13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 7,564 holding rows worth $341,304,414,499.
- Accession
- 0000072971-23-000186
- Filer
- CIK 72971
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 19,057 entries on the cover page, a total value of $341,304,414,499 stated on the cover page (in dollars after the unit check, H1), rows summing to $341,304,414,499 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 15,655 | $68,726 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 26,627 | $68,698 | dollars as filed | |
| ALICO INC | 016230104 | COM | 2,752 | $68,696 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 15,299 | $68,540 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 15,504 | $68,503 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 11,309 | $68,420 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,287 | $68,414 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 269,315 | $68,298 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 913 | $68,276 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 19,669 | $67,856 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 19,517 | $67,724 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,343 | $67,650 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 14,477 | $67,462 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 1,291 | $67,261 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 1,763 | $67,188 | dollars as filed | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 9,267 | $67,186 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 13,949 | $67,095 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 4,978 | $66,954 | dollars as filed | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 6,371 | $66,898 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 21,441 | $66,896 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 39,554 | $66,847 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 8,722 | $66,724 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 18,339 | $66,570 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,000 | $66,320 | dollars as filed | put |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 8,290 | $66,237 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 7,444 | $66,178 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 33,584 | $66,160 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 12,192 | $66,081 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 8,515 | $66,076 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 506,660 | $65,866 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 7,345 | $65,809 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 10,354 | $65,644 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 51,271 | $65,627 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 4,022 | $65,593 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 18,528 | $65,589 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 32,108 | $65,179 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 5,267 | $65,177 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 3,577 | $64,923 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,365 | $64,757 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 3,737 | $64,539 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 5,796 | $64,509 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 3,483 | $64,343 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 4,529 | $64,221 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 3,146 | $64,210 | dollars as filed | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 58,000 | $64,203 | dollars as filed | principal |
| LITE STRATEGY INC | 55279B301 | COM | 9,150 | $64,141 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,617 | $64,045 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 6,048 | $63,926 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 7,510 | $63,835 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 7,279 | $63,691 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 7,289 | $63,418 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 10,707 | $63,385 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 22,303 | $63,337 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,594 | $63,170 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 150,082 | $63,034 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14,530 | $62,769 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 100 | $62,677 | dollars as filed | put |
| AMREP CORP | 032159105 | COM | 3,723 | $62,630 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 6,585 | $62,623 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 2,773 | $62,614 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 8,944 | $62,608 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 7,653 | $62,374 | dollars as filed | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 2,576 | $62,288 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 3,373 | $62,253 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 8,400 | $62,160 | dollars as filed | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 71,000 | $62,153 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,458 | $61,777 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 52,306 | $61,722 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,019 | $61,678 | dollars as filed | |
| CF BANKSHARES INC | 12520L109 | COM | 3,679 | $61,624 | dollars as filed | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 15,801 | $61,624 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 52,172 | $61,564 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 5,001 | $61,058 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 2,198 | $60,841 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 7,842 | $60,776 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 6,775 | $60,772 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 10,574 | $60,589 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 3,317 | $60,502 | dollars as filed | |
| IPERIONX LTD | 44916E100 | SPONSORED ADS | 6,191 | $60,485 | dollars as filed | |
| BIO RAD LABS INC | 090572108 | CL B | 170 | $60,360 | dollars as filed | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 6,101 | $60,214 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 170,759 | $60,107 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 14,909 | $60,083 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 48,757 | $59,971 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 9,466 | $59,920 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 1,234 | $59,803 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 9,063 | $59,725 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 5,922 | $59,697 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 4,098 | $59,585 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 17,000 | $59,500 | dollars as filed | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $59,450 | dollars as filed | put |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 4,037 | $59,425 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 3,821 | $59,232 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 17,370 | $59,058 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 2,100 | $58,863 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 494 | $58,792 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,637 | $58,732 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 6,081 | $58,560 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 9,532 | $58,526 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1,974 | $58,411 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 1,307 | $58,377 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 19,452 | $58,356 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,519 | $58,339 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 14,763 | $58,315 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 6,893 | $58,248 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 7,701 | $58,218 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 10,697 | $58,194 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,938 | $58,148 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 8,823 | $58,141 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 31,944 | $58,138 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 2,896 | $58,094 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,273 | $57,923 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,491 | $57,845 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,454 | $57,503 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 3,606 | $57,478 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 233 | $57,232 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 4,764 | $56,977 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 11,065 | $56,874 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 1,159 | $56,856 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 1,359 | $56,647 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 750 | $56,468 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 5,124 | $56,105 