13F-HR filed by BB&T SECURITIES, LLC
BB&T SECURITIES, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-11, with 1,228 holding rows worth $7,332,134,000.
- Accession
- 0000092230-17-000043
- Filer
- CIK 1383161
- Filed
- 2017-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,228 entries on the cover page, a total value of $7,332,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,332,134,000 with VALUE read as thousands by filing date, 13F file number 028-15462. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 13,881 | $347,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 8,688 | $346,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 5,367 | $346,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,906 | $345,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 11,692 | $345,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 12,678 | $343,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,605 | $340,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 18,610 | $339,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 14,960 | $338,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 8,946 | $338,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 5,355 | $337,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 25,967 | $335,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 8,587 | $334,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,398 | $332,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,829 | $332,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 7,942 | $331,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 26,727 | $331,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,353 | $329,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 4,954 | $328,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,124 | $328,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,100 | $327,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 23,917 | $327,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 38,468 | $326,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 15,750 | $325,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 8,062 | $324,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,768 | $323,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,293 | $323,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,454 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,095 | $321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 5,707 | $320,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 52,596 | $319,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 17,102 | $319,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,413 | $317,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,768 | $315,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,256 | $314,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,157 | $310,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 7,095 | $309,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 29,317 | $308,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,663 | $305,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,237 | $304,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 14,565 | $304,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,550 | $300,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 21,959 | $299,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 14,369 | $298,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,263 | $297,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,344 | $296,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 4,287 | $294,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 4,556 | $292,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,974 | $291,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 6,557 | $291,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 17,173 | $291,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 22,300 | $289,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 34,962 | $289,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,087 | $288,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 9,286 | $288,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 20,025 | $288,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 7,720 | $288,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,440 | $286,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 31,511 | $285,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 2,532 | $285,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,780 | $285,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 8,341 | $284,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,400 | $284,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 1,017 | $283,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,735 | $283,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 4,700 | $283,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,587 | $281,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 9,425 | $280,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 10,201 | $280,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 16,430 | $280,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,929 | $279,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,128 | $279,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,384 | $277,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 20,520 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,631 | $277,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 8,613 | $277,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,433 | $276,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,613 | $274,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,262 | $273,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 10,398 | $273,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 12,250 | $272,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 11,991 | $271,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 11,600 | $270,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 6,735 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,152 | $270,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,107 | $268,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 6,393 | $267,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 13,800 | $267,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 7,709 | $266,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 8,074 | $264,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 7,198 | $260,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,692 | $258,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,947 | $256,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,050 | $254,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 12,065 | $253,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,770 | $251,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 628 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,607 | $250,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,759 | $249,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475832 | PREFERRED STOCK | 10,000 | $249,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,192 | $246,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,938 | $246,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 5,314 | $246,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,983 | $246,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,471 | $245,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,531 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,420 | $242,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,065 | $242,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,329 | $240,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,561 | $240,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,690 | $239,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,597 | $239,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 13,708 | $238,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,000 | $237,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,717 | $237,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,392 | $236,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,283 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,294 | $235,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 3,649 | $234,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 4,548 | $234,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,154 | $233,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,960 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,328 | $232,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,000 | $231,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 5,454 | $229,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,850 | $229,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,629 | $228,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 12,466 | $228,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,145 | $226,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 15,489 | $226,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,968 | $225,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,276 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,495 | $222,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 30,697 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,400 | $222,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,561 | $220,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD INVESTOR CL | 922908108 | COM | 1,003 | $219,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 39,900 | $219,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,476 | $218,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 300 | $217,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,739 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,072 | $212,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 10,997 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 8,171 | $212,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,650 | $212,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,849 | $211,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,600 | $211,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,175 | $210,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 24,695 | $210,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 6,625 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,700 | $210,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,274 | $209,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,602 | $208,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,630 | $207,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,762 | $207,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,829 | $206,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 18,850 | $205,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,443 | $205,000 | thousands by filing date | |
| JPMORGAN EQUITY INCOME I | 4812C0498 | EQUITY FUNDS | 13,113 | $205,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,941 | $204,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 7,703 | $202,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 3,444 | $202,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 8,000 | $202,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 920 | $201,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 10,668 | $201,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 12,333 | $200,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,930 | $200,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 22,981 | $199,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 21,090 | $197,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,311 | $194,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 17,725 | $192,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 37,837 | $188,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 21,400 | $188,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 13,935 | $187,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 84,474 | $180,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 34,792 | $179,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 35,412 | $178,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 12,250 | $174,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,563 | $173,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,959 | $173,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,933 | $172,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,752 | $170,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,892 | $170,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 16,379 | $166,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 17,500 | $165,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14,290 | $162,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 11,025 | $161,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 13,050 | $159,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 11,375 | $159,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 15,403 | $157,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 15,895 | $157,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 21,290 | $154,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 19,140 | $153,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,756 | $151,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 10,235 | $150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,092 | $149,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,485 | $148,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 29,496 | $147,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,123 | $143,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 12,160 | $134,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 31,281 | $132,000 | thousands by filing date | |
| CenturyLink Inc | 09256H310 | Common / Ordinary Stock | 13,362 | $132,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 34,057 | $131,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,658 | $128,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 22,500 | $123,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,400 | $121,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 13,250 | $107,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,540 | $105,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 11,209 | $100,000 | thousands by filing date | |
| Vanguard Prime Money Market Fund | 922906201 | Com | 88,090 | $88,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,042 | $87,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 10,700 | $78,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 12,500 | $76,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 11,105 | $74,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 17,500 | $72,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,000 | $60,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,000 | $53,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,664 | $48,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 17,952 | $33,000 | thousands by filing date | |
| InvenTrust Properties Corp REI | 46124J102 | COM | 10,501 | $33,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,238 | $33,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 50,000 | $30,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 15,108 | $24,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 25,000 | $24,000 | thousands by filing date | |
| FIDELITY GOVERNMENT (CASH RESERVES) | 316067107 | SHS | 22,113 | $22,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 12,000 | $12,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,000 | $9,000 | thousands by filing date | |
| DALECO RESOURCES CORP | 23437P208 | COM | 124,670 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-17-000043 | this filing | 2017-05-11 | acceptance time not in the bulk data set |