13F-HR filed by TRUIST FINANCIAL CORP
TRUIST FINANCIAL CORP filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 2,735 holding rows worth $65,625,629,000.
- Accession
- 0000092230-22-000004
- Filer
- CIK 92230
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 6,687 entries on the cover page, a total value of $65,625,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,625,629,000 with VALUE read as thousands by filing date, 13F file number 028-03501. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRUIST BANK /NC/
- included managerSunTrust Advisory Services, Inc.028-18010
- included managerSterling Capital Management LLC028-11465
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 700 | $237,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 2,493 | $237,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,657 | $237,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 5,834 | $234,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 13,626 | $234,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 3,853 | $234,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 7,585 | $233,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,910 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 6,563 | $232,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 12,788 | $232,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,417 | $231,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 8,623 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,812 | $231,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 32,109 | $231,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 5,426 | $231,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,748 | $230,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,504 | $229,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 16,378 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,212 | $229,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,184 | $228,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,536 | $228,000 | thousands by filing date | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 3,595 | $228,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 8,663 | $228,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 10,441 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,612 | $227,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 30,592 | $227,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 11,154 | $226,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 72,790 | $226,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 4,031 | $224,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,320 | $224,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,464 | $224,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,253 | $224,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 4,085 | $224,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,288 | $223,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,171 | $222,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,875 | $222,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 30,512 | $221,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 3,778 | $221,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,378 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 5,052 | $219,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 7,826 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 12,342 | $218,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 6,831 | $218,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,042 | $217,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 3,561 | $216,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 6,040 | $216,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 24,739 | $216,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,593 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,154 | $215,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 69,200 | $215,000 | thousands by filing date | call |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,436 | $214,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 19,134 | $214,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 2,220 | $214,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 48,346 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 5,920 | $213,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 11,089 | $213,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,244 | $213,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 11,920 | $212,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 5,149 | $211,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 4,903 | $211,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,318 | $211,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 7,177 | $211,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 6,058 | $210,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,156 | $210,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,233 | $210,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 4,665 | $210,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 23,958 | $210,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 10,400 | $209,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,515 | $208,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 4,783 | $208,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 7,863 | $208,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 67,550 | $207,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 22,136 | $207,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 205,100 | $207,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 3,312 | $206,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 20,134 | $206,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 5,528 | $205,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 375 | $204,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 10,492 | $204,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 5,872 | $204,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,134 | $204,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 4,448 | $204,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 15,000 | $204,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,772 | $203,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 7,774 | $202,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 5,702 | $202,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 7,886 | $202,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,400 | $201,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 6,394 | $201,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 9,630 | $201,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 64,600 | $201,000 | thousands by filing date | call |
| ACUSHNET HLDGS CORP | 005098108 | COM | 3,773 | $200,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 10,029 | $198,000 | thousands by filing date | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 10,600 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 13,591 | $197,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 18,332 | $196,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,500 | $195,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 21,372 | $194,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,272 | $194,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 10,067 | $193,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 17,085 | $193,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 20,192 | $192,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,495 | $192,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 11,140 | $191,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 45,000 | $189,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,114 | $187,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 10,363 | $187,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 11,825 | $185,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 10,300 | $185,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 17,851 | $184,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 23,486 | $184,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 13,449 | $183,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 15,062 | $183,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,316 | $181,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,110 | $180,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 22,650 | $178,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,674 | $177,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 15,105 | $174,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 170,000 | $172,000 | thousands by filing date | principal |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 174,500 | $171,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 14,925 | $170,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 11,239 | $169,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 21,249 | $168,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 70,100 | $167,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 19,980 | $167,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 12,210 | $166,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,035 | $165,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 11,184 | $165,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 28,325 | $165,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 14,513 | $163,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 50,016 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 10,012 | $159,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 26,711 | $158,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 59,257 | $158,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 17,500 | $156,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,650 | $154,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 17,408 | $153,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 26,377 | $152,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,812 | $152,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14,840 | $151,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,815 | $150,000 | thousands by filing date | |
| ALIGHT INC | 01626W101 | COM CL A | 13,689 | $148,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 20,895 | $147,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 18,652 | $145,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,000 | $145,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 10,679 | $144,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 12,250 | $142,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 36,259 | $141,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 13,741 | $140,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 93,000 | $140,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 15,510 | $139,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 10,800 | $137,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,260 | $136,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 10,200 | $133,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 16,972 | $129,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 27,745 | $127,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 27,450 | $127,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,809 | $126,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 10,168 | $125,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,126 | $124,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 18,600 | $124,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 19,572 | $123,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 12,300 | $123,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,280 | $122,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 30,813 | $122,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 68,900 | $121,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 11,310 | $120,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 20,000 | $119,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 14,501 | $115,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 13,800 | $112,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 35,814 | $111,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 15,139 | $110,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,300 | $110,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 39,229 | $109,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 16,700 | $104,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,105 | $100,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,000 | $99,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 32,600 | $99,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,192 | $94,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 27,463 | $91,000 | thousands by filing date | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 11,250 | $89,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 20,000 | $87,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 16,666 | $87,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 21,359 | $87,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 16,500 | $86,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 20,000 | $85,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 11,511 | $81,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 10,700 | $81,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 18,165 | $79,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 10,584 | $78,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,140 | $77,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,970 | $72,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,974 | $71,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 12,400 | $68,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 21,200 | $63,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 20,000 | $63,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 11,000 | $62,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 13,620 | $61,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 42,111 | $59,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,900 | $57,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,000 | $57,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 16,781 | $57,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 48,000 | $55,000 | thousands by filing date | principal |
| CORVUS GOLD INC | 221013105 | COM | 16,527 | $53,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,730 | $50,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 10,000 | $45,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 18,411 | $44,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 13,958 | $43,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,750 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 12,810 | $41,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 21,000 | $37,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 36,667 | $36,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 22,116 | $36,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,233 | $35,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 10,000 | $34,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,060 | $33,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 29,341 | $31,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 16,689 | $30,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 15,000 | $30,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 29,000 | $29,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 20,000 | $24,000 | thousands by filing date | principal |
| DRIVE SHACK INC | 262077100 | COM | 10,000 | $14,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 14,000 | $14,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 11,000 | $13,000 | thousands by filing date | principal |
| MINIM INC | 60365W102 | COM | 10,000 | $13,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,433 | $12,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 12,000 | $11,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $8,000 | thousands by filing date | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,050 | $7,000 | thousands by filing date | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 35,880 | $7,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,000 | $6,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 26,346 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E536 | US SML CP VALUE | 15,586 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 29,797 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 163,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-22-000004 | this filing | 2022-02-14 | acceptance time not in the bulk data set |