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484M700 | COMMON | 3,740 | $56,063 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 6,018 | $55,606 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,978 | $55,605 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 18,153 | $55,549 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 9,394 | $55,237 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 5,318 | $55,148 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,193 | $54,830 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,850 | $54,749 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,592 | $54,637 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 2,354 | $54,377 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 1,000 | $54,350 | dollars as filed | put |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 1,257 | $54,265 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 5,408 | $54,242 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 17,008 | $54,085 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 5,959 | $53,929 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 13,748 | $53,891 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 17,125 | $53,773 | dollars as filed | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,375 | $53,766 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 3,140 | $53,694 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 36,243 | $53,640 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 1,800 | $53,496 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 600 | $53,328 | dollars as filed | put |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 6,362 | $53,250 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 1,101 | $53,243 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 6,868 | $53,227 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 1,000 | $52,951 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 28,257 | $52,841 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 4,128 | $52,756 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 2,525 | $52,686 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 8,787 | $52,634 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,434 | $52,568 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 966 | $52,332 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,641 | $52,268 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 6,410 | $52,235 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 2,685 | $52,217 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 13,762 | $52,158 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 10,000 | $52,001 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 2,399 | $51,797 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 27,402 | $51,790 | dollars as filed | |
| Southern Company | 842587107 | COM | 800 | $51,776 | dollars as filed | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 30,733 | $51,632 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,983 | $51,100 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 17,497 | $51,091 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 7,582 | $51,027 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 52,000 | $50,928 | dollars as filed | principal |
| PELAGOS INS CAP LTD | G3398L118 | COM | 3,463 | $50,837 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 5,371 | $50,810 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 500 | $50,690 | dollars as filed | put |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 3,957 | $50,689 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 6,017 | $50,544 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 475 | $50,140 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 626 | $49,976 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 18,357 | $49,931 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 7,294 | $49,893 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 2,001 | $49,584 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 2,141 | $49,371 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 2,920 | $49,291 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 6,331 | $49,255 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 21,129 | $49,248 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 4,365 | $49,065 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 3,324 | $49,055 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 10,072 | $49,051 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,044 | $48,971 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 5,687 | $48,794 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,792 | $48,699 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 100 | $48,652 | dollars as filed | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,498 | $48,540 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,866 | $48,520 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $48,477 | dollars as filed | put |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 36,013 | $48,257 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 2,000 | $48,100 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 11,669 | $48,077 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 10,472 | $47,962 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 1,000 | $47,950 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 5,283 | $47,939 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 5,055 | $47,921 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 700 | $47,894 | dollars as filed | put |
| CANOPY GROWTH CORP | 138035100 | COM | 61,107 | $47,835 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 37,949 | $47,816 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 3,146 | $47,725 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 9,486 | $47,715 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 13,477 | $47,708 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 4,051 | $47,559 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 1,600 | $47,504 | dollars as filed | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 500 | $47,392 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 2,433 | $47,225 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 25,096 | $47,181 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 9,204 | $47,124 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,561 | $47,099 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,823 | $46,970 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 4,935 | $46,932 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 9,756 | $46,731 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 1,582 | $46,669 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 41,604 | $46,596 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 1,000 | $46,470 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 7,594 | $46,323 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 8,047 | $46,270 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 6,938 | $46,207 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 600 | $46,134 | dollars as filed | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 6,569 | $46,049 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 157,245 | $45,648 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 15,575 | $45,635 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 2,383 | $45,587 | dollars as filed | |
| CHICAGO ATLANTIC BDC INC | 828174102 | COM | 4,704 | $45,535 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,803 | $45,400 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,400 | $45,374 | dollars as filed | put |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 16,272 | $45,073 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 21,261 | $45,073 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 1,968 | $45,006 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 5,541 | $44,993 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 21,726 | $44,973 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,316 | $44,924 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 8,231 | $44,859 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 10,554 | $44,853 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,405 | $44,834 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 10,000 | $44,800 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 26,006 | $44,730 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 2,233 | $44,682 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 3,230 | $44,477 | dollars as filed | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 12,535 | $44,247 | dollars as filed | |
