13F-HR filed by BB&T SECURITIES, LLC
BB&T SECURITIES, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 1,409 holding rows worth $7,354,200,000.
- Accession
- 0000092230-17-000088
- Filer
- CIK 1383161
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,409 entries on the cover page, a total value of $7,354,200,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,354,200,000 with VALUE read as thousands by filing date, 13F file number 028-15462. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHEIN HENRY INC | 806407102 | COM | 5,568 | $456,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 17,779 | $456,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 5,119 | $451,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,804 | $450,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,420 | $447,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 4,703 | $446,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,341 | $446,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 27,659 | $446,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 13,835 | $445,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,682 | $445,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,963 | $443,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 9,082 | $443,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 30,160 | $443,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 10,660 | $441,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 6,462 | $437,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 20,469 | $435,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,139 | $434,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 11,907 | $434,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 29,925 | $434,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 11,175 | $433,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 3,456 | $433,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 14,142 | $430,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 45,363 | $430,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 11,415 | $429,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,554 | $428,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 8,310 | $428,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 14,449 | $428,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,849 | $427,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 32,524 | $427,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 24,814 | $425,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 3,084 | $423,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 12,311 | $423,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 17,633 | $421,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 26,520 | $420,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 27,854 | $418,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,975 | $416,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 8,782 | $416,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 40,779 | $412,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 14,124 | $411,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,941 | $410,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,338 | $410,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,440 | $407,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 8,272 | $406,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 5,061 | $406,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,230 | $406,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,705 | $403,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 7,865 | $403,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 4,653 | $402,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,880 | $402,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 25,484 | $400,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 6,438 | $399,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 25,625 | $399,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 8,544 | $399,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,241 | $398,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 46,200 | $398,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 2,666 | $397,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 7,585 | $396,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 29,550 | $395,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,697 | $394,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,166 | $393,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,436 | $391,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,026 | $390,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 24,123 | $389,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 12,265 | $388,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 9,388 | $387,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 10,406 | $385,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 5,367 | $385,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 18,998 | $384,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 13,543 | $384,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,595 | $379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,500 | $379,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 14,950 | $379,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,735 | $378,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 36,201 | $376,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,427 | $375,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 23,166 | $375,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,550 | $375,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 7,649 | $374,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 20,102 | $373,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 11,755 | $373,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,543 | $372,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 21,339 | $368,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,392 | $367,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,823 | $365,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 10,019 | $365,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,746 | $364,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 25,961 | $364,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,500 | $364,000 | thousands by filing date | call |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,860 | $362,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,000 | $361,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 66,250 | $361,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,583 | $360,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 13,877 | $358,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 16,723 | $358,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 26,731 | $357,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 12,625 | $357,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 25,419 | $356,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,390 | $355,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 30,261 | $352,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 6,690 | $352,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,029 | $351,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 25,558 | $350,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 19,000 | $344,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 25,419 | $344,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 18,376 | $344,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,344 | $342,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 7,147 | $342,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,894 | $342,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 35,900 | $341,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 18,200 | $340,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 10,850 | $340,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,398 | $340,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,979 | $338,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 20,454 | $338,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,263 | $337,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,803 | $334,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 16,600 | $332,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 9,721 | $332,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 16,100 | $332,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,735 | $330,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 14,990 | $328,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,583 | $328,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 39,658 | $328,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,997 | $327,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,309 | $327,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,020 | $326,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 9,033 | $325,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 20,203 | $325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,620 | $324,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 12,934 | $324,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 61,096 | $324,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,546 | $323,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 38,045 | $323,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,113 | $322,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,302 | $322,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,121 | $320,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 5,826 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,888 | $318,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 27,410 | $316,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 22,926 | $316,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 23,967 | $316,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,156 | $315,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,719 | $314,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 34,531 | $313,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 2,683 | $312,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 23,100 | $311,000 | thousands by filing date | call |
| COTIVITI HLDGS INC | 22164K101 | COM | 8,664 | $311,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,003 | $307,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 14,336 | $307,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,354 | $306,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 15,600 | $305,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 5,369 | $305,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 12,458 | $304,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,013 | $303,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 7,968 | $303,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,983 | $302,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,585 | $302,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 22,800 | $301,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,760 | $300,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 9,161 | $300,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,189 | $298,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,542 | $297,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,257 | $297,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 6,004 | $296,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 19,314 | $294,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 3,590 | $293,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 24,331 | $293,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,777 | $293,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 5,078 | $292,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 28,945 | $291,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,000 | $290,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 31,128 | $290,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 6,357 | $290,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 8,003 | $290,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 14,071 | $289,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,676 | $289,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,500 | $288,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,969 | $285,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 14,787 | $285,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 15,006 | $284,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 5,275 | $282,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,877 | $281,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,699 | $281,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 5,348 | $281,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,061 | $280,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 9,500 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,020 | $279,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 4,260 | $279,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 12,250 | $279,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 11,000 | $277,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 6,944 | $276,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,003 | $276,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,928 | $273,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 9,414 | $271,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,890 | $270,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 21,167 | $270,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,837 | $270,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,286 | $269,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,352 | $269,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,000 | $269,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,217 | $268,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,543 | $268,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 7,926 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,339 | $262,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,784 | $262,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,979 | $262,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 12,211 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 18,301 | $262,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,593 | $262,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,277 | $261,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,190 | $261,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,525 | $259,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 7,519 | $259,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 22,410 | $257,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,080 | $256,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 70,204 | $255,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,714 | $254,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,138 | $251,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 3,112 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,483 | $249,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,300 | $249,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 12,900 | $248,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,129 | $248,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 29,317 | $248,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 10,973 | $248,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,858 | $246,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 60,939 | $246,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,766 | $245,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,068 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,354 | $245,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,198 | $244,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,417 | $244,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 7,679 | $244,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,624 | $242,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 18,205 | $240,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,763 | $239,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,027 | $237,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 8,900 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,368 | $235,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,501 | $235,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,835 | $234,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 997 | $234,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,107 | $233,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 19,409 | $233,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,632 | $232,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,577 | $231,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,122 | $231,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 8,085 | $231,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 9,455 | $231,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 14,070 | $231,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 6,502 | $231,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,603 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,440 | $229,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,005 | $228,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,943 | $228,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,076 | $228,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 5,644 | $227,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,755 | $226,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 7,388 | $226,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 7,635 | $225,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,551 | $223,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 17,100 | $223,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 15,356 | $222,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 11,691 | $222,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,165 | $221,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,627 | $221,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,877 | $219,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,000 | $218,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 827 | $218,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,241 | $217,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,700 | $217,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,007 | $214,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,982 | $214,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,368 | $213,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,371 | $213,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,816 | $213,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 11,088 | $213,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,073 | $212,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 16,775 | $211,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 4,521 | $211,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,915 | $210,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,421 | $209,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 20,105 | $209,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 11,000 | $209,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 10,557 | $209,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,952 | $208,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,374 | $206,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,774 | $206,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 39,837 | $205,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 7,209 | $204,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 4,668 | $204,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 13,100 | $204,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,768 | $203,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 49,832 | $203,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,076 | $202,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 11,215 | $202,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,363 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 3,940 | $201,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 9,132 | $200,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 11,775 | $194,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,235 | $192,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 13,479 | $192,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 12,970 | $191,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,522 | $190,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,137 | $187,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 12,325 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,529 | $182,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,290 | $179,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15,382 | $177,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,852 | $177,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 14,597 | $177,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,523 | $176,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,954 | $175,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 173,000 | $174,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 11,900 | $172,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 16,595 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 12,414 | $168,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,506 | $167,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 11,250 | $167,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 31,812 | $163,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,970 | $161,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,749 | $160,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 13,970 | $160,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,300 | $157,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,621 | $156,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 17,500 | $154,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 24,513 | $153,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 145,000 | $152,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,758 | $150,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 14,620 | $149,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 15,915 | $148,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 21,400 | $146,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,369 | $146,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,050 | $145,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,546 | $145,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 20,981 | $145,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,616 | $143,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 96,522 | $143,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,133 | $142,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 11,450 | $142,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,801 | $140,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,493 | $138,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,583 | $137,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 47,650 | $136,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,192 | $135,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 11,432 | $131,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 14,864 | $130,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 12,237 | $122,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 31,900 | $121,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,024 | $119,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 16,730 | $116,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,043 | $112,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,065 | $110,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 22,700 | $108,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,065 | $107,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,813 | $106,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,210 | $106,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 14,606 | $106,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 13,042 | $104,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 36,741 | $100,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,522 | $99,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,793 | $98,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,042 | $96,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,000 | $91,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,206 | $91,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 14,938 | $89,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 16,000 | $87,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,885 | $83,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,659 | $83,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 13,021 | $79,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 22,500 | $77,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 28,700 | $76,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 29,000 | $71,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,331 | $68,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,600 | $68,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 67,000 | $68,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,000 | $56,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,192 | $50,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,319 | $50,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 13,400 | $50,000 | thousands by filing date | call |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 11,000 | $49,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,325 | $48,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 13,710 | $48,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,750 | $46,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,200 | $38,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 20,750 | $29,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 18,388 | $29,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,750 | $23,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,800 | $21,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,000 | $19,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 12,000 | $18,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 13,000 | $15,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 11,000 | $15,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 11,000 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,000 | $14,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 13,000 | $14,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 12,000 | $13,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 11,000 | $13,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 12,000 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 13,000 | $12,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 11,000 | $12,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 12,000 | $12,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 11,000 | $11,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 11,000 | $11,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 12,000 | $11,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 10,525 | $8,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,000 | $7,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 19,755 | $6,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 15,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-17-000088 | this filing | 2017-11-13 | acceptance time not in the bulk data set |