13F-HR filed by BB&T SECURITIES, LLC
BB&T SECURITIES, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-27, with 886 holding rows worth $36,232,411,000 by the sum of the rows.
- Accession
- 0000092230-14-000006
- Filer
- CIK 1383161
- Filed
- 2014-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 886 entries on the cover page, a total value of $3,623,241,100,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,232,411,000 with VALUE read as thousands by filing date, 13F file number 028-15462. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $3,623,241,100,000, 9900% more than the sum of the rows, $36,232,411,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 25,069 | $6,156,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 20,208 | $6,129,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 19,524 | $6,122,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 57,440 | $6,100,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 49,081 | $6,086,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 31,525 | $6,027,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 26,658 | $6,011,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,300 | $5,967,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,213 | $5,914,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 25,598 | $5,877,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 32,200 | $5,847,000 | thousands by filing date | call |
| Vanguard Growth | 922908736 | COM | 6,256 | $5,821,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 15,000 | $5,805,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 11,094 | $5,783,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,961 | $5,781,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 22,821 | $5,744,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 23,369 | $5,688,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,155 | $5,686,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 10,786 | $5,678,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 11,052 | $5,621,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 32,059 | $5,610,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 19,973 | $5,532,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 141,353 | $5,526,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,558 | $5,515,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,730 | $5,500,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 9,386 | $5,479,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 28,595 | $5,458,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 14,553 | $5,453,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 11,541 | $5,450,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 12,154 | $5,431,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 16,309 | $5,380,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,351 | $5,321,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 10,903 | $5,312,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,070 | $5,310,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 43,291 | $5,281,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,760 | $5,275,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,894 | $5,212,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 8,813 | $5,204,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,300 | $5,202,000 | thousands by filing date | call |
| DWS MUN INCOME TR COM | 23338M106 | COM | 43,172 | $5,176,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 4,901 | $5,167,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 37,583 | $5,126,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 8,707 | $5,123,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,740 | $5,095,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,946 | $5,078,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 9,203 | $5,072,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 29,148 | $5,057,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 23,603 | $5,051,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,766 | $5,048,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,953 | $5,045,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 10,788 | $5,034,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 94,731 | $5,030,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 9,593 | $5,026,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 25,818 | $5,019,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 42,951 | $5,016,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 31,513 | $4,997,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,218 | $4,994,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 12,709 | $4,984,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 8,043 | $4,973,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 23,692 | $4,970,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 55,946 | $4,934,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 5,504 | $4,930,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,874 | $4,927,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 37,811 | $4,911,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 19,695 | $4,902,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,635 | $4,898,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,922 | $4,897,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 18,200 | $4,883,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 27,961 | $4,876,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 7,705 | $4,860,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,799 | $4,849,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,815 | $4,839,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,025 | $4,801,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 16,715 | $4,798,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 49,580 | $4,784,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 15,561 | $4,775,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 8,064 | $4,774,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 28,984 | $4,730,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,546 | $4,727,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 6,222 | $4,718,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 42,014 | $4,713,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,950 | $4,679,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 30,300 | $4,620,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 25,602 | $4,587,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 16,700 | $4,567,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 16,596 | $4,545,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,309 | $4,542,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 9,678 | $4,536,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 8,066 | $4,527,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,505 | $4,515,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 37,373 | $4,499,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 22,883 | $4,491,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 21,200 | $4,479,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,976 | $4,477,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,648 | $4,474,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,770 | $4,469,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 15,343 | $4,457,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 22,960 | $4,412,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5,556 | $4,407,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 25,270 | $4,394,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,175 | $4,390,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 17,325 | $4,388,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 9,900 | $4,380,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,882 | $4,368,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,007 | $4,362,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 16,900 | $4,341,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 7,045 | $4,339,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 8,700 | $4,337,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,300 | $4,331,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 9,874 | $4,313,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,755 | $4,304,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 5,392 | $4,288,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 6,058 | $4,259,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,944 | $4,232,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 8,031 | $4,221,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 9,147 | $4,220,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 5,644 | $4,214,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 3,855 | $4,198,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 21,428 | $4,184,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 18,254 | $4,169,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,293 | $4,144,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,810 | $4,133,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 