13F-HR/A filed by TRUIST FINANCIAL CORP
TRUIST FINANCIAL CORP filed this 13F-HR/A for the quarter ended 2019-12-31, filed 2021-11-16, with 2,488 holding rows worth $49,217,625,000.
- Accession
- 0000092230-21-000083
- Filer
- CIK 92230
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, amendment of type restatement, 8,420 entries on the cover page, a total value of $49,217,625,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,217,625,000 with VALUE read as thousands by filing date, 13F file number 028-03501. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRUIST BANK /NC/
- included managerSunTrust Advisory Services, Inc.028-18010
- included managerBB&T SECURITIES, LLC028-15462
- included managerSterling Capital Management LLC028-11465
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXONENTERPRISEINC | 05464C101 | STOK | 5,408 | $397,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,743 | $396,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 19,900 | $396,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 51,500 | $395,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 23,092 | $394,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 21,367 | $394,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 24,348 | $394,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 15,073 | $394,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 29,330 | $393,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 26,526 | $393,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,000 | $391,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 2,823 | $390,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 36,416 | $390,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 35,474 | $390,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,723 | $389,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 12,274 | $389,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 7,718 | $388,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 23,800 | $386,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 71,673 | $386,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 5,605 | $385,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 18,096 | $385,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 28,705 | $385,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 16,691 | $383,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 11,178 | $382,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 5,783 | $382,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 7,041 | $382,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 49,158 | $381,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 19,487 | $380,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 5,096 | $379,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 4,410 | $379,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 21,146 | $378,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,908 | $377,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 28,383 | $377,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 3,704 | $376,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 22,751 | $376,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 12,067 | $375,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 24,797 | $374,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,321 | $373,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 20,919 | $373,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 11,569 | $372,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,814 | $372,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 44,044 | $372,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 3,655 | $371,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,186 | $368,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 20,712 | $367,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 7,000 | $367,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 23,855 | $366,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 10,129 | $366,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 59,629 | $363,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 6,888 | $363,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,160 | $361,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 8,987 | $361,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 10,664 | $359,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 6,389 | $358,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 16,578 | $357,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 14,179 | $357,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 14,600 | $355,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 8,478 | $355,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 41,004 | $355,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 14,790 | $355,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 9,389 | $354,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 16,012 | $354,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 12,510 | $353,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,410 | $352,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,518 | $351,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,298 | $350,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 4,369 | $350,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 22,931 | $350,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 74,700 | $350,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 8,388 | $349,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,827 | $349,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 13,569 | $348,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 9,020 | $348,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 11,784 | $348,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 19,654 | $348,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 21,208 | $346,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,906 | $345,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 11,015 | $345,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,336 | $343,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 15,005 | $343,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,569 | $342,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 39,801 | $340,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 12,375 | $339,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 20,231 | $337,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 35,942 | $336,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 4,403 | $333,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 21,150 | $331,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 6,167 | $331,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 15,079 | $331,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,852 | $331,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 18,712 | $330,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 6,593 | $330,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,605 | $329,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 27,456 | $328,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 8,572 | $327,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 28,059 | $327,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,324 | $325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 6,321 | $325,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 21,552 | $324,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,759 | $324,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,094 | $323,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 18,758 | $323,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 7,175 | $323,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 38,000 | $323,000 | thousands by filing date | call |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 9,877 | $323,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 9,009 | $322,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 14,728 | $322,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 14,338 | $322,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 13,642 | $321,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 11,159 | $321,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,847 | $320,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 8,043 | $320,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 22,996 | $320,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 20,048 | $319,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,863 | $319,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 11,550 | $319,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,092 | $318,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 21,445 | $318,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 12,234 | $318,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,728 | $317,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 7,207 | $317,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 7,400 | $317,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 6,108 | $315,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 14,642 | $315,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 20,244 | $315,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 5,118 | $313,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 11,433 | $313,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 6,769 | $313,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 12,876 | $313,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 31,566 | $311,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,942 | $310,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 29,903 | $310,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 7,867 | $310,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 9,505 | $309,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,825 | $309,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 213 | $309,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 6,714 | $308,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 10,565 | $307,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,176 | $307,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,773 | $306,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 7,500 | $306,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 5,550 | $305,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 4,640 | $305,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 8,941 | $305,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 7,057 | $304,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,880 | $302,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 21,255 | $302,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,150 | $300,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 19,680 | $300,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,000 | $299,000 | thousands by filing date | put |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,941 | $299,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,795 | $299,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,234 | $299,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3,000 | $299,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 