13F-HR filed by TRUIST FINANCIAL CORP
TRUIST FINANCIAL CORP filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-18, with 2,941 holding rows worth $53,844,114,000.
- Accession
- 0000092230-21-000028
- Filer
- CIK 92230
- Filed
- 2021-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 9,776 entries on the cover page, a total value of $53,844,114,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $53,844,114,000 with VALUE read as thousands by filing date, 13F file number 028-03501. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerTRUIST BANK /NC/028-01507
- included managerSunTrust Advisory Services, Inc.028-18010
- included managerBB&T SECURITIES, LLC028-15462
- included managerSterling Capital Management LLC028-11465
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMBARELLA INC | G037AX101 | SHS | 3,016 | $276,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 4,957 | $276,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 6,372 | $276,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 7,917 | $276,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 7,090 | $275,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,001 | $275,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,183 | $275,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 2,292 | $274,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,841 | $274,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,241 | $273,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 4,619 | $273,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,910 | $273,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 5,140 | $272,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,043 | $271,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 5,999 | $270,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 20,941 | $269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 7,372 | $269,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,883 | $269,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 14,424 | $267,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,111 | $267,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 19,358 | $266,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,672 | $266,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 28,107 | $266,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 6,142 | $265,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 7,320 | $265,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,000 | $264,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,331 | $264,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 8,700 | $264,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,745 | $264,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 24,910 | $264,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,886 | $264,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 8,830 | $263,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 19,978 | $263,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 14,425 | $263,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,191 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,859 | $262,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 7,845 | $261,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 21,620 | $261,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,892 | $261,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,043 | $261,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 9,395 | $261,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 13,067 | $260,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 24,272 | $260,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 666 | $259,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,357 | $259,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 3,166 | $259,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 51,118 | $259,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,731 | $258,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,364 | $258,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,220 | $258,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 3,889 | $258,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 8,012 | $258,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 16,085 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,977 | $257,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,300 | $256,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,507 | $256,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 14,686 | $255,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 21,044 | $255,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,199 | $254,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,654 | $254,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,336 | $254,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 15,131 | $254,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 13,529 | $254,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,540 | $253,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 3,404 | $253,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,951 | $252,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,423 | $252,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 11,543 | $252,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 26,881 | $251,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 10,425 | $251,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 26,294 | $251,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 6,120 | $251,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,339 | $250,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,460 | $250,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 9,000 | $250,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 2,614 | $250,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 23,446 | $249,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 9,000 | $249,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 16,468 | $249,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,591 | $248,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 7,213 | $248,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 28,015 | $248,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 4,320 | $247,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 12,880 | $247,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,312 | $246,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,407 | $246,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 125,727 | $246,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 3,876 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 9,851 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 7,894 | $245,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,225 | $245,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,451 | $244,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 8,880 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 3,238 | $244,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 20,652 | $242,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,230 | $242,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,252 | $242,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,093 | $241,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 27,242 | $241,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,141 | $241,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 6,117 | $240,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 6,201 | $240,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 15,825 | $240,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 5,165 | $240,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,620 | $238,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 5,101 | $238,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 8,882 | $238,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 4,588 | $238,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,817 | $237,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 4,979 | $237,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 16,559 | $237,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,142 | $237,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 3,383 | $237,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,500 | $236,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 6,163 | $236,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 7,262 | $236,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,428 | $236,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 20,030 | $236,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 19,067 | $235,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 4,979 | $235,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 3,259 | $235,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 8,967 | $235,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 12,270 | $234,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,617 | $233,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 11,612 | $233,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 31,215 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,000 | $232,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,215 | $232,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,370 | $232,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 5,471 | $232,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,270 | $232,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 21,000 | $232,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 7,220 | $231,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 5,270 | $230,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,479 | $230,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 8,601 | $230,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 13,862 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,000 | $230,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,452 | $230,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 22,210 | $229,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 3,748 | $229,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 7,638 | $228,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,559 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 11,765 | $227,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 13,168 | $227,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 9,595 | $226,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 11,562 | $226,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 9,547 | $226,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 14,423 | $226,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 8,835 | $226,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 12,130 | $225,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 16,804 | $225,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 23,550 | $225,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,433 | $224,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,990 | $224,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 2,843 | $222,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 13,527 | $221,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,573 | $221,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 5,835 | $221,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 15,998 | $221,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 14,776 | $221,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,143 | $220,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 7,466 | $219,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,258 | $219,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,318 | $219,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 21,012 | $219,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5,267 | $218,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 19,531 | $218,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 4,433 | $218,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 4,819 | $217,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,532 | $217,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 12,835 | $217,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,040 | $217,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,656 | $216,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 22,826 | $216,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 9,642 | $216,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,500 | $215,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,102 | $215,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 17,338 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 8,751 | $215,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 5,171 | $215,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,273 | $214,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,299 | $214,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 15,873 | $214,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 7,309 | $213,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,654 | $213,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,834 | $213,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,604 | $213,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 1,728 | $212,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 11,699 | $212,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 2,486 | $211,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 6,473 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,402 | $211,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,475 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,118 | $210,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 6,613 | $210,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 7,552 | $210,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,390 | $210,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 7,879 | $210,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,687 | $209,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 752 | $209,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 4,379 | $209,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,100 | $208,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,670 | $208,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 3,596 | $208,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,131 | $207,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,163 | $207,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 18,331 | $207,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,643 | $207,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,913 | $206,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 5,074 | $206,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 320 | $206,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 14,161 | $205,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 2,806 | $205,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,061 | $204,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 3,672 | $204,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 12,556 | $204,000 | thousands by filing date | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 5,031 | $204,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 27,547 | $204,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 16,120 | $204,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 4,200 | $203,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,898 | $203,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,340 | $203,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,764 | $202,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 10,180 | $202,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 5,266 | $202,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 5,910 | $202,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 11,243 | $202,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 28,147 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 14,302 | $200,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 9,265 | $199,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 12,291 | $199,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 28,525 | $197,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 22,348 | $196,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 12,955 | $196,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 33,835 | $195,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 17,634 | $195,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 13,709 | $194,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 41,354 | $193,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 13,106 | $193,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 40,000 | $192,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 21,170 | $192,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 11,155 | $192,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 28,584 | $191,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 39,474 | $191,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 14,044 | $191,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 10,017 | $190,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 18,884 | $188,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 55,551 | $188,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 12,755 | $188,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 19,217 | $186,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 32,539 | $186,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 15,506 | $185,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,500 | $185,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 213,590 | $184,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,884 | $184,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 14,001 | $183,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 61,490 | $183,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 16,228 | $182,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,445 | $181,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 12,859 | $181,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 15,595 | $179,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 32,496 | $179,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 11,494 | $179,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,400 | $178,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 15,230 | $178,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 34,119 | $176,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 66,922 | $176,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 20,000 | $175,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 46,106 | $175,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 19,250 | $175,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 10,300 | $175,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 26,616 | $175,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 13,470 | $175,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,316 | $174,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 18,542 | $172,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 20,331 | $172,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 19,478 | $171,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,862 | $171,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,609 | $170,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 13,531 | $169,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 170,000 | $169,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 63,832 | $167,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 30,284 | $166,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,036 | $166,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 22,270 | $166,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,160 | $165,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 28,190 | $165,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,206 | $163,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 21,453 | $160,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,828 | $160,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,106 | $159,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 10,188 | $157,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 25,750 | $157,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,313 | $155,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 15,314 | $155,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,462 | $155,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 11,886 | $154,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 39,549 | $154,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 12,580 | $150,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,808 | $149,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 22,174 | $146,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,392 | $145,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,569 | $145,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 14,010 | $145,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 12,958 | $143,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,312 | $143,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 21,152 | $143,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 12,249 | $139,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 175,000 | $139,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 16,821 | $138,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 34,875 | $138,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,982 | $138,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 12,847 | $137,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 12,602 | $137,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,858 | $136,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,522 | $134,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,040 | $133,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 11,677 | $132,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 11,567 | $132,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 32,495 | $130,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 25,000 | $129,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 50,000 | $128,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 11,610 | $128,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,208 | $127,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 28,601 | $126,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 10,546 | $126,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,574 | $125,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,457 | $120,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 17,851 | $119,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 15,000 | $119,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 16,666 | $118,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,268 | $116,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 31,531 | $116,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 19,844 | $115,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 52,365 | $115,000 | thousands by filing date | principal |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 32,808 | $110,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 10,706 | $109,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,876 | $108,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 19,100 | $106,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,845 | $105,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,490 | $102,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 25,579 | $102,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 14,408 | $101,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,545 | $100,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,025 | $97,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,350 | $97,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,150 | $95,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,584 | $95,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 40,997 | $95,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 10,977 | $92,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 13,472 | $91,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 17,079 | $90,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 16,421 | $90,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 13,024 | $90,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,304 | $89,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,759 | $89,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 12,800 | $88,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,022 | $87,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 21,037 | $86,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 13,294 | $86,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,453 | $82,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 12,024 | $82,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 33,830 | $80,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 12,111 | $79,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,623 | $78,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 13,302 | $77,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 21,000 | $75,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 23,394 | $73,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,004 | $72,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,093 | $68,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,524 | $68,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 8,000 | $68,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,341 | $63,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 10,007 | $63,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 21,000 | $63,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 24,219 | $61,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,181 | $59,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 17,434 | $58,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 36,667 | $57,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 34,107 | $54,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 12,502 | $52,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 16,165 | $51,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 48,000 | $51,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 6,000 | $51,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,030 | $50,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,900 | $48,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 13,949 | $48,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,086 | $48,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 11,911 | $48,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,362 | $47,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,684 | $46,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,585 | $46,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,750 | $45,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,502 | $43,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 12,315 | $43,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 13,245 | $42,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 40,000 | $41,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 40,000 | $41,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 16,527 | $39,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 18,858 | $39,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 14,061 | $38,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,292 | $37,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,241 | $36,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,086 | $35,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 12,811 | $35,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 15,000 | $35,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,000 | $33,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,150 | $32,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,379 | $29,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 13,512 | $29,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 29,000 | $29,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 24,000 | $28,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,718 | $26,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 10,000 | $24,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 12,684 | $23,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 12,570 | $22,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 13,752 | $22,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 17,522 | $21,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 20,000 | $20,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $20,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 20,000 | $20,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 13,000 | $19,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 13,765 | $18,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,073 | $16,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 14,000 | $16,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,000 | $15,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 14,000 | $14,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 12,000 | $13,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 13,000 | $13,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 11,918 | $13,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 11,000 | $12,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 13,000 | $12,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 12,000 | $11,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 10,000 | $10,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $8,000 | thousands by filing date | principal |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 15,000 | $7,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 13,421 | $6,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 244 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 10,748 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-21-000028 | this filing | 2021-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000092230-21-000085 | base | 2021-11-19 | acceptance time not in the bulk data set |