13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-13, with 6,882 holding rows worth $412,472,418,099.
- Accession
- 0000072971-24-000188
- Filer
- CIK 72971
- Filed
- 2024-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 17,489 entries on the cover page, a total value of $412,472,418,099 stated on the cover page (in dollars after the unit check, H1), rows summing to $412,472,418,099 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONSOL ENERGY INC NEW | 20854L108 | COM | 35,789 | $3,651,523 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 298,193 | $3,649,882 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 47,837 | $3,643,708 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 573,390 | $3,635,289 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 57,500 | $3,624,225 | dollars as filed | call |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 215,841 | $3,621,795 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 93,214 | $3,620,432 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 30,556 | $3,615,958 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 451,989 | $3,615,907 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 308,554 | $3,613,069 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 56,332 | $3,610,858 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 4,323,000 | $3,607,068 | dollars as filed | principal |
| AMER STATES WTR CO COM | 029899101 | Stock | 49,650 | $3,603,146 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 3,669,000 | $3,601,784 | dollars as filed | principal |
| RADIAN GROUP INC COM | 750236101 | Stock | 115,773 | $3,600,526 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 17,096 | $3,595,912 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 201,315 | $3,595,494 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 184,683 | $3,592,083 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 96,712 | $3,574,446 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 65,758 | $3,571,298 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 50,000 | $3,571,000 | dollars as filed | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 25,000 | $3,568,500 | dollars as filed | call |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 3,204,000 | $3,561,406 | dollars as filed | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 533,758 | $3,560,163 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 75,443 | $3,555,618 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 83,581 | $3,553,844 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 99,995 | $3,546,831 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 36,000 | $3,534,120 | dollars as filed | put |
| NOVA LTD COM | M7516K103 | Stock | 15,037 | $3,526,627 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 26,100 | $3,525,849 | dollars as filed | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 551,394 | $3,523,408 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 88,500 | $3,519,645 | dollars as filed | put |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 68,616 | $3,518,628 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 867,213 | $3,512,209 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 68,726 | $3,507,766 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 338,577 | $3,504,275 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 137,353 | $3,498,392 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 3,152,000 | $3,496,860 | dollars as filed | principal |
| ISHARES TR | 46434V886 | CMN | 79,952 | $3,489,103 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 789,381 | $3,489,064 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 172,491 | $3,486,027 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 363,787 | $3,485,077 | dollars as filed | |
| RADNET INC | 750491102 | COM | 59,099 | $3,482,113 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 64,567 | $3,478,487 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 3,827,000 | $3,476,676 | dollars as filed | principal |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 31,711 | $3,474,943 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 32,778 | $3,474,420 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 222,186 | $3,472,769 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y409 | SHORT DURATION | 136,303 | $3,463,459 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 138,838 | $3,459,861 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 184,718 | $3,454,224 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 173,977 | $3,439,521 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 3,487,000 | $3,437,519 | dollars as filed | principal |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 79,600 | $3,432,352 | dollars as filed | put |
| AbbVie,Inc. | 00287Y109 | COM | 20,000 | $3,430,400 | dollars as filed | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 153,882 | $3,426,938 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 205,000 | $3,419,400 | dollars as filed | call |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 48,000 | $3,409,438 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 78,809 | $3,406,880 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 10,000 | $3,402,500 | dollars as filed | call |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 23,063 | $3,401,557 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 149,152 | $3,396,169 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 282,367 | $3,374,291 | dollars as filed | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 1,000,311 | $3,361,045 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 259,601 | $3,356,641 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,256,366 | $3,354,498 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 84,962 | $3,352,631 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 231,453 | $3,339,869 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 82,543 | $3,317,368 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 81,273 | $3,311,881 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 80,398 | $3,308,363 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 73,076 | $3,306,669 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 39,635 | $3,305,951 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 106,521 | $3,305,354 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 71,698 | $3,299,562 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 65,498 | $3,290,005 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 81,410 | $3,289,375 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 114,770 | $3,288,160 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 35,020 | $3,284,874 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 50,000 | $3,270,000 | dollars as filed | call |
| CBIZ INC | 124805102 | COM | 44,118 | $3,269,144 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 75,626 | $3,267,067 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 72,920 | $3,266,086 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 19,800 | $3,265,614 | dollars as filed | call |