19,000 | $299,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 10,500 | $298,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 24,652 | $297,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,815 | $295,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 19,129 | $295,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 3,440 | $295,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10,389 | $294,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,759 | $294,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,498 | $294,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 16,157 | $294,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,613 | $293,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,467 | $293,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 17,643 | $293,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 23,291 | $293,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 29,900 | $293,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,873 | $292,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 19,990 | $292,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 8,425 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 6,795 | $290,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 5,132 | $290,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 15,215 | $289,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24,506 | $289,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5,625 | $288,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,193 | $288,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 29,400 | $288,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 10,450 | $287,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 10,530 | $286,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 6,461 | $284,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 11,999 | $284,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,745 | $284,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 35,338 | $283,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,787 | $283,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 17,324 | $282,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 11,059 | $282,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 7,389 | $281,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 9,377 | $280,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 6,125 | $279,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 11,543 | $279,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 5,189 | $278,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 4,850 | $278,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,716 | $278,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 12,433 | $278,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 11,260 | $276,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 41,644 | $275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,864 | $275,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 22,917 | $274,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 13,937 | $274,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,670 | $274,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 9,083 | $272,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 34,000 | $272,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,340 | $272,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 6,750 | $272,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 12,876 | $271,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 7,936 | $271,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,256 | $270,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 28,362 | $270,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 20,914 | $269,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 7,633 | $269,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 268,000 | $269,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 19,659 | $268,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 8,944 | $267,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,205 | $267,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 7,333 | $267,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 22,154 | $267,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 10,775 | $266,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 15,309 | $265,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 16,750 | $264,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,900 | $262,000 | thousands by filing date | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 29,209 | $262,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,020 | $262,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,695 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 7,186 | $261,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,717 | $261,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,953 | $260,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,565 | $259,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 43,360 | $259,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 7,563 | $259,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,934 | $258,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 5,961 | $258,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,063 | $257,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,237 | $257,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 12,512 | $256,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 6,475 | $256,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 28,765 | $256,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 3,189 | $255,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 7,109 | $255,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,672 | $255,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 20,223 | $255,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 11,678 | $255,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 8,143 | $254,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 16,200 | $253,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,014 | $253,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 16,611 | $253,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 823 | $252,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 17,208 | $252,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,954 | $251,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 15,927 | $251,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 13,712 | $251,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,005 | $251,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 6,557 | $251,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,828 | $250,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,783 | $249,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 4,944 | $249,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 5,039 | $249,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,218 | $249,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 11,513 | $248,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,942 | $246,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 11,294 | $246,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,043 | $246,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,138 | $245,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,449 | $245,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,450 | $245,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,014 | $243,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 2,415 | $243,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 8,000 | $242,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 123,433 | $242,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 39,301 | $241,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,038 | $240,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 15,033 | $239,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,726 | $238,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,992 | $238,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,730 | $238,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 10,626 | $237,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,500 | $237,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,295 | $237,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 3,979 | $237,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 13,097 | $237,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 25,740 | $237,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 17,832 | $236,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 16,163 | $235,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,783 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 10,466 | $233,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 10,390 | $232,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 6,660 | $231,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 15,233 | $230,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 26,863 | $230,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 21,213 | $230,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 14,904 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,364 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 10,021 | $229,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 37,530 | $229,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 15,100 | $229,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 16,463 | $227,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 17,851 | $227,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 24,394 | $227,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 11,615 | $227,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 7,383 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,104 | $225,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 19,600 | $225,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 8,949 | $225,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 12,388 | $224,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 10,000 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,126 | $223,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 14,242 | $223,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 6,306 | $223,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 4,205 | $223,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,900 | $221,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,583 | $220,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,422 | $219,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 5,982 | $219,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 9,277 | $219,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 6,992 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,647 | $218,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,119 | $217,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,341 | $216,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,631 | $216,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 24,213 | $216,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5,478 | $215,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 2,414 | $214,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 