13F-HR/A filed by TRUIST FINANCIAL CORP
TRUIST FINANCIAL CORP filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2021-11-19, with 2,539 holding rows worth $52,285,806,000.
- Accession
- 0000092230-21-000085
- Filer
- CIK 92230
- Filed
- 2021-11-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type restatement, 7,901 entries on the cover page, a total value of $52,285,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,285,806,000 with VALUE read as thousands by filing date, 13F file number 028-03501. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRUIST BANK /NC/
- included managerSunTrust Advisory Services, Inc.028-18010
- included managerBB&T SECURITIES, LLC028-15462
- included managerSterling Capital Management LLC028-11465
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WENDYS CO COM | 95058W100 | Stock | 17,559 | $385,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,094 | $383,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 13,750 | $382,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 19,649 | $382,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 26,539 | $382,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 6,133 | $382,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 21,723 | $381,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 18,712 | $381,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 15,650 | $381,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 40,834 | $379,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 10,622 | $379,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 6,054 | $378,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 9,337 | $378,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,497 | $378,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 35,181 | $377,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 8,715 | $376,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 10,475 | $376,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 10,360 | $375,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 11,722 | $375,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 6,658 | $375,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 14,041 | $373,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 11,951 | $373,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 5,998 | $372,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,590 | $371,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,681 | $371,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,639 | $370,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,783 | $368,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 4,860 | $368,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 24,210 | $367,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 9,301 | $367,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 22,145 | $366,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $363,000 | thousands by filing date | put |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 84,957 | $363,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,242 | $361,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 10,864 | $360,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,956 | $360,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 36,468 | $360,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 24,598 | $360,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 50,000 | $360,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 2,022 | $359,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 45,000 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 23,882 | $359,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 68,832 | $359,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 12,497 | $358,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 19,281 | $358,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 6,424 | $358,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 16,510 | $358,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,296 | $357,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,365 | $356,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,693 | $356,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 101,427 | $356,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 6,778 | $355,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 12,425 | $354,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 512,240 | $354,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 31,816 | $353,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 32,500 | $352,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 22,945 | $350,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 51,375 | $350,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 103,958 | $350,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 17,875 | $350,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 2,551 | $349,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 17,839 | $349,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 16,451 | $348,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 12,856 | $348,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,104 | $347,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 7,519 | $347,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 3,260 | $347,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 8,467 | $346,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,950 | $346,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 7,957 | $345,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,993 | $345,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 14,423 | $345,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,299 | $345,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 21,618 | $344,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,521 | $343,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 8,857 | $342,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 71,334 | $342,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 18,048 | $342,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,409 | $341,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 46,230 | $341,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 8,360 | $341,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,011 | $341,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 4,880 | $341,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 22,352 | $340,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 12,069 | $339,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,375 | $337,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 15,375 | $337,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,307 | $336,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,369 | $335,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,841 | $335,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 20,400 | $335,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 13,178 | $335,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 6,035 | $334,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 12,346 | $334,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,288 | $333,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 5,379 | $333,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,158 | $332,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 30,281 | $332,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 10,499 | $331,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 3,454 | $330,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 8,552 | $330,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 21,902 | $329,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 5,906 | $328,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 12,592 | $328,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 9,746 | $328,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 13,671 | $326,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 7,295 | $326,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 16,640 | $324,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,101 | $323,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 14,175 | $323,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 3,432 | $322,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 8,000 | $322,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 28,301 | $322,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,298 | $320,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,540 | $319,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 37,856 | $319,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 20,250 | $318,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,951 | $317,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,928 | $317,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 34,084 | $316,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,899 | $315,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 37,210 | $315,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 9,073 | $315,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 22,568 | $315,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 70,100 | $315,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 21,634 | $313,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,153 | $312,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 15,859 | $312,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 3,151 | $312,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 19,659 | $312,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 12,527 | $312,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 21,151 | $312,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 22,225 | $311,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11,700 | $311,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 12,718 | $311,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,700 | $309,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,094 | $309,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 2,036 | $308,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $306,000 | thousands by filing date | put |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 7,587 | $306,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 17,630 | $306,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 11,827 | $305,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 4,011 | $305,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 36,095 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 6,204 | $304,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 35,260 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 20,000 | $304,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 21,655 | $303,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 17,594 | $303,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 6,319 | $303,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,841 | $302,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,297 | $302,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 4,850 | $302,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 9,066 | $301,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 23,617 | $301,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 10,451 | $300,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 35,448 | $299,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 13,089 | $299,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 