| ROCKET COS INC | 77311W101 | COM CL A | 238,125 | $3,262,313 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 131,282 | $3,255,788 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 63,457 | $3,250,893 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 170,000 | $3,248,700 | dollars as filed | call |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 118,454 | $3,238,517 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 135,116 | $3,237,375 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 167,845 | $3,236,055 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 143,895 | $3,231,887 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 131,493 | $3,216,329 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 221,600 | $3,210,984 | dollars as filed | put |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 262,059 | $3,199,738 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 106,940 | $3,199,649 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 289,090 | $3,188,662 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 832,108 | $3,178,654 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 637,760 | $3,174,178 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 297,796 | $3,171,525 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 34,656 | $3,170,330 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 264,773 | $3,169,336 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 1,848,000 | $3,169,320 | dollars as filed | principal |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 125,000 | $3,166,250 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 11,656,000 | $3,148,286 | dollars as filed | principal |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 197,588 | $3,135,726 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 132,271 | $3,134,826 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 54,990 | $3,126,181 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 352,353 | $3,125,372 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 34,310 | $3,117,115 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 69,482 | $3,102,371 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 64,906 | $3,097,966 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 62,328 | $3,091,470 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 155,717 | $3,090,991 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 64,612 | $3,090,391 | dollars as filed | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 27,882 | $3,085,471 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 105,283 | $3,081,638 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 110,543 | $3,079,731 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 200,000 | $3,078,000 | dollars as filed | put |
| NETSTREIT CORP | 64119V303 | COM | 191,122 | $3,077,059 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 137,280 | $3,072,315 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 162,893 | $3,064,027 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 164,809 | $3,061,985 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 28,393 | $3,060,198 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 57,017 | $3,053,827 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 20,060 | $3,053,762 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 68,937 | $3,051,448 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 104,751 | $3,051,384 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 3,082,000 | $3,048,930 | dollars as filed | principal |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 98,747 | $3,046,332 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 22,688 | $3,041,729 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 388,006 | $3,038,087 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 711,440 | $3,030,731 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 20,755 | $3,028,955 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 87,595 | $3,027,282 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 3,340,000 | $3,025,873 | dollars as filed | principal |
| VERICEL CORP | 92346J108 | COM | 65,883 | $3,022,712 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 55,525 | $3,019,439 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 148,790 | $3,018,957 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 185,717 | $3,017,902 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 131,102 | $3,014,039 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 611,301 | $3,013,715 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 185,132 | $3,010,239 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,131,064 | $3,008,632 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 200,730 | $3,002,924 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 209,234 | $3,002,507 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 15,874 | $2,999,652 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 2,782,000 | $2,999,525 | dollars as filed | principal |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 150,694 | $2,997,300 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 33,897 | $2,988,683 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 208,774 | $2,987,555 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 45,866 | $2,987,228 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 218,040 | $2,982,789 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 71,309 | $2,977,142 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 71,785 | $2,975,488 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 263,250 | $2,972,093 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 80,447 | $2,970,559 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 44,256 | $2,970,022 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 249,687 | $2,961,284 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 112,213 | $2,957,927 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 63,336 | $2,950,191 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 144,102 | $2,948,320 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 75,000 | $2,946,000 | dollars as filed | call |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 71,589 | $2,935,147 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 819,595 | $2,934,150 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 54,108 | $2,931,582 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 41,200 | $2,930,556 | dollars as filed | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 59,558 | $2,929,645 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 110,000 | $2,928,200 | dollars as filed | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 240,388 | $2,925,513 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 20,970 | $2,923,864 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 118,314 | $2,923,542 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 32,600 | $2,921,612 | dollars as filed | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 37,500 | $2,919,750 | dollars as filed | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 23,253 | $2,916,918 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 70,428 | $2,915,699 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 25,096 | $2,913,933 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 226,235 | $2,913,903 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 1,461,860 | $2,909,102 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 32,956 | $2,906,686 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 50,000 | $2,901,500 | dollars as filed | call |
