13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 7,646 holding rows worth $306,865,082,000.
- Accession
- 0000072971-22-000215
- Filer
- CIK 72971
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 19,431 entries on the cover page, a total value of $306,865,082,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,865,082,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 6,631 | $671,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 37,192 | $670,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 108,926 | $670,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 34,275 | $669,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 107,768 | $668,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 30,000 | $667,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 72,290 | $666,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 24,400 | $666,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 25,138 | $665,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 26,694 | $663,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 73,703 | $663,000 | thousands by filing date | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 33,764 | $661,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 764,000 | $661,000 | thousands by filing date | principal |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 150,797 | $660,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 41,261 | $660,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 35,995 | $658,000 | thousands by filing date | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 50,616 | $657,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 10,219 | $657,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 615,000 | $655,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 733,000 | $654,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 20,000 | $651,000 | thousands by filing date | put |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 73,663 | $651,000 | thousands by filing date | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 9,094 | $650,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 16,532 | $650,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 86,653 | $649,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 61,135 | $648,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,800 | $646,000 | thousands by filing date | put |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 33,558 | $646,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 53,984 | $644,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 15,243 | $644,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 111,961 | $643,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 51,477 | $643,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 86,716 | $642,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 23,494 | $642,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 49,835 | $640,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 26,020 | $639,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 23,114 | $637,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 39,618 | $634,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 13,424 | $634,000 | thousands by filing date | |
| NOVA LTD | 66980MAB2 | BOND | 498,000 | $634,000 | thousands by filing date | principal |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 75,200 | $633,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 68,504 | $631,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 10,897 | $631,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 47,323 | $631,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 157,837 | $631,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 34,332 | $630,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 8,155 | $629,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 9,548 | $629,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 17,149 | $629,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 56,544 | $628,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 50,022 | $628,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 39,793 | $628,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 33,088 | $628,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 21,000 | $627,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 92,772 | $627,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 10,534 | $626,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 112,591 | $626,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 134,159 | $626,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 61,922 | $626,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 66,848 | $626,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 36,521 | $623,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 98,387 | $623,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 36,084 | $621,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 117,226 | $619,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 105,580 | $619,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 124,985 | $619,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 61,174 | $618,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,144 | $616,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 57,964 | $612,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,900 | $611,000 | thousands by filing date | put |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 36,488 | $611,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 14,142 | $610,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 8,420 | $609,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 63,625 | $608,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 226,627 | $605,000 | thousands by filing date | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 817,000 | $605,000 | thousands by filing date | principal |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 44,685 | $604,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 114,316 | $603,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 19,923 | $601,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 252,094 | $601,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 68,606 | $600,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 30,987 | $600,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 454,242 | $599,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 615,000 | $598,000 | thousands by filing date | principal |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 32,691 | $596,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 31,413 | $596,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 136,593 | $591,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 481,000 | $591,000 | thousands by filing date | principal |
| Q2 HLDGS INC COM | 74736L109 | Stock | 18,299 | $590,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 9,977 | $590,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 12,197 | $590,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 16,336 | $590,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 33,536 | $589,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 41,164 | $589,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 5,473 | $588,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 9,897 | $585,000 | thousands by filing date | |
| SITIO ROYALTIES CORP | 82982V101 | CLASS A COM | 26,457 | $585,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 19,749 | $585,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 15,777 | $585,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 57,613 | $584,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 79,510 | $584,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 75,094 | $579,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 9,788 | $578,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 201,931 | $578,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 49,154 | $577,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 184,037 | $576,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 25,134 | $576,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 77,356 | $576,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 62,656 | $576,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,000 | $575,000 | thousands by filing date | put |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 50,000 | $575,000 | thousands by filing date | call |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 9,681 | $574,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100,000 | $571,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100,000 | $571,000 | thousands by filing date | call |
| VERITEX HLDGS INC | 923451108 | COM | 21,421 | $570,000 | thousands by filing date | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 1,000,000 | $569,000 | thousands by filing date | principal |
