13F-HR filed by NORTHWESTERN MUTUAL LIFE INSURANCE CO
NORTHWESTERN MUTUAL LIFE INSURANCE CO filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 47 holding rows worth $204,618,000.
- Accession
- 0000073076-13-000008
- Filer
- CIK 73076
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 47 entries on the cover page, a total value of $204,618,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,618,000 with VALUE read as thousands by filing date, 13F file number 028-00229. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Trust Company 028-01096
- reports for this filerFrank Russell Company 028-01190
- reports for this filerMason Street Advisors, LLC 028-10206
- reports for this filerNorthwestern Mutual Wealth Management Company 028-11160
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 257,954 | $43,339,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 1,463,713 | $26,742,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 659,634 | $26,108,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 269,595 | $21,805,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 148,005 | $11,895,000 | thousands by filing date | |
| IJH | 464287507 | COM | 92,234 | $11,450,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 246,852 | $9,907,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 640,000 | $7,974,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 109,375 | $7,234,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 140,383 | $5,594,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 50,436 | $5,404,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 52,492 | $5,239,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 42,707 | $4,808,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 69,749 | $4,071,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 30,105 | $3,146,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 94,927 | $2,168,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 35,403 | $1,750,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 60,916 | $1,475,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 157,979 | $1,275,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 29,776 | $870,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 85,625 | $772,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 19,451 | $663,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 34,574 | $646,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 9,366 | $93,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 584 | $92,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 205 | $18,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 187 | $17,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 57 | $7,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 358 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 275 | $6,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 124 | $6,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 407 | $6,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 114 | $6,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 178 | $5,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 500 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 68 | $4,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 50 | $3,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 42 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 42 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 559 | $2,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20 | $1,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 100 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000073076-13-000008 | this filing | 2013-11-14 | acceptance time not in the bulk data set |