| QIAGEN NV | N72482149 | COMMON STOCK-FO | 70,609 | $2,901,323 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 66,835 | $2,898,631 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 52,519 | $2,893,815 | dollars as filed | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 27,539 | $2,892,634 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 146,092 | $2,892,624 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 48,055 | $2,891,470 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 167,366 | $2,888,746 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 351,512 | $2,885,910 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 402,110 | $2,883,127 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 235,322 | $2,882,694 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 24,329 | $2,879,337 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 284,058 | $2,877,510 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 72,196 | $2,871,955 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 234,609 | $2,871,611 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 71,786 | $2,871,431 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 206,867 | $2,869,249 | dollars as filed | |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 44,221 | $2,866,391 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 21,859 | $2,862,843 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 565,298 | $2,860,410 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 36,937 | $2,853,355 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 22,771 | $2,849,935 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 100,867 | $2,844,450 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 9,808 | $2,842,547 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 50,450 | $2,836,783 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 42,192 | $2,836,569 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 63,575 | $2,832,899 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 284,798 | $2,825,198 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 32,522 | $2,821,976 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 119,488 | $2,821,105 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 481,209 | $2,810,259 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 69,034 | $2,809,682 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 66,587 | $2,805,310 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 45,179 | $2,804,738 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 40,861 | $2,798,536 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 43,385 | $2,797,920 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 46,010 | $2,794,162 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 305,635 | $2,793,506 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 279,588 | $2,784,702 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 129,407 | $2,780,961 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 168,772 | $2,777,989 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 44,584 | $2,774,431 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 81,782 | $2,771,592 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 155,674 | $2,769,434 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 20,436 | $2,760,751 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 153,361 | $2,757,415 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 62,469 | $2,754,884 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 3,569,000 | $2,748,130 | dollars as filed | principal |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 40,964 | $2,743,779 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 2,863,000 | $2,741,924 | dollars as filed | principal |
| Procter & Gamble Co | 742718109 | COM | 16,600 | $2,737,672 | dollars as filed | put |
| AVANGRID INC | 05351W103 | COM | 76,980 | $2,735,100 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 102,965 | $2,732,628 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 113,154 | $2,729,251 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 262,490 | $2,724,647 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 28,679 | $2,713,034 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 82,001 | $2,712,560 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 55,934 | $2,712,213 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 147,469 | $2,710,481 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 62,892 | $2,701,205 | dollars as filed | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 27,214 | $2,693,786 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 14,000 | $2,690,660 | dollars as filed | put |
| DOW HLDGS INC COM | 260557103 | Stock | 50,700 | $2,689,635 | dollars as filed | call |
| GREIF INC | 397624107 | CL A | 46,778 | $2,688,383 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 17,146 | $2,687,979 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 14,285 | $2,687,119 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 29,092 | $2,681,434 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 172,983 | $2,677,779 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 41,784 | $2,675,429 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 56,942 | $2,667,731 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 68,237 | $2,664,651 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 47,382 | $2,662,395 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 60,656 | $2,662,208 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 14,490 | $2,660,944 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 182,591 | $2,654,870 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 22,165 | $2,653,864 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 40,000 | $2,642,000 | dollars as filed | call |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 114,413 | $2,641,779 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14,400 | $2,641,248 | dollars as filed | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 931,404 | $2,635,876 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 106,258 | $2,623,526 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 1,883,000 | $2,618,651 | dollars as filed | principal |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 58,165 | $2,616,260 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 40,328 | $2,608,819 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 42,129 | $2,608,206 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 29,663 | $2,607,433 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 45,781 | $2,607,241 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 85,661 | $2,605,798 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 117,225 | $2,604,739 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 64,333 | $2,604,214 | dollars as filed | |
| OMNICELL COM COM | 68213N109 | Stock | 96,042 | $2,599,858 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 153,044 | $2,595,629 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 48,099 | $2,594,941 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 211,791 | $2,588,087 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 213,412 | $2,582,282 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 2,875,000 | $2,581,001 | dollars as filed | principal |
| SKYWEST INC COM | 830879102 | Stock | 31,442 | $2,580,476 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 79,930 | $2,572,931 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 134,773 | $2,572,817 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 35,878 | $2,572,476 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 136,932 | $2,571,590 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 225,728 | $2,571,044 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 15,960 | $2,567,253 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 99,950 | $2,566,062 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 255,911 | $2,564,233 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 436,340 | $2,563,142 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 41,738 | $2,558,503 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 41,889 | $2,557,440 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 92,879 | $2,550,446 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 17,115 | $2,550,375 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 122,935 | $2,548,436 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 74,296 | $2,543,152 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 18,977 | $2,539,625 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 19,100 | $2,529,986 | dollars as filed | call |
| COVISTA INC | 00737L103 | COM | 37,090 | $2,529,933 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 321,028 | $2,529,705 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 90,000 | $2,527,650 | dollars as filed | call |
