13F-HR/A filed by TRUIST FINANCIAL CORP
TRUIST FINANCIAL CORP filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2021-11-05, with 2,367 holding rows worth $37,985,192,000.
- Accession
- 0000092230-21-000079
- Filer
- CIK 92230
- Filed
- 2021-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 8,022 entries on the cover page, a total value of $37,985,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,985,192,000 with VALUE read as thousands by filing date, 13F file number 028-03501. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRUIST BANK /NC/
- included managerSunTrust Advisory Services, Inc.028-18010
- included managerBB&T SECURITIES, LLC028-15462
- included managerSterling Capital Management LLC028-11465
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 20,880 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 4,721 | $242,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 23,875 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 7,549 | $241,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 26,675 | $241,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 48,867 | $241,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,339 | $240,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 746 | $240,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 20,450 | $240,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,915 | $240,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,118 | $239,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 12,305 | $238,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 11,888 | $238,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 34,475 | $237,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,630 | $237,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,518 | $236,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,585 | $236,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 25,761 | $236,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 9,792 | $235,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 8,904 | $235,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 13,605 | $235,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 8,998 | $234,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 9,272 | $233,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 53,433 | $233,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 59,031 | $233,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 21,656 | $233,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 14,870 | $232,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 18,517 | $232,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,576 | $231,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 7,563 | $231,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 8,941 | $231,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 7,609 | $230,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 5,480 | $230,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 6,605 | $230,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 13,250 | $230,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 10,637 | $229,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,540 | $228,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,818 | $228,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,263 | $228,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,322 | $227,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 13,484 | $227,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 23,144 | $227,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,900 | $226,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,072 | $226,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 63,047 | $226,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 12,748 | $226,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 4,832 | $226,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 21,205 | $225,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 6,213 | $224,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 9,208 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,499 | $224,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 28,496 | $224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,485 | $224,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 4,193 | $223,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 33,119 | $223,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 11,659 | $223,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 41,136 | $222,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 20,843 | $222,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 6,081 | $222,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,706 | $221,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24,073 | $221,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 13,248 | $221,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 3,300 | $221,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 37,136 | $221,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,886 | $220,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 44,085 | $220,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 5,806 | $220,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 8,209 | $220,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4,332 | $220,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,859 | $219,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 50,641 | $219,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,600 | $218,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 5,067 | $218,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 18,327 | $218,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 8,412 | $218,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 16,412 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,695 | $218,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 5,142 | $218,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,278 | $218,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 218,000 | $218,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 9,663 | $218,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 36,527 | $217,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,111 | $216,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 2,882 | $216,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 21,948 | $216,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 4,457 | $215,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 17,537 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 13,747 | $215,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 66,069 | $215,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 4,032 | $214,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,073 | $213,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 11,405 | $213,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 16,597 | $212,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 34,213 | $212,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,312 | $212,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,937 | $211,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 20,050 | $211,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 20,408 | $211,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 15,455 | $211,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 37,000 | $210,000 | thousands by filing date | call |
| PHREESIA INC | 71944F106 | COM | 9,990 | $210,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 102,438 | $209,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 25,365 | $209,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,153 | $208,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 19,777 | $208,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 9,035 | $207,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,903 | $207,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 21,600 | $207,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,500 | $206,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 23,373 | $206,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 8,010 | $206,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 16,094 | $206,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 11,662 | $206,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 19,000 | $206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,748 | $205,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 19,034 | $205,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,200 | $205,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,192 | $204,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 6,197 | $204,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 25,780 | $203,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 8,232 | $202,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,002 | $202,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 15,191 | $201,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 3,775 | $200,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 16,924 | $199,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 34,000 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 14,502 | $198,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 16,038 | $197,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 30,000 | $196,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 11,784 | $196,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 37,169 | $195,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 41,155 | $195,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 38,175 | $194,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 16,091 | $193,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 10,591 | $193,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 39,333 | $193,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,434 | $193,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 23,350 | $193,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 10,691 | $192,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 18,932 | $191,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 26,868 | $191,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 21,592 | $190,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 21,963 | $188,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 20,234 | $186,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 19,548 | $185,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 70,494 | $185,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,043 | $182,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 15,496 | $181,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 13,899 | $180,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 11,721 | $180,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,708 | $180,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 24,142 | $180,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 17,050 | $180,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 35,220 | $178,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 30,684 | $178,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 11,711 | $178,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 22,500 | $177,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 14,242 | $176,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 42,066 | $176,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 26,266 | $173,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 15,464 | $173,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 21,764 | $172,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 10,905 | $171,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,099 | $169,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 42,200 | $168,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 13,000 | $168,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 21,848 | $166,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 23,144 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,953 | $165,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 24,800 | $164,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 16,572 | $164,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 16,463 | $163,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 15,589 | $163,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 44,590 | $162,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 125,375 | $162,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 31,000 | $161,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,229 | $160,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,400 | $160,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 19,627 | $160,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 84,357 | $159,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,490 | $157,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 29,301 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 11,961 | $156,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 37,130 | $156,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10,476 | $154,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 21,713 | $154,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 12,071 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 11,431 | $152,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 15,500 | $151,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,616 | $150,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,662 | $149,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 15,945 | $149,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 18,351 | $149,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 211,168 | $148,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 10,247 | $147,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 12,538 | $145,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 19,659 | $145,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,697 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 11,600 | $144,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 16,342 | $143,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 28,238 | $142,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,930 | $141,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 41,500 | $141,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 40,266 | $140,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 12,604 | $140,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 24,152 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 14,994 | $140,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 10,800 | $137,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 19,533 | $137,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 22,541 | $137,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 12,483 | $137,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,750 | $136,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 11,328 | $135,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 23,317 | $134,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 16,753 | $134,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 23,271 | $132,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,993 | $132,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,910 | $128,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,079 | $128,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 33,665 | $128,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 14,650 | $127,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 23,976 | $126,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,200 | $126,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 12,700 | $125,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 17,924 | $123,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 85,231 | $123,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 22,002 | $122,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,207 | $120,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 22,930 | $119,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 15,850 | $118,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 25,000 | $118,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 15,983 | $117,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,000 | $116,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 14,178 | $115,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 30,807 | $114,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,160 | $114,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,382 | $114,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 23,829 | $112,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 27,685 | $111,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 16,311 | $107,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,201 | $107,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 10,120 | $106,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 11,660 | $106,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,104 | $106,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 13,400 | $106,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 23,798 | $105,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 15,048 | $102,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 11,047 | $101,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 16,200 | $101,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,999 | $99,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 115,000 | $98,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 55,467 | $97,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 12,481 | $96,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 19,096 | $96,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,023 | $95,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,225 | $93,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 20,364 | $92,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,730 | $92,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 29,767 | $91,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 105,000 | $91,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 15,802 | $90,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 46,810 | $89,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 12,123 | $88,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 22,563 | $87,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 27,320 | $85,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 140,000 | $85,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 17,851 | $84,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 33,708 | $83,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 26,072 | $81,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 35,533 | $81,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 14,085 | $81,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 18,428 | $80,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 15,442 | $79,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 15,000 | $79,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 13,150 | $76,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 12,645 | $76,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 10,687 | $75,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,795 | $74,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 88,485 | $72,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,862 | $71,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 11,469 | $70,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,000 | $70,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 39,803 | $70,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 10,354 | $70,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 15,083 | $69,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 12,239 | $64,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 66,000 | $64,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 67,327 | $61,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 30,006 | $60,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 32,110 | $58,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 52,365 | $58,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 20,523 | $57,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 11,119 | $56,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 16,666 | $56,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 18,148 | $56,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 22,000 | $55,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,000 | $53,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 62,113 | $52,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 11,000 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 16,113 | $51,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 15,463 | $50,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 16,471 | $49,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 13,883 | $48,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,257 | $47,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 17,877 | $46,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,564 | $46,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 15,590 | $45,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,820 | $43,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,750 | $42,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 8,000 | $42,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 31,692 | $41,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 12,337 | $40,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 10,000 | $38,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 16,700 | $37,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,984 | $36,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 10,000 | $35,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 19,200 | $35,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 50,000 | $33,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 23,419 | $32,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 6,000 | $32,000 | thousands by filing date | principal |
| CURIS INC | 231269200 | COM | 43,994 | $31,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 17,600 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 18,000 | $27,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,010 | $26,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 29,000 | $26,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC | 35952H601 | COM | 15,000 | $23,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 22,094 | $23,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 13,884 | $22,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,156 | $22,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 19,456 | $21,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 52,811 | $20,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 10,000 | $20,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 36,667 | $18,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 12,000 | $18,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 13,472 | $18,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 20,000 | $18,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 17,800 | $17,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 20,000 | $17,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $17,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 11,250 | $16,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,000 | $16,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 13,000 | $16,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 10,000 | $15,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 36,765 | $15,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 15,000 | $14,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 14,000 | $13,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 14,000 | $13,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,000 | $12,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 12,000 | $12,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 11,000 | $11,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,000 | $11,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 13,000 | $11,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 10,000 | $10,000 | thousands by filing date | principal |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,200 | $10,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 13,000 | $10,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 10,000 | $10,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 49,900 | $8,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 36,389 | $8,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 12,000 | $8,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,200 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $7,000 | thousands by filing date | principal |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 13,421 | $7,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $6,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,453 | $5,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 21,270 | $4,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $3,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-20-000062 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000092230-21-000079 | this filing | 2021-11-05 | acceptance time not in the bulk data set |