| READY CAPITAL CORP | 75574U705 | 6.25 CNV PFD C | 2,250 | $44,134 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,048 | $43,975 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 926 | $43,899 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 300 | $43,875 | dollars as filed | put |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 22,192 | $43,718 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 11,795 | $43,641 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 3,327 | $43,517 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 16,802 | $43,517 | dollars as filed | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 908 | $43,511 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,240 | $43,481 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 5,581 | $43,478 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q815 | SUST MUNI IN ETF | 902 | $43,404 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 10,423 | $43,151 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 5,052 | $43,094 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 2,022 | $43,069 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 4,265 | $42,991 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 38,000 | $42,858 | dollars as filed | principal |
| VERA BRADLEY INC | 92335C106 | COM | 6,464 | $42,723 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 54,745 | $42,701 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 962 | $42,543 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 1,380 | $42,283 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 2,745 | $42,046 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 8,182 | $41,974 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 1,797 | $41,888 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 100,900 | $41,813 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 2,702 | $41,743 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 1,847 | $41,728 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 2,282 | $41,715 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,645 | $41,712 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 7,561 | $41,586 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 13,398 | $41,534 | dollars as filed | |
| TIMOTHY PLAN | 887432284 | US LARGE MID CP | 1,887 | $41,503 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 717 | $41,449 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 2,934 | $41,369 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,076 | $41,331 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 54,019 | $41,319 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 5,818 | $41,253 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 23,404 | $41,190 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 2,650 | $41,076 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 10,806 | $40,955 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 29,804 | $40,891 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 5,735 | $40,833 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 4,074 | $40,716 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 7,251 | $40,676 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 22,500 | $40,662 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 5,207 | $40,615 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 33,812 | $40,574 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 5,425 | $40,470 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 37,400 | $40,393 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 12,780 | $40,385 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 8,331 | $40,321 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T835 | IMGP DBI HEDGE S | 1,529 | $40,320 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 12,404 | $40,313 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 2,001 | $40,311 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 3,000 | $40,294 | dollars as filed | |
| EXPRESS INC XXXBANKRUPTCY EFF: 01/02/25 | 30219E202 | COM | 4,455 | $40,095 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 16,811 | $40,010 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 6,148 | $39,901 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 1,369 | $39,687 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 7,780 | $39,600 | dollars as filed | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 56,549 | $39,584 | dollars as filed | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 1,522 | $39,543 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 9,192 | $39,525 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 9,952 | $39,509 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 6,283 | $39,331 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 18,292 | $39,328 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 7,809 | $39,279 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 400 | $39,228 | dollars as filed | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 400 | $39,228 | dollars as filed | call |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 6,424 | $39,186 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 4,281 | $39,125 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 1,906 | $39,085 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 7,088 | $38,913 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 3,940 | $38,848 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,711 | $38,754 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 12,651 | $38,712 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 1,463 | $38,702 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 17,036 | $38,672 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 4,725 | $38,414 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 4,210 | $38,353 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 10,217 | $38,315 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 1,834 | $38,013 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 7,694 | $37,778 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 4,571 | $37,693 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,922 | $37,651 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 10,393 | $37,622 | dollars as filed | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,017 | $37,598 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 4,439 | $37,554 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 5,278 | $37,527 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 8,549 | $37,445 | dollars as filed | |
| TRANSOCEAN INC | 893830BT5 | DEB 4.000%12/1 | 20,000 | $37,439 | dollars as filed | principal |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,476 | $37,419 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,556 | $37,419 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 3,821 | $37,371 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 42,109 | $37,326 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 867 | $37,289 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 3,129 | $37,078 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 28,944 | $37,048 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 5,769 | $37,037 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 7,639 | $36,973 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 48,000 | $36,938 | dollars as filed | principal |
| TIMOTHY PLAN | 887432276 | HIGH DIVIDEND | 1,675 | $36,865 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 2,384 | $36,833 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 752 | $36,698 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 4,720 | $36,250 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 251 | $36,232 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 16,905 | $36,177 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,800 | $36,148 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 795 | $35,796 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,854 | $35,724 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 8,441 | $35,452 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,137 | $35,445 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 686 | $35,343 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 4,623 | $35,323 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,717 | $35,267 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V690 | INTERNATIONAL | 1,228 | $35,256 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 3,656 | $35,244 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 1,123 | $35,164 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,300 | $35,139 | dollars as filed | put |
| BRIGHTCOVE INC | 10921T101 | COM | 10,678 | $35,131 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 11,155 | $34,916 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 4,580 | $34,877 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 18,344 | $34,670 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,548 | $34,603 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 300 | $34,599 | dollars as filed | put |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2,705 | $34,544 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,134 | $34,372 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 9,394 | $34,286 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 31,723 | $34,261 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 30,810 | $34,199 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 4,522 | $34,050 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 500 | $34,020 | dollars as filed | call |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 31,486 | $34,005 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,663 | $33,874 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 2,979 | $33,867 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 1,723 | $33,845 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 966 | $33,756 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,500 | $33,360 | dollars as filed | put |