| PARK NATL CORP COM | 700658107 | Stock | 17,719 | $2,522,025 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 150,310 | $2,520,699 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 661,489 | $2,520,275 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 131,260 | $2,520,202 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 20,630 | $2,519,779 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 492,111 | $2,509,766 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 25,645 | $2,503,871 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 83,299 | $2,502,293 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 10,000 | $2,499,600 | dollars as filed | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 68,455 | $2,495,875 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 77,885 | $2,493,881 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 12,450 | $2,488,185 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 56,400 | $2,485,548 | dollars as filed | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 64,188 | $2,484,077 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 7,044 | $2,483,978 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 2,735,000 | $2,482,013 | dollars as filed | principal |
| ISHARES TR | 464288372 | COM | 51,634 | $2,474,302 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 134,985 | $2,472,915 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 107,900 | $2,455,804 | dollars as filed | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 65,180 | $2,447,524 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 22,975 | $2,441,092 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 109,956 | $2,437,721 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 90,154 | $2,436,863 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 339,746 | $2,435,978 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 40,645 | $2,435,883 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 35,738 | $2,430,189 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 16,939 | $2,429,087 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 149,947 | $2,427,645 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 63,199 | $2,419,586 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 222,623 | $2,415,458 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 24,904 | $2,412,691 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 67,788 | $2,404,441 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 94,116 | $2,399,969 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 84,629 | $2,393,314 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 35,033 | $2,387,586 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 133,547 | $2,385,157 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 17,570 | $2,384,425 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 445,657 | $2,379,812 | dollars as filed | |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 2,563,000 | $2,378,797 | dollars as filed | principal |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 163,468 | $2,378,468 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 28,929 | $2,378,141 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 2,501,000 | $2,378,076 | dollars as filed | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 19,555 | $2,377,302 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 399,631 | $2,373,810 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 19,261 | $2,371,257 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 38,009 | $2,369,870 | dollars as filed | |
| SMITH DOUGLAS HOMES CORP | 83207R107 | COM SHS CL A | 101,326 | $2,369,002 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 7,760 | $2,367,289 | dollars as filed | |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 3,938,000 | $2,357,878 | dollars as filed | principal |
| CENTURI HOLDINGS INC | 155923105 | COM SHS | 120,976 | $2,356,613 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 205,555 | $2,355,655 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 119,227 | $2,354,724 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 284,431 | $2,352,246 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 183,560 | $2,347,718 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 247,780 | $2,346,479 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 51,375 | $2,342,186 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 36,189 | $2,341,083 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 175,874 | $2,340,872 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 224,275 | $2,332,460 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 2,163,000 | $2,329,010 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 2,562,000 | $2,328,218 | dollars as filed | principal |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 40,674 | $2,328,180 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 40,660 | $2,323,719 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 25,962 | $2,323,369 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,633,671 | $2,319,813 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 529,885 | $2,305,000 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 59,067 | $2,302,984 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 144,901 | $2,302,478 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 851,780 | $2,299,805 | dollars as filed | |
| LAZARD INC | 52110M109 | COM | 60,143 | $2,296,264 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 40,329 | $2,292,300 | dollars as filed | |
| EPLUS INC | 294268107 | COM | 31,090 | $2,290,711 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 58,139 | $2,289,940 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 13,491 | $2,289,488 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 64,213 | $2,288,552 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 164,800 | $2,287,422 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 304,035 | $2,286,343 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 120,970 | $2,285,130 | dollars as filed | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 94,512 | $2,283,419 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 45,588 | $2,283,053 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 475,236 | $2,281,132 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 226,070 | $2,278,793 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 24,484 | $2,276,303 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 15,000 | $2,274,450 | dollars as filed | call |
| EZCORP INC | 302301106 | CL A NON VTG | 217,137 | $2,273,424 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 16,001 | $2,270,890 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 434,630 | $2,268,769 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 51,893 | $2,268,245 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 21,605 | $2,265,507 | dollars as filed | |
| Viavi Solutions Inc | 925550AH8 | Convertible bond | 2,386,000 | $2,264,743 | dollars as filed | principal |
| Q2 HLDGS INC COM | 74736L109 | Stock | 37,433 | $2,258,333 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 52,471 | $2,254,154 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 99,292 | $2,253,926 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 95,302 | $2,252,946 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 77,072 | $2,242,045 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 53,354 | $2,241,943 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 363,046 | $2,239,993 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 104,285 | $2,234,828 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 119,465 | $2,233,995 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 300,000 | $2,232,000 | dollars as filed | call |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 33,957 | $2,227,919 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 43,103 | $2,226,011 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 51,062 | $2,225,283 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 12,857 | $2,224,318 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,000 | $2,224,250 | dollars as filed | put |
