13F-HR filed by BB&T SECURITIES, LLC
BB&T SECURITIES, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-04, with 1,205 holding rows worth $6,462,327,000 by the sum of the rows.
- Accession
- 0000092230-16-000189
- Filer
- CIK 1383161
- Filed
- 2016-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,205 entries on the cover page, a total value of $6,462,327,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,462,327,000 with VALUE read as thousands by filing date, 13F file number 028-15462. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $6,462,327,000,000, about 1,000 times the sum of the rows, $6,462,327,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,302 | $292,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 6,414 | $292,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 4,115 | $291,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,537 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,933 | $288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,015 | $287,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 12,445 | $287,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,670 | $286,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 20,767 | $286,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,543 | $285,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 14,981 | $284,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,898 | $284,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 35,151 | $284,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,861 | $281,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 30,270 | $280,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 16,968 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,365 | $278,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,350 | $276,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,550 | $275,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 10,400 | $275,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,924 | $274,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10,700 | $274,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 11,744 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,111 | $273,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 10,518 | $271,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 8,018 | $271,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,029 | $269,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 17,216 | $269,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 9,205 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,075 | $266,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 25,701 | $266,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,845 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,185 | $264,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 14,585 | $264,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 11,595 | $264,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,369 | $263,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,380 | $262,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,103 | $262,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,090 | $261,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,838 | $261,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,453 | $259,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 6,452 | $259,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,199 | $259,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475832 | PREFERRED STOCK | 10,000 | $259,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,504 | $258,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 86,225 | $258,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,385 | $257,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 6,046 | $256,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 26,657 | $256,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 11,679 | $255,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,491 | $254,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 16,401 | $254,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 5,079 | $254,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,275 | $253,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,951 | $253,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 5,110 | $253,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 5,542 | $251,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,823 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,242 | $250,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 71,500 | $248,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,374 | $247,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 15,006 | $247,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,468 | $247,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,906 | $247,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 8,300 | $246,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,399 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,686 | $245,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 32,649 | $244,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,000 | $244,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,705 | $244,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,896 | $243,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,386 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,123 | $240,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,205 | $240,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 10,892 | $240,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 8,999 | $239,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 15,155 | $239,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 3,934 | $239,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 25,878 | $239,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,367 | $238,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,739 | $238,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 300 | $238,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,484 | $238,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 18,580 | $238,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 16,500 | $238,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,668 | $235,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 5,146 | $235,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,708 | $234,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 4,707 | $233,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,846 | $232,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 7,702 | $231,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 17,572 | $230,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 19,270 | $230,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,433 | $229,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,779 | $228,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 15,348 | $228,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,498 | $227,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,631 | $226,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,654 | $225,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,100 | $225,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 22,850 | $223,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 24,151 | $223,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 14,263 | $220,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,132 | $219,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,780 | $219,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 8,881 | $219,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,365 | $218,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,782 | $217,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,285 | $217,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 2,162 | $217,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,436 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,332 | $216,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,930 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,719 | $216,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 2,440 | $215,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 17,628 | $215,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,166 | $214,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,044 | $214,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 14,280 | $214,000 | thousands by filing date | |
| BLACKROCK EQUITY DIVIDEND - A | 09251m108 | MUT | 9,712 | $212,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,563 | $211,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,259 | $211,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,829 | $210,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 16,048 | $210,000 | thousands by filing date | |
| AMERICAN FUNDS AMCAP A | 023375108 | LOAD EQUITY FUND | 8,006 | $208,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,459 | $206,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 4,000 | $205,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,607 | $205,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 7,700 | $205,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 4,362 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,667 | $202,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 14,046 | $202,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,036 | $201,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 9,352 | $201,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 13,788 | $201,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,343 | $200,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 22,866 | $197,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 38,837 | $194,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,550 | $190,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,102 | $188,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 10,711 | $181,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 27,240 | $177,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,515 | $175,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,100 | $171,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 14,893 | $170,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,847 | $169,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,189 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,763 | $167,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 14,431 | $166,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 15,319 | $165,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 12,500 | $160,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,861 | $159,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 10,622 | $159,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 18,240 | $156,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 19,927 | $155,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,840 | $154,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14,290 | $151,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,360 | $147,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 26,628 | $147,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,610 | $145,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,415 | $144,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,556 | $143,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,400 | $143,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 10,162 | $143,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 19,986 | $140,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,055 | $138,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 10,575 | $138,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 17,100 | $131,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,650 | $130,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 13,839 | $129,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 15,951 | $128,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 11,343 | $127,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 18,431 | $127,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 20,269 | $121,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 10,865 | $117,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,380 | $114,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,799 | $113,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 14,384 | $110,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 11,905 | $110,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,097 | $109,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,949 | $97,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 13,535 | $96,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 10,048 | $92,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,590 | $90,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 18,363 | $90,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 29,208 | $89,000 | thousands by filing date | |
| Vanguard Prime Money Market Fund | 922906201 | Com | 87,722 | $88,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,672 | $78,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 90,000 | $69,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 50,000 | $65,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 11,900 | $64,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,000 | $62,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,963 | $57,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 15,679 | $50,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 17,500 | $43,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,449 | $41,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 10,180 | $38,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 16,617 | $34,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 20,000 | $21,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,000 | $20,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 10,400 | $17,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 12,805 | $14,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 12,000 | $12,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,000 | $8,000 | thousands by filing date | |
| DALECO RESOURCES CORP | 23437P208 | COM | 124,670 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-16-000189 | this filing | 2016-08-04 | acceptance time not in the bulk data set |