| J JILL INC | 46620W201 | COMMON STOCK | 1,127 | $33,359 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 9,326 | $33,294 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 6,266 | $33,272 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 10,041 | $33,235 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 300 | $33,171 | dollars as filed | put |
| OTONOMO TECHNOLOGIES LTD | M7571L129 | SHS NEW | 8,286 | $33,103 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,238 | $32,895 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 4,292 | $32,876 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 2,003 | $32,762 | dollars as filed | |
| KRANESHARES TRUST | 500767561 | EUROPEAN CARBON | 1,121 | $32,719 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 2,252 | $32,632 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1,175 | $32,360 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 10,560 | $32,314 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 2,955 | $32,302 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 14,270 | $32,250 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 2,147 | $32,220 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 2,178 | $32,191 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 407 | $32,127 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,490 | $32,110 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 3,326 | $32,030 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 932 | $31,800 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 3,119 | $31,783 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 14,359 | $31,733 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 6,168 | $31,641 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 35,295 | $31,628 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 838 | $31,543 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 46,260 | $31,484 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 3,851 | $31,462 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 30,509 | $31,424 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 2,211 | $31,421 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 15,092 | $31,391 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 189 | $31,374 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 400 | $31,344 | dollars as filed | put |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 2,764 | $31,233 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 5,342 | $31,197 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 934 | $31,130 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 30,349 | $31,108 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 4,136 | $31,061 | dollars as filed | |
| Indivior PLC | G4766E116 | Common Stock | 1,426 | $30,965 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 492 | $30,731 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 3,705 | $30,714 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 5,881 | $30,699 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 9,790 | $30,642 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 4,793 | $30,627 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 21,241 | $30,587 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 2,254 | $30,587 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 22,683 | $30,395 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 860 | $30,361 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,900 | $30,158 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 5,967 | $30,134 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 27,628 | $30,115 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 5,375 | $29,831 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 30,000 | $29,700 | dollars as filed | principal |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 4,253 | $29,601 | dollars as filed | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,266 | $29,586 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 6,987 | $29,555 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 30,137 | $29,534 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 27,801 | $29,470 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 30,000 | $29,430 | dollars as filed | principal |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 72,176 | $29,281 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 23,025 | $29,242 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 13,206 | $29,185 | dollars as filed | |
| Valneva SE ADR | 92025Y103 | COM | 2,520 | $29,182 | dollars as filed | |
| NICE SYS INC | 65366HAB9 | BOND | 14,000 | $29,151 | dollars as filed | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,171 | $29,071 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 6,779 | $28,946 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 1,443 | $28,864 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 3,296 | $28,840 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 11,298 | $28,810 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 14,546 | $28,800 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,501 | $28,742 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 12,266 | $28,580 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 16,500 | $28,545 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 12,904 | $28,389 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,501 | $28,369 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 27,000 | $28,350 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 718 | $28,240 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 1,948 | $28,188 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,000 | $28,173 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 4,372 | $28,157 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 2,759 | $28,142 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 5,144 | $28,035 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 3,755 | $27,712 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 30,023 | $27,682 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,150 | $27,671 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 12,867 | $27,664 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 3,200 | $27,520 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 16,139 | $27,436 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 700 | $27,370 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 800 | $27,344 | dollars as filed | put |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 2,601 | $27,337 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1,951 | $27,327 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 51,446 | $26,943 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 5,279 | $26,923 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 6,818 | $26,863 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,173 | $26,794 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 12,518 | $26,789 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 16,317 | $26,759 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 5,758 | $26,717 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 6,130 | $26,543 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 11,218 | $26,474 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 15,920 | $26,427 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 400 | $26,420 | dollars as filed | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,490 | $26,351 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,102 | $26,258 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 4,282 | $26,249 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 7,775 | $26,202 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 2,885 | $26,167 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 3,000 | $26,160 | dollars as filed | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 518 | $26,081 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 5,118 | $26,051 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 15,189 | $25,974 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 5,406 | $25,949 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 12,832 | $25,920 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,101 | $25,894 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 3,233 | $25,864 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 5,860 | $25,842 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 3,291 | $25,803 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 2,853 | $25,648 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 400 | $25,456 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000186 | this filing | 2023-11-13 | acceptance time not in the bulk data set |