| FRONTLINE PLC COM | M46528101 | Stock | 86,294 | $2,222,945 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 10,000 | $2,222,300 | dollars as filed | put |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 200,388 | $2,222,297 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 301,011 | $2,221,462 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 11,200 | $2,216,256 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 45,000 | $2,209,500 | dollars as filed | put |
| BRADY CORP | 104674106 | CL A | 33,366 | $2,202,840 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 1,977,000 | $2,202,002 | dollars as filed | principal |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 72,137 | $2,201,641 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 86,282 | $2,201,054 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 206,839 | $2,200,758 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 25,655 | $2,198,591 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 422,788 | $2,198,497 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 34,600 | $2,195,716 | dollars as filed | put |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 7,823 | $2,194,513 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 183,723 | $2,193,653 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 209,625 | $2,192,674 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 2,200,000 | $2,187,988 | dollars as filed | principal |
| ARVINAS INC | 04335A105 | COM | 82,058 | $2,184,384 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 69,205 | $2,181,347 | dollars as filed | |
| FIRSTENERGY CORP | 337932AR8 | NOTE 4.000% 5/0 | 2,200,000 | $2,177,912 | dollars as filed | principal |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,178,235 | $2,167,952 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 81,008 | $2,165,344 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 45,828 | $2,163,548 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 107,998 | $2,161,032 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 24,000 | $2,160,000 | dollars as filed | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 93,974 | $2,154,815 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 23,302 | $2,152,173 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 139,052 | $2,146,958 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 44,032 | $2,146,552 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 109,731 | $2,146,335 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 55,273 | $2,145,145 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 69,289 | $2,143,803 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 113,970 | $2,143,778 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 29,770 | $2,142,848 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 7,800 | $2,140,594 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 126,114 | $2,138,910 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 64,864 | $2,132,707 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 171,721 | $2,124,185 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 25,795 | $2,122,405 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 105,347 | $2,113,260 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 723,328 | $2,112,117 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 39,525 | $2,110,236 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 132,277 | $2,104,522 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,800 | $2,101,400 | dollars as filed | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 65,000 | $2,094,300 | dollars as filed | put |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 171,163 | $2,089,898 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 215,663 | $2,089,774 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 263,162 | $2,089,508 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 156,727 | $2,086,044 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,171,000 | $2,082,413 | dollars as filed | principal |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,882 | $2,079,717 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 54,142 | $2,077,650 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 1,895,036 | $2,065,590 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 77,832 | $2,061,760 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 52,400 | $2,058,796 | dollars as filed | call |
| PROGYNY INC COM | 74340E103 | Stock | 71,686 | $2,050,947 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 132,034 | $2,049,163 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 97,558 | $2,043,849 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 30,880 | $2,042,697 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 35,549 | $2,036,929 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 22,229 | $2,033,286 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 45,586 | $2,033,122 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 113,825 | $2,031,783 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 377,639 | $2,031,694 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 53,640 | $2,026,519 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 23,972 | $2,023,469 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 187,200 | $2,021,760 | dollars as filed | call |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 156,666 | $2,017,854 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 33,436 | $2,017,506 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 93,059 | $2,016,589 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 233,379 | $2,014,061 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 78,754 | $2,009,015 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,694 | $2,001,031 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 90,000 | $1,995,300 | dollars as filed | call |
| TPI Composites Inc | 87266J104 | Common Stock | 500,000 | $1,995,000 | dollars as filed | put |
| BLUE BIRD CORP | 095306106 | COM | 37,031 | $1,994,119 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 49,823 | $1,993,942 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 151,705 | $1,987,346 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 12,700 | $1,986,534 | dollars as filed | put |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 1,936,000 | $1,976,308 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 24,390 | $1,975,830 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 183,786 | $1,973,860 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 24,952 | $1,973,166 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 47,877 | $1,970,638 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 44,799 | $1,969,387 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 41,883 | $1,968,518 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 28,867 | $1,966,709 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 201,141 | $1,963,133 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 264,397 | $1,961,826 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 147,415 | $1,959,146 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 45,212 | $1,954,515 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 78,348 | $1,951,631 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 118,248 | $1,951,090 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 19,708 | $1,950,259 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 27,357 | $1,946,719 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 96,505 | $1,943,603 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 277,954 | $1,940,119 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-24-000188 | this filing | 2024-08-13 | acceptance time not in the bulk data set |