29,983 | $4,131,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 4,446 | $4,131,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 20,693 | $4,128,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,200 | $4,126,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,134 | $4,115,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 12,082 | $4,102,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,719 | $4,083,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 23,848 | $4,080,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 28,000 | $4,071,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 7,681 | $4,061,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 8,885 | $4,026,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 6,173 | $4,020,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 17,106 | $4,013,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,524 | $3,996,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 6,814 | $3,994,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,419 | $3,967,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,919 | $3,955,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 16,307 | $3,934,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,787 | $3,858,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 4,235 | $3,851,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 9,365 | $3,843,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 8,368 | $3,842,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 20,700 | $3,817,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 7,390 | $3,813,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,945 | $3,808,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 9,546 | $3,801,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 4,876 | $3,775,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 15,875 | $3,741,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,618 | $3,741,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 7,851 | $3,725,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,970 | $3,720,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 5,361 | $3,704,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 13,243 | $3,704,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 19,300 | $3,695,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 8,211 | $3,674,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10,102 | $3,660,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,421 | $3,645,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 5,115 | $3,645,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 21,518 | $3,645,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,784 | $3,643,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 19,698 | $3,632,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,324 | $3,615,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 6,969 | $3,607,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,643 | $3,595,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,112 | $3,564,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,106 | $3,561,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 12,025 | $3,537,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 12,862 | $3,533,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 7,095 | $3,527,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,998 | $3,502,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 8,938 | $3,491,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 8,772 | $3,481,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 6,055 | $3,478,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 22,598 | $3,477,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 8,074 | $3,425,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 6,625 | $3,422,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 4,766 | $3,421,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 7,416 | $3,418,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 18,989 | $3,410,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 17,008 | $3,403,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,344 | $3,393,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,273 | $3,391,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 17,000 | $3,369,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 29,450 | $3,330,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,352 | $3,324,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 23,089 | $3,324,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 6,520 | $3,320,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 26,165 | $3,320,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 38,911 | $3,297,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 7,700 | $3,294,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,817 | $3,282,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,208 | $3,264,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 21,759 | $3,255,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 8,426 | $3,216,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 6,446 | $3,215,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 10,395 | $3,212,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 27,689 | $3,209,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,839 | $3,203,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 4,961 | $3,192,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 36,325 | $3,167,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 19,559 | $3,131,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 15,934 | $3,115,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 5,422 | $3,111,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 8,927 | $3,100,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 8,217 | $3,096,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,121 | $3,084,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 31,182 | $3,065,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,800 | $3,051,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,523 | $3,047,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,854 | $3,039,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 11,947 | $3,030,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 3,093 | $3,012,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,017 | $2,997,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 9,491 | $2,995,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 13,156 | $2,981,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,942 | $2,977,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 33,059 | $2,968,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 30,299 | $2,948,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,464 | $2,933,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,690 | $2,932,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,461 | $2,921,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 22,013 | $2,910,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 16,050 | $2,900,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 5,403 | $2,885,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,627 | $2,884,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 11,614 | $2,876,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 9,500 | $2,873,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,538 | $2,836,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,626 | $2,832,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 23,383 | $2,805,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,493 | $2,804,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 5,490 | $2,798,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 7,653 | $2,797,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,895 | $2,797,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 16,977 | $2,789,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,446 | $2,785,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 20,677 | $2,778,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,508 | $2,765,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,916 | $2,740,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,712 | $2,733,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,307 | $2,725,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 19,963 | $2,712,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 23,029 | $2,692,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 8,000 | $2,686,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,603 | $2,681,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 12,646 | $2,667,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,917 | $2,665,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,560 | $2,664,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 10,947 | $2,664,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 12,084 | $2,658,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,662 | $2,657,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,402 | $2,652,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 15,100 | $2,650,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 10,626 | $2,638,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 6,115 | $2,611,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,198 | $2,598,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 35,000 | $2,593,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,665 | $2,591,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 6,281 | $2,587,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,327 | $2,581,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 5,636 | $2,575,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,879 | $2,555,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 13,933 | $2,549,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 13,100 | $2,546,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 14,184 | $2,517,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,830 | $2,504,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 27,825 | $2,495,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 40,850 | $2,479,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,938 | $2,478,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,334 | $2,477,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 26,660 | $2,474,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 4,708 | $2,464,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,900 | $2,449,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,688 | $2,449,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,334 | $2,446,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 9,989 | $2,431,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,177 | $2,406,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,500 | $2,402,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,995 | $2,390,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,108 | $2,380,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,189 | $2,379,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,300 | $2,376,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 15,057 | $2,364,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,447 | $2,363,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 5,838 | $2,362,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,518 | $2,353,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 3,897 | $2,339,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,432 | $2,325,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,368 | $2,313,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 8,500 | $2,303,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,865 | $2,293,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 2,476 | $2,292,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,239 | $2,284,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 8,200 | $2,277,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 4,721 | $2,269,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,592 | $2,267,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,021 | $2,261,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 10,844 | $2,258,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,002 | $2,218,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 12,096 | $2,215,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 16,387 | $2,212,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 13,513 | $2,208,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 2,586 | $2,207,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 24,082 | $2,205,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 12,966 | $2,196,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 6,109 | $2,188,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 21,105 | $2,182,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,500 | $2,178,000 | thousands by filing date | put |
| QUALITY DISTR INC FLA | 74756M102 | COM | 16,960 | $2,175,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,348 | $2,164,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,857 | $2,158,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,016 | $2,155,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,856 | $2,155,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 14,895 | $2,155,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,190 | $2,153,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 6,296 | $2,149,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,661 | $2,147,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 3,939 | $2,146,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 24,756 | $2,146,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 6,200 | $2,139,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,609 | $2,138,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 4,949 | $2,136,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,618 | $2,125,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 19,432 | $2,121,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,940 | $2,114,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 9,580 | $2,088,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 12,458 | $2,085,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 5,138 | $2,076,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 10,600 | $2,070,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,714 | $2,069,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,995 | $2,065,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,280 | $2,061,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 7,601 | $2,059,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,280 | $2,049,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,759 | $2,047,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,560 | $2,046,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 7,303 | $2,043,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,224 | $2,034,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 22,980 | $2,033,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 8,700 | $2,028,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,720 | $2,027,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,612 | $2,013,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 10,300 | $1,986,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 16,122 | $1,955,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 11,400 | $1,923,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,027 | $1,907,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 19,021 | $1,902,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 10,599 | $1,849,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 18,959 | $1,808,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 15,052 | $1,800,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 17,300 | $1,771,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 16,647 | $1,769,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 13,755 | $1,695,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,141 | $1,645,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,160 | $1,619,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 36,700 | $1,607,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,589 | $1,584,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 12,421 | $1,558,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 10,077 | $1,533,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 13,000 | $1,496,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 15,990 | $1,442,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 27,700 | $1,401,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 15,046 | $1,397,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,449 | $1,396,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,155 | $1,382,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,100 | $1,370,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 13,812 | $1,273,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 10,338 | $1,272,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,535 | $1,249,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,507 | $1,245,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 18,123 | $1,210,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 12,223 | $1,134,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 13,800 | $1,104,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,929 | $1,029,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,389 | $1,015,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 13,192 | $948,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,200 | $945,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 12,232 | $936,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 12,077 | $862,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 11,074 | $789,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,007 | $776,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 17,049 | $690,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 28,200 | $617,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 10,500 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000092230-14-000006 | this filing | 2014-01-27 | acceptance time not in the bulk data set |