24,140 | $299,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,195 | $299,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 10,507 | $299,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 25,296 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,742 | $298,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 10,563 | $297,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 6,774 | $297,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 4,643 | $296,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 10,235 | $294,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 14,835 | $293,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 4,086 | $292,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 17,952 | $292,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 30,818 | $292,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 6,247 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 10,873 | $290,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 4,849 | $290,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 21,394 | $290,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 44,858 | $290,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 16,125 | $290,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 4,677 | $290,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 8,236 | $289,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,848 | $288,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,200 | $288,000 | thousands by filing date | call |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,825 | $288,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 13,850 | $288,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,488 | $288,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 5,077 | $287,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 11,009 | $286,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,732 | $286,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 3,719 | $286,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 22,980 | $286,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,583 | $285,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 17,359 | $285,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 12,085 | $284,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 21,518 | $283,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 9,052 | $283,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,951 | $281,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,833 | $281,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,753 | $281,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,430 | $280,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 20,475 | $280,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 11,091 | $280,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 6,177 | $279,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 12,620 | $279,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 2,711 | $279,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 7,125 | $279,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 21,047 | $278,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 34,737 | $278,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 18,637 | $278,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,889 | $277,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 4,869 | $277,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,719 | $276,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,991 | $275,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 7,090 | $275,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,001 | $275,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,183 | $275,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,910 | $273,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,550 | $272,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,777 | $272,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 5,140 | $272,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 5,095 | $272,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,358 | $271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,043 | $271,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 4,450 | $270,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 6,386 | $269,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 4,286 | $269,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 20,941 | $269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 7,372 | $269,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 6,216 | $269,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,111 | $268,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 14,424 | $267,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 19,358 | $266,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,331 | $264,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 8,700 | $264,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,745 | $264,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 14,425 | $263,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,191 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,859 | $262,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,107 | $262,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,158 | $261,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,043 | $261,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,975 | $260,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 8,679 | $259,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 8,800 | $259,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 51,118 | $259,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,731 | $258,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,220 | $258,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 17,323 | $258,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 12,386 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,977 | $257,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,340 | $256,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,300 | $256,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,507 | $256,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 6,127 | $256,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 27,072 | $256,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,658 | $255,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 14,686 | $255,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 2,412 | $255,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 21,044 | $255,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 3,628 | $255,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,336 | $254,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,801 | $254,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 15,481 | $254,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 36,996 | $253,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 8,090 | $253,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 5,019 | $252,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 10,425 | $251,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 13,881 | $251,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 26,294 | $251,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 6,500 | $250,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 9,000 | $250,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 2,614 | $250,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 9,000 | $249,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 16,468 | $249,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,591 | $248,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 28,015 | $248,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,407 | $246,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 125,727 | $246,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 5,425 | $246,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 3,876 | $246,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,274 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 9,851 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 7,894 | $245,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,225 | $245,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,451 | $244,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 8,880 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 3,238 | $244,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 2,326 | $243,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 7,835 | $243,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 5,390 | $243,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 20,652 | $242,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,252 | $242,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 27,242 | $241,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 4,000 | $240,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 15,825 | $240,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 22,370 | $240,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 5,165 | $240,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 20,800 | $240,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,620 | $238,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 6,720 | $238,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 4,588 | $238,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 16,559 | $237,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,500 | $236,000 | thousands by filing date | call |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 7,262 | $236,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,428 | $236,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 20,030 | $236,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 7,901 | $235,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 19,067 | $235,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 9,645 | $235,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 4,979 | $235,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 8,967 | $235,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,398 | $233,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 31,215 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,000 | $232,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,215 | $232,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 3,954 | $232,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 21,000 | $232,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 3,188 | $231,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 3,056 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,000 | $230,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,452 | $230,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 22,210 | $229,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,753 | $228,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4,366 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 11,765 | $227,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 13,168 | $227,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 9,595 | $226,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1,474 | $226,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,060 | $226,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 4,478 | $225,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 16,804 | $225,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 23,550 | $225,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,990 | $224,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 15,757 | $224,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,931 | $222,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,702 | $221,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,573 | $221,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 15,998 | $221,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 8,823 | $221,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,048 | $220,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 16,069 | $220,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 5,693 | $219,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 7,466 | $219,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 20,628 | $219,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,258 | $219,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,836 | $218,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 19,531 | $218,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 4,433 | $218,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 4,819 | $217,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,532 | $217,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,040 | $217,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,656 | $216,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 22,826 | $216,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 9,642 | $216,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,358 | $215,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,500 | $215,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,102 | $215,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 17,338 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 8,751 | $215,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,273 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,402 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,118 | $210,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 7,552 | $210,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,390 | $210,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,668 | $210,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 7,879 | $210,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 752 | $209,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,100 | $208,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,131 | $207,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,546 | $207,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,163 | $207,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,643 | $207,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,562 | $206,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 5,074 | $206,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 9,379 | $205,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,061 | $204,000 | thousands by filing date | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 5,031 | $204,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 4,200 | $203,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 5,910 | $202,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,646 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 14,302 | $200,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 28,525 | $197,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,097 | $196,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 22,348 | $196,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 33,835 | $195,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 16,178 | $195,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 17,634 | $195,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 13,011 | $195,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 41,354 | $193,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 40,000 | $192,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 39,474 | $191,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 14,044 | $191,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 12,755 | $188,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 32,539 | $186,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,500 | $185,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 213,590 | $184,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,445 | $181,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 12,859 | $181,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 14,233 | $180,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 32,496 | $179,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 11,494 | $179,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,400 | $178,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 13,215 | $178,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 34,119 | $176,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 27,625 | $176,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 20,000 | $175,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,328 | $175,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 19,250 | $175,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 10,300 | $175,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 15,578 | $174,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,316 | $174,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 23,556 | $174,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13,245 | $173,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,609 | $170,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 13,531 | $169,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 170,000 | $169,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 15,010 | $168,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 63,832 | $167,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,036 | $166,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 3,121 | $166,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,160 | $165,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 28,190 | $165,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,627 | $162,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,828 | $160,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,106 | $159,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 10,188 | $157,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 25,750 | $157,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 59,257 | $156,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,313 | $155,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,462 | $155,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 10,056 | $154,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 11,886 | $154,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,808 | $149,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 22,500 | $148,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 3,400 | $147,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,569 | $145,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 14,010 | $145,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 10,014 | $144,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 175,000 | $139,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,982 | $138,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 12,602 | $137,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 40,224 | $136,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 18,955 | $136,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 11,567 | $132,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 32,495 | $130,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 2,831 | $130,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 5,829 | $129,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 25,000 | $129,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,400 | $128,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 50,000 | $128,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 11,610 | $128,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,208 | $127,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 26,548 | $127,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 10,546 | $126,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,574 | $125,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,000 | $119,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 17,851 | $119,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 15,000 | $119,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 16,666 | $118,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,268 | $116,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 52,365 | $115,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 13,456 | $114,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,284 | $112,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,822 | $110,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 32,808 | $110,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 16,454 | $109,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,876 | $108,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 19,100 | $106,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,845 | $105,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,905 | $102,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,545 | $100,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 13,107 | $98,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,025 | $97,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,350 | $97,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 16,562 | $96,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,150 | $95,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,584 | $95,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 40,997 | $95,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 17,079 | $90,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 13,024 | $90,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,110 | $89,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 10,729 | $86,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 15,092 | $83,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 12,024 | $82,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 12,500 | $81,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,053 | $81,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,623 | $78,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 21,000 | $75,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 11,000 | $74,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 23,394 | $73,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,750 | $72,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,093 | $68,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,524 | $68,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 8,000 | $68,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 2,770 | $67,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,000 | $67,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,341 | $63,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 21,000 | $63,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 470 | $60,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,181 | $59,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 13,190 | $58,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,000 | $58,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-21-000028 | superseded | 2021-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000092230-21-000085 | this filing | 2021-11-19 | acceptance time not in the bulk data set |