13F-HR/A filed by TRUIST FINANCIAL CORP
TRUIST FINANCIAL CORP filed this 13F-HR/A for the quarter ended 2020-09-30, filed 2021-11-05, with 2,435 holding rows worth $45,764,127,000.
- Accession
- 0000092230-21-000080
- Filer
- CIK 92230
- Filed
- 2021-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, amendment of type restatement, 8,098 entries on the cover page, a total value of $45,764,127,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,764,127,000 with VALUE read as thousands by filing date, 13F file number 028-03501. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRUIST BANK /NC/
- included managerSunTrust Advisory Services, Inc.028-18010
- included managerBB&T SECURITIES, LLC028-15462
- included managerSterling Capital Management LLC028-11465
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMPINJ INC | 453204109 | COM | 11,668 | $307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 16,327 | $307,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 29,075 | $306,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2,810 | $303,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 16,775 | $303,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 59,386 | $303,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,224 | $303,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 7,121 | $303,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 26,801 | $302,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 3,975 | $302,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 65,110 | $302,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 5,596 | $302,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 21,119 | $302,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,513 | $301,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 18,369 | $301,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 21,742 | $301,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 15,487 | $300,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 22,799 | $300,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 11,346 | $300,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,724 | $299,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 10,750 | $299,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 3,167 | $298,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,276 | $296,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 29,261 | $296,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 2,643 | $296,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 31,720 | $296,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 12,311 | $295,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 11,450 | $295,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 18,000 | $294,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,883 | $293,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 8,741 | $291,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,225 | $291,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 6,844 | $289,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,722 | $288,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 12,178 | $287,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,088 | $286,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,334 | $286,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 47,938 | $286,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 8,964 | $286,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 9,746 | $286,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,202 | $285,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 5,495 | $285,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 5,656 | $285,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,160 | $284,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 38,504 | $284,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,679 | $283,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 8,851 | $283,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,805 | $283,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 38,519 | $282,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 37,295 | $282,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 6,651 | $282,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 13,371 | $281,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 35,032 | $281,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,374 | $281,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 36,700 | $281,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 14,830 | $281,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 23,013 | $280,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,160 | $280,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 10,406 | $279,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 31,063 | $279,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 49,086 | $279,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 17,765 | $278,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 25,045 | $278,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,715 | $277,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 864 | $277,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 609 | $277,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 17,619 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,653 | $277,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,056 | $277,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 6,320 | $277,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,498 | $277,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 5,110 | $277,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 11,271 | $276,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,936 | $275,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,078 | $275,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 6,547 | $275,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 21,634 | $275,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 27,599 | $275,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 5,353 | $274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,782 | $274,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 85,605 | $274,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,485 | $274,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 12,696 | $273,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 11,413 | $273,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,719 | $273,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,949 | $273,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,400 | $272,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 23,125 | $271,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,396 | $270,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 26,145 | $270,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,447 | $270,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 15,210 | $270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 8,244 | $269,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 15,464 | $268,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 7,611 | $268,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 10,570 | $268,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 3,232 | $268,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 11,888 | $268,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 19,060 | $268,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 21,644 | $267,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,594 | $266,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,115 | $265,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 11,831 | $265,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 13,380 | $265,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 30,712 | $265,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 22,765 | $265,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,188 | $264,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,411 | $263,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 14,407 | $263,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,255 | $263,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 10,483 | $262,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 12,286 | $261,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 12,654 | $261,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,727 | $261,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 51,950 | $261,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 53,380 | $261,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,740 | $260,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,337 | $258,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 27,000 | $258,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 13,587 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 4,531 | $258,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 4,726 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,413 | $257,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,324 | $256,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 7,096 | $256,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,260 | $256,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 28,840 | $255,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 288 | $255,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 11,173 | $255,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,745 | $255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,495 | $255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,986 | $254,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 12,110 | $254,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 24,343 | $253,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 11,178 | $253,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 106,380 | $253,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 6,625 | $252,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 18,642 | $252,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,428 | $252,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 17,875 | $251,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,084 | $250,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 7,631 | $249,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 7,579 | $249,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 24,378 | $249,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 18,017 | $249,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 16,369 | $248,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,241 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 14,661 | $248,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 24,222 | $248,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 22,167 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,969 | $246,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 4,590 | $246,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,859 | $245,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 25,750 | $245,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,126 | $245,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 31,850 | $245,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,486 | $245,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 31,763 | $244,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 5,961 | $244,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 19,659 | $244,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 19,055 | $242,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 8,248 | $241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,524 | $240,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 9,482 | $240,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 19,316 | $239,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,824 | $239,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 83,225 | $238,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,326 | $238,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,910 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,459 | $237,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 23,573 | $237,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,710 | $236,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 23,608 | $236,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,043 | $236,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,089 | $235,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 13,083 | $235,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,942 | $235,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,017 | $234,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 9,430 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,250 | $232,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 5,194 | $231,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 7,758 | $231,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 4,655 | $230,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 9,039 | $229,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 12,363 | $228,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 8,710 | $228,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 16,129 | $227,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,048 | $227,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,667 | $227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,651 | $227,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,547 | $227,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 25,296 | $227,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,900 | $226,000 | thousands by filing date | put |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 34,000 | $225,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 43,432 | $225,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 20,280 | $225,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 18,545 | $224,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 21,500 | $224,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,116 | $223,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 12,464 | $223,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,324 | $223,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 15,051 | $223,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,300 | $223,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 5,643 | $223,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 8,384 | $223,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,001 | $223,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 4,247 | $222,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 13,823 | $222,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 7,822 | $222,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 30,818 | $222,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 23,450 | $222,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 5,924 | $221,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 5,542 | $221,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,273 | $220,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,153 | $219,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 7,800 | $219,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 13,930 | $218,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 14,000 | $218,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 27,399 | $218,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 5,492 | $218,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 16,804 | $218,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11,700 | $218,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,500 | $217,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 10,407 | $217,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,498 | $216,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,517 | $215,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,409 | $214,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 16,525 | $214,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 26,227 | $213,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 15,994 | $212,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 10,212 | $212,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 9,184 | $212,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 7,871 | $211,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,290 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,000 | $210,000 | thousands by filing date | call |