4,262 | $213,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 5,922 | $213,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 7,183 | $213,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 3,193 | $213,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,570 | $213,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 4,052 | $210,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 13,602 | $210,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,198 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 8,900 | $209,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 72,935 | $209,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,878 | $208,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 12,614 | $208,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 2,978 | $207,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,058 | $207,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,054 | $207,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 7,879 | $207,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,864 | $206,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,636 | $205,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,853 | $205,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,134 | $205,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,399 | $205,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 4,243 | $204,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 4,561 | $204,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 13,639 | $203,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 14,195 | $203,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 13,892 | $202,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 14,356 | $201,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 26,000 | $201,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 20,237 | $201,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 40,843 | $200,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 8,219 | $200,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 11,309 | $196,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 15,622 | $193,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,955 | $191,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 13,964 | $191,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 15,549 | $190,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 39,092 | $189,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 36,674 | $187,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 10,155 | $186,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 10,478 | $186,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,411 | $181,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 29,568 | $181,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 37,940 | $180,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 35,355 | $179,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 15,500 | $179,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 24,932 | $177,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 16,753 | $176,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 16,036 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,775 | $173,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 30,588 | $173,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 20,563 | $173,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 19,565 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 12,699 | $169,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 12,495 | $169,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,708 | $167,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 21,487 | $165,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 15,850 | $165,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,302 | $161,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 55,955 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 11,431 | $161,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 14,236 | $160,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 11,065 | $157,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 20,275 | $155,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 17,770 | $155,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 17,507 | $153,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 70,828 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 11,600 | $151,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 12,877 | $148,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,341 | $147,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 10,166 | $146,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,382 | $144,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,600 | $143,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,551 | $139,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,085 | $137,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 10,279 | $137,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 16,145 | $136,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 11,053 | $132,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 19,369 | $129,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 140,000 | $128,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,283 | $127,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 12,041 | $126,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 22,563 | $126,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 30,307 | $125,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 115,000 | $122,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,900 | $120,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 32,344 | $118,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 20,974 | $116,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 13,250 | $114,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 10,550 | $114,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 17,800 | $113,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 20,981 | $109,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 14,275 | $105,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,900 | $102,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 52,365 | $101,000 | thousands by filing date | principal |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,276 | $96,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 15,299 | $95,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,450 | $93,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $93,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 24,335 | $90,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 10,475 | $90,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,700 | $87,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 22,733 | $83,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,689 | $81,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 12,863 | $78,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 10,813 | $78,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 22,000 | $78,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 12,359 | $76,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 43,994 | $75,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 8,075 | $74,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 1,102 | $73,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10,266 | $72,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 12,900 | $72,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,257 | $72,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 66,000 | $66,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,320 | $63,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 16,666 | $53,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,039 | $53,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,600 | $50,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 10,117 | $49,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 10,083 | $49,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,175 | $48,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 8,000 | $47,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 40,000 | $46,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,750 | $45,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 12,000 | $44,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,169 | $35,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 6,000 | $35,000 | thousands by filing date | principal |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,200 | $34,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,983 | $31,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 34,289 | $31,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 30,000 | $30,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 29,000 | $29,000 | thousands by filing date | principal |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,000 | $28,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 37,366 | $25,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 28,907 | $24,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,000 | $24,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 36,667 | $23,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 31,000 | $23,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 36,765 | $22,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $21,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 20,000 | $20,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 20,000 | $19,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 10,000 | $19,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 13,000 | $18,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 15,000 | $18,000 | thousands by filing date | principal |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 10,000 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,000 | $16,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 14,000 | $16,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 10,000 | $14,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 14,000 | $14,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 13,000 | $14,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 12,000 | $13,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 11,000 | $12,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 13,000 | $12,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 11,000 | $11,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 10,000 | $11,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AD1 | BOND | 12,000 | $10,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 10,000 | $10,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $9,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 13,421 | $8,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 21,270 | $6,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,000 | $5,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 11,307 | $4,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,948 | $4,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-20-000022 | superseded | 2020-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000092230-21-000083 | this filing | 2021-11-16 | acceptance time not in the bulk data set |