft Inc Note 0.625 percent 3/0 | 55087PAD6 | Convertible | 42,000 | $54,180 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 53,000 | $53,371 | dollars as filed | principal |
| SUPER MICRO COMPUTER INC | 86800UAB0 | NOTE 3.500% 3/0 | 52,000 | $52,988 | dollars as filed | principal |
| FIRSTENERGY CORP | 337932AR8 | NOTE 4.000% 5/0 | 51,000 | $52,964 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 57,000 | $52,640 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 53,000 | $52,258 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 50,000 | $51,775 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 40,000 | $49,828 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 51,000 | $46,910 | dollars as filed | principal |
| FERROGLOBE PLC | G33856108 | SHS | 10,200 | $46,410 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 41,000 | $46,223 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 46,000 | $45,333 | dollars as filed | principal |
| AGEAGLE AERIAL SYS INC NEW | 00848K309 | COM SHS | 22,500 | $45,225 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,000 | $45,100 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 45,000 | $44,685 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 38,000 | $43,464 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 38,000 | $43,377 | dollars as filed | principal |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 47,000 | $42,747 | dollars as filed | principal |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 30,000 | $42,588 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAN1 | NOTE 1.125% 2/1 | 45,000 | $42,210 | dollars as filed | principal |
| FIVE9 INC | 338307AF8 | CNV | 47,000 | $41,525 | dollars as filed | principal |
| BLEND LABS INC | 09352U108 | CL A | 11,300 | $41,245 | dollars as filed | |
| ENOVIS CORPORATION | 194014AB2 | NOTE 3.875%10/1 | 41,000 | $40,324 | dollars as filed | principal |
| PAGERDUTY INC | 69553PAD2 | NOTE 1.500%10/1 | 41,000 | $40,057 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAH4 | NOTE 3.500%12/0 | 49,000 | $39,225 | dollars as filed | principal |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 40,000 | $37,368 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 11,673 | $34,669 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,750 | $31,490 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 10,000 | $30,100 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 10,900 | $26,814 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,000 | $24,300 | dollars as filed | |
| Capital Southwest Corp | 140501AE7 | Convertible Bond | 23,000 | $22,655 | dollars as filed | principal |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,000 | $21,300 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,000 | $18,900 | dollars as filed | |
| IGC PHARMA INC | 45408X308 | COM NEW | 36,667 | $15,290 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,000 | $14,800 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 63,667 | $13,160 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 12,500 | $12,625 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D309 | COM | 10,500 | $5,565 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A117 | RIGHT 10/16/2025 | 66,704 | $5,203 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $900 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-25-000158 | this filing | 2025-11-03 | acceptance time not in the bulk data set |