| LIVONGO HEALTH INC | 539183103 | COM | 1,494 | $210,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 11,390 | $209,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 2,081 | $208,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,872 | $208,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 16,516 | $208,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 4,481 | $208,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 34,150 | $208,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,188 | $207,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,116 | $206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 7,681 | $206,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 457 | $206,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 46,498 | $205,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 10,197 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 3,322 | $205,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 21,108 | $205,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 35,220 | $204,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 6,198 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 9,699 | $204,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,065 | $203,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 8,000 | $203,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 9,036 | $203,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 14,041 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 4,122 | $202,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,379 | $201,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,210 | $201,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 10,614 | $201,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 4,979 | $201,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,336 | $200,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,627 | $200,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 18,311 | $197,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 15,020 | $197,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,141 | $196,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 35,200 | $194,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 21,867 | $192,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 40,362 | $191,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 33,120 | $189,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 15,309 | $186,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 14,170 | $185,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 8,402 | $185,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 16,353 | $184,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 57,703 | $183,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 10,530 | $183,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,098 | $182,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 27,248 | $182,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 18,882 | $179,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 12,225 | $178,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 19,650 | $178,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 50,000 | $177,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 16,404 | $177,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 10,393 | $176,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 13,516 | $176,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 22,355 | $175,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 42,231 | $175,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 15,304 | $174,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 32,496 | $174,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,845 | $173,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 40,607 | $172,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,200 | $169,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 12,578 | $168,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 21,507 | $167,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 150,103 | $167,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 11,804 | $166,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 13,081 | $162,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 13,569 | $162,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 11,506 | $161,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 13,971 | $161,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 31,577 | $161,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,928 | $161,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,658 | $159,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 41,746 | $155,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 17,881 | $154,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 22,313 | $153,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 117,809 | $152,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 17,857 | $152,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 11,125 | $151,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 11,600 | $149,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 27,693 | $146,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 20,000 | $145,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,160 | $144,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,916 | $144,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,619 | $143,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,693 | $143,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,825 | $142,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 175,000 | $142,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 15,850 | $141,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,323 | $141,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 17,633 | $141,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 10,775 | $140,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 23,084 | $140,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 24,850 | $140,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,958 | $136,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,881 | $133,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 71,247 | $133,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,250 | $131,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 10,971 | $129,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 135,000 | $128,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,281 | $127,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 12,750 | $126,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,382 | $126,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 19,905 | $125,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 17,885 | $124,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 18,550 | $123,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,156 | $122,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 10,145 | $121,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 12,266 | $121,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 19,850 | $121,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,447 | $120,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,251 | $118,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 115,000 | $117,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 14,127 | $115,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,908 | $114,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 16,666 | $113,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 40,000 | $112,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 40,588 | $111,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 17,851 | $110,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 213,590 | $109,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 14,233 | $108,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,310 | $104,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 20,245 | $104,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 25,827 | $103,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,104 | $103,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 52,365 | $103,000 | thousands by filing date | principal |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,023 | $101,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 21,954 | $100,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,699 | $96,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,310 | $96,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 35,502 | $95,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 25,000 | $93,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,257 | $92,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,000 | $91,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 27,367 | $88,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 22,118 | $87,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 16,562 | $85,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,150 | $84,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 28,703 | $84,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,508 | $82,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,094 | $81,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 10,202 | $81,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 13,716 | $81,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,474 | $77,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,110 | $76,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 25,704 | $70,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 11,243 | $69,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 14,196 | $69,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,000 | $69,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 16,863 | $68,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 44,644 | $67,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 16,311 | $66,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 8,000 | $66,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 65,000 | $65,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 10,450 | $64,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 22,094 | $56,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,177 | $51,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,341 | $51,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 16,523 | $51,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 43,994 | $51,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 11,210 | $50,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 48,000 | $50,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 16,527 | $49,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 6,000 | $49,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,050 | $47,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 12,337 | $45,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 50,000 | $45,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,750 | $44,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 14,471 | $43,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 10,000 | $39,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 36,667 | $38,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,465 | $37,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,272 | $36,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 13,190 | $34,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 15,000 | $32,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,000 | $28,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 43,790 | $28,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 29,000 | $28,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 10,000 | $28,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 27,000 | $27,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 10,000 | $27,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,000 | $25,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 15,000 | $24,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,875 | $22,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 20,000 | $20,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 20,000 | $19,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 10,000 | $17,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 13,000 | $17,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 14,000 | $16,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 14,000 | $14,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 13,000 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,000 | $13,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 11,000 | $12,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 12,000 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 13,000 | $12,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 10,000 | $11,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 10,000 | $10,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 12,000 | $10,000 | thousands by filing date | principal |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 13,421 | $8,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 15,000 | $8,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $4,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 21,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH DOUBLELINE STRATE | 76882G123 | RIGHT 10/01/2020 | 38,661 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-20-000115 | superseded | 2020-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000092230-21-000080 | this filing | 2021-11-05 | acceptance time not in the bulk data set |