13F-HR filed by TRUIST FINANCIAL CORP
TRUIST FINANCIAL CORP filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 2,450 holding rows worth $45,056,774,000.
- Accession
- 0000092230-20-000103
- Filer
- CIK 92230
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 7,768 entries on the cover page, a total value of $45,056,774,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,056,774,000 with VALUE read as thousands by filing date, 13F file number 028-03501. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerTRUIST BANK /NC/028-01507
- included managerSunTrust Advisory Services, Inc.028-18010
- included managerBB&T SECURITIES, LLC028-15462
- included managerSterling Capital Management LLC028-11465
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q460 | CMN | 8,061 | $315,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,653 | $315,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 11,213 | $314,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,791 | $314,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 14,600 | $312,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 9,220 | $312,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 12,769 | $311,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 9,904 | $311,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 7,200 | $310,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 30,238 | $310,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 16,375 | $310,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 27,914 | $310,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 13,844 | $309,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,395 | $309,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 12,216 | $309,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 21,339 | $309,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 4,283 | $308,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 20,413 | $308,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 4,782 | $307,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 34,551 | $307,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 9,001 | $306,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 23,837 | $305,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,433 | $305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 5,960 | $305,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 34,097 | $303,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 15,496 | $303,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 21,649 | $302,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 14,472 | $299,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 23,000 | $298,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 72,349 | $298,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 5,989 | $297,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 40,421 | $297,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 6,285 | $297,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 9,595 | $297,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 3,819 | $296,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 22,500 | $296,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 24,110 | $296,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 13,264 | $295,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 20,172 | $294,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,014 | $293,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,622 | $292,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 24,881 | $292,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 83,851 | $291,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 10,766 | $291,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,727 | $290,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 11,511 | $290,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 20,272 | $290,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 4,125 | $290,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 5,204 | $289,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 8,042 | $289,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 21,275 | $288,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 173,409 | $288,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 10,915 | $288,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 16,500 | $287,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 19,839 | $287,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 7,522 | $287,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 6,468 | $287,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,509 | $285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,875 | $285,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 19,993 | $285,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 27,864 | $284,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 3,357 | $284,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 23,598 | $284,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 38,864 | $284,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 9,977 | $283,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,278 | $283,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 12,178 | $283,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 27,560 | $282,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 9,029 | $282,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 14,103 | $281,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 10,750 | $281,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 14,189 | $281,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 21,265 | $280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 13,265 | $280,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 23,201 | $279,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 21,326 | $279,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 8,113 | $278,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 18,264 | $278,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 21,566 | $278,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 23,500 | $277,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $276,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,709 | $276,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 952 | $276,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 2,483 | $276,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 7,424 | $276,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 9,746 | $275,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 24,553 | $275,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 24,625 | $274,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 28,672 | $274,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 93,233 | $274,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 11,809 | $274,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 5,709 | $273,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,719 | $273,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,569 | $272,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 14,743 | $272,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 15,351 | $272,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,255 | $271,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 5,162 | $271,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 17,629 | $271,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 21,150 | $271,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 12,654 | $270,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,377 | $269,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 13,207 | $269,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 21,634 | $269,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 3,920 | $268,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 17,430 | $268,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 16,449 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 7,563 | $268,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,694 | $267,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 44,181 | $267,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 5,283 | $267,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,225 | $266,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 14,423 | $266,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,875 | $265,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 21,731 | $264,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,760 | $264,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 36,700 | $264,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 6,978 | $264,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 11,888 | $264,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,769 | $262,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 60,338 | $262,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,621 | $262,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,495 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,282 | $262,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 440 | $262,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,952 | $261,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 16,300 | $261,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,094 | $260,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 2,983 | $260,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 9,009 | $260,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 18,287 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,500 | $258,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 9,505 | $258,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 4,886 | $258,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 9,039 | $258,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 25,045 | $258,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,958 | $257,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 27,470 | $256,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 10,739 | $256,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 21,302 | $256,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 12,672 | $255,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 20,839 | $255,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 26,611 | $254,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 3,037 | $254,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 9,208 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 19,768 | $253,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,859 | $253,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 24,448 | $253,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,042 | $252,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 93,728 | $251,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 20,390 | $251,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 4,832 | $251,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 35,220 | $250,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,295 | $250,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 21,826 | $249,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 15,620 | $249,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 13,322 | $248,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 41,480 | $248,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,447 | $247,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 21,282 | $247,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 10,454 | $246,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,473 | $246,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 12,356 | $246,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 33,188 | $245,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 17,200 | $244,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 11,874 | $243,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 86,309 | $242,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 21,555 | $242,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 35,200 | $242,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,329 | $242,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,955 | $240,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,139 | $240,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,311 | $240,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 6,594 | $240,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,997 | $239,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 7,583 | $238,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 5,285 | $238,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 15,894 | $238,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,206 | $237,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,084 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 4,958 | $237,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 7,579 | $236,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 24,397 | $234,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 18,227 | $233,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 25,750 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,471 | $232,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 4,557 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,955 | $230,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 15,500 | $230,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 8,339 | $230,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 19,835 | $229,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 31,850 | $228,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 19,045 | $227,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 9,963 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 11,112 | $227,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 10,484 | $226,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 27,000 | $225,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,467 | $224,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 19,209 | $224,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 17,537 | $223,000 | thousands by filing date | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 9,281 | $223,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 4,207 | $223,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 18,762 | $222,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 9,998 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 11,214 | $222,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 11,550 | $222,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 23,458 | $221,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 10,617 | $221,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 8,152 | $220,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 15,105 | $220,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 12,319 | $220,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 18,127 | $220,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 21,956 | $219,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 16,011 | $219,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,043 | $219,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 9,247 | $218,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,500 | $218,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,143 | $218,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 14,723 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,113 | $218,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,838 | $217,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 19,912 | $217,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 23,350 | $217,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 4,843 | $216,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 16,353 | $216,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 20,280 | $216,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 9,250 | $216,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 4,981 | $214,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,910 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 16,517 | $214,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 8,385 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,318 | $214,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 10,911 | $213,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,976 | $212,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 7,582 | $212,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 150,212 | $212,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,888 | $211,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 27,453 | $211,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 34,000 | $211,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 10,212 | $211,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 8,000 | $211,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 9,100 | $210,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 10,149 | $210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 5,885 | $210,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,900 | $209,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,384 | $208,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,083 | $208,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 3,775 | $208,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 72,247 | $208,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 10,568 | $208,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 16,568 | $207,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,015 | $207,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,387 | $207,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 800 | $206,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,166 | $206,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,659 | $206,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,374 | $206,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,639 | $205,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 7,440 | $204,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 5,258 | $204,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 9,355 | $204,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,823 | $203,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 25,436 | $203,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,057 | $202,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,383 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,518 | $201,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 3,711 | $201,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 7,941 | $201,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 36,652 | $201,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,153 | $201,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 3,649 | $200,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 24,631 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 15,154 | $197,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 22,635 | $196,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,708 | $196,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,588 | $195,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 21,209 | $195,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 38,641 | $195,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,134 | $195,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 20,000 | $194,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 27,700 | $193,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 13,279 | $192,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,327 | $192,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 26,117 | $191,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 13,435 | $188,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 40,362 | $188,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,971 | $187,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 123,188 | $185,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,812 | $185,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 10,425 | $185,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,333 | $184,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 16,492 | $182,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 33,803 | $178,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 23,155 | $178,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 32,797 | $176,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 21,800 | $176,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 40,322 | $175,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 11,245 | $174,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 37,681 | $174,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 12,978 | $172,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 14,200 | $171,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 19,900 | $171,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 16,390 | $170,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 19,659 | $169,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 50,000 | $169,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 23,144 | $168,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 18,511 | $167,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 44,384 | $166,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 12,943 | $164,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 12,578 | $161,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,563 | $161,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 16,535 | $161,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 17,208 | $160,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 11,705 | $159,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 17,881 | $159,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 22,313 | $155,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 24,916 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 11,431 | $153,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,938 | $151,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 13,136 | $151,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,323 | $151,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 25,130 | $150,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 21,850 | $150,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 26,250 | $148,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,600 | $147,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 15,342 | $145,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 25,732 | $144,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 10,614 | $143,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 10,627 | $143,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,160 | $142,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,979 | $141,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 11,898 | $136,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 14,403 | $135,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 14,969 | $135,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 140,000 | $135,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 13,023 | $134,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 12,710 | $133,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 55,286 | $132,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 12,360 | $132,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,250 | $132,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 15,850 | $128,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,825 | $128,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 46,350 | $127,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,918 | $125,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 11,970 | $123,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 41,384 | $122,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 23,683 | $122,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,697 | $121,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,750 | $121,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,382 | $121,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,257 | $121,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,447 | $119,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 17,755 | $119,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 40,000 | $118,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 14,281 | $117,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,235 | $117,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 17,851 | $116,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 213,590 | $114,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 115,000 | $113,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10,428 | $112,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,200 | $111,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 26,984 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 10,740 | $111,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 26,844 | $109,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,977 | $107,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 11,004 | $103,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 48,792 | $103,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 11,572 | $101,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,612 | $100,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 105,000 | $99,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,023 | $97,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,297 | $96,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 14,815 | $93,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 25,000 | $92,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,000 | $91,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 20,342 | $91,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 11,047 | $91,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 22,562 | $89,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 10,712 | $89,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 52,365 | $88,000 | thousands by filing date | principal |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 13,603 | $85,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 35,390 | $85,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,150 | $80,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 16,311 | $79,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,774 | $76,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 16,666 | $76,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 25,699 | $75,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 16,798 | $72,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,110 | $71,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 15,066 | $71,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 22,140 | $71,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 11,538 | $70,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 22,000 | $67,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 13,884 | $66,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 66,000 | $66,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 39,604 | $65,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 11,000 | $59,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,000 | $59,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 15,590 | $54,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 8,000 | $54,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 43,994 | $53,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 14,530 | $52,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 22,094 | $51,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 20,992 | $50,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 19,882 | $49,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,039 | $48,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 10,000 | $48,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,320 | $48,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 48,000 | $47,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 50,000 | $46,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 12,337 | $43,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,750 | $43,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 6,000 | $40,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 40,000 | $40,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 43,790 | $37,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 15,000 | $34,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 11,250 | $30,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 10,000 | $29,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 29,000 | $26,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,144 | $25,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 142,720 | $25,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,000 | $25,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 19,200 | $25,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,000 | $22,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 36,667 | $22,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 10,000 | $20,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 10,000 | $19,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 20,000 | $19,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 13,000 | $19,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 20,000 | $19,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $18,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 17,800 | $17,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 15,000 | $17,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 14,000 | $14,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 14,000 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,000 | $13,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 11,000 | $12,000 | thousands by filing date | principal |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,200 | $12,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 12,000 | $12,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 13,000 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 13,000 | $11,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 10,000 | $10,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 10,000 | $10,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 12,000 | $9,000 | thousands by filing date | principal |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 13,000 | $9,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 13,421 | $7,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,453 | $7,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 36,389 | $5,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $4,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-20-000103 | this filing | 2020-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000092230-21-000084 | base | 2021-11-16 | acceptance time not in the bulk data set |