| HASHICORP INC | 418100103 | COM CL A | 17,669 | $568,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 137,721 | $567,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 36,306 | $565,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 20,512 | $564,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,000 | $563,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 24,126 | $563,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 47,513 | $563,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 86,983 | $560,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 11,641 | $559,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 10,076 | $559,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 9,053 | $558,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 25,909 | $558,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 58,320 | $558,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 429,433 | $558,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 484,521 | $558,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 6,448 | $556,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 23,931 | $555,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 23,700 | $555,000 | thousands by filing date | put |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 10,800 | $553,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086AB7 | BOND | 564,000 | $553,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 14,700 | $552,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 14,700 | $552,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 10,670 | $551,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 74,171 | $551,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,700 | $549,000 | thousands by filing date | call |
| COUPANG INC | 22266T109 | CL A | 32,885 | $548,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 20,500 | $547,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 18,452 | $544,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 6,818 | $543,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 78,200 | $542,000 | thousands by filing date | put |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 24,889 | $542,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 14,026 | $542,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 11,845 | $541,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 92,892 | $541,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 15,701 | $538,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 15,100 | $537,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 50,994 | $534,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 2,653 | $533,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 52,739 | $532,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 40,530 | $530,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 11,000 | $527,000 | thousands by filing date | put |
| COUPANG INC | 22266T109 | CL A | 31,600 | $527,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 34,193 | $527,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 11,967 | $525,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 43,035 | $525,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 39,908 | $522,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 47,109 | $520,000 | thousands by filing date | |
| TASKUS INC | 87652V109 | CLASS A COM | 32,095 | $517,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 74,492 | $517,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 35,798 | $516,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 75,844 | $515,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 9,699 | $514,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 15,318 | $514,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 13,002 | $514,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 11,871 | $513,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 7,648 | $512,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 26,260 | $512,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 73,957 | $511,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,640 | $511,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 96,189 | $511,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T401 | 2.75% CNV PFD C | 21,990 | $510,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 128,824 | $509,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 33,000 | $506,000 | thousands by filing date | put |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 9,469 | $506,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 38,622 | $503,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 13,173 | $503,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 20,545 | $501,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 68,525 | $501,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 25,688 | $501,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 22,944 | $501,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 9,420 | $500,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 312,440 | $500,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 44,550 | $498,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 26,315 | $497,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 3,456 | $495,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 105,780 | $494,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 35,042 | $493,000 | thousands by filing date | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 625,000 | $493,000 | thousands by filing date | principal |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 20,272 | $492,000 | thousands by filing date | |
| RH | 74967XAD5 | CV | 375,000 | $492,000 | thousands by filing date | principal |
| FLEX LTD ORD | Y2573F102 | Stock | 29,500 | $491,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 7,109 | $490,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 56,103 | $486,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 12,387 | $485,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 21,147 | $482,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 22,399 | $481,000 | thousands by filing date | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 37,720 | $481,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 60,294 | $478,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 49,102 | $478,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 84,501 | $478,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 37,884 | $477,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 27,529 | $476,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 19,017 | $475,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 79,388 | $475,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 4,243 | $474,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 422,924 | $474,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 31,567 | $474,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 37,502 | $473,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 25,693 | $472,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 45,970 | $471,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 99,700 | $470,000 | thousands by filing date | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 548,000 | $469,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 6,689 | $469,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 22,577 | $469,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 12,470 | $468,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 30,676 | $468,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 11,462 | $467,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 15,843 | $466,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 47,442 | $466,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 21,118 | $465,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 38,894 | $465,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 38,659 | $464,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,677 | $463,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 32,555 | $462,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 15,889 | $462,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 31,955 | $461,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 14,246 | $461,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 10,395 | $460,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 44,538 | $460,000 | thousands by filing date | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 24,833 | $459,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 102,930 | $458,000 | thousands by filing date | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 17,099 | $458,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 14,696 | $457,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 23,603 | $457,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 29,735 | $456,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,399 | $455,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 28,253 | $455,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 137,968 | $455,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 20,467 | $453,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 36,061 | $452,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 126,970 | $451,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 16,010 | $451,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 35,669 | $450,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,200 | $449,000 | thousands by filing date | put |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 12,022 | $449,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 10,660 | $448,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 18,726 | $447,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 15,258 | $447,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 55,885 | $446,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 16,575 | $445,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 28,826 | $445,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 8,683 | $445,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 36,492 | $445,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 21,800 | $443,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 61,930 | $443,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 20,506 | $441,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 13,403 | $440,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 38,644 | $440,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 27,109 | $440,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 9,716 | $440,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 8,065 | $439,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 11,800 | $437,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 15,777 | $437,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 28,400 | $436,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,705 | $435,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,603 | $435,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 17,339 | $435,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 21,386 | $433,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 37,249 | $433,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 29,633 | $433,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 348,000 | $433,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 21,498 | $432,000 | thousands by filing date | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 20,675 | $432,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 500,000 | $432,000 | thousands by filing date | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 38,014 | $431,000 | thousands by filing date | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 527,000 | $431,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 6,763 | $430,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 126,547 | $429,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 23,618 | $429,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 20,113 | $429,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 25,000 | $429,000 | thousands by filing date | call |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 504,000 | $429,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152208 | CL A | 31,359 | $426,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 5,855 | $426,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 8,668 | $426,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 17,633 | $424,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 125,237 | $424,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 22,223 | $424,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 197,365 | $424,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 11,010 | $424,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 97,222 | $424,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 115,443 | $423,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 15,979 | $423,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 9,418 | $422,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 20,671 | $421,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 67,596 | $421,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 600,000 | $420,000 | thousands by filing date | principal |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 20,979 | $420,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 571,160 | $420,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 12,961 | $418,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 183,279 | $418,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 13,966 | $418,000 | thousands by filing date | |
| HYPERFINE INC | 44916K106 | Common Stock | 516,832 | $418,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 10,000 | $418,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 350,941 | $418,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 9,366 | $417,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 51,103 | $417,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 41,240 | $416,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,800 | $415,000 | thousands by filing date | put |
| AERSALE CORPORATION | 00810F106 | COM | 22,383 | $415,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 7,029 | $414,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 8,400 | $413,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 413,000 | $413,000 | thousands by filing date | principal |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16,230 | $412,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 32,861 | $411,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,000 | $410,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 231,811 | $408,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,581 | $406,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 94,854 | $402,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 23,296 | $401,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 5,933 | $400,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 46,569 | $400,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 6,504 | $399,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 20,721 | $399,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 20,500 | $399,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 400,000 | $399,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 6,393 | $398,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 9,958 | $398,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 59,247 | $397,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 492,000 | $395,000 | thousands by filing date | principal |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 28,153 | $394,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 11,021 | $393,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 25,697 | $393,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 12,060 | $392,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 123,000 | $392,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 37,160 | $392,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 18,654 | $392,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 391,000 | $392,000 | thousands by filing date | principal |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,416 | $391,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 9,164 | $391,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 20,000 | $390,000 | thousands by filing date | put |
| ISHARES TR | 46436E767 | COM | 13,875 | $389,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,100 | $388,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 6,958 | $388,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 25,000 | $388,000 | thousands by filing date | put |
| PHX MINERALS INC CL A | 69291A100 | Stock | 119,521 | $388,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 43,469 | $387,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 57,573 | $387,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 29,354 | $386,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 82,294 | $385,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 40,071 | $385,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 5,774 | $385,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 144,834 | $385,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 39,258 | $384,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 59,332 | $384,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 36,956 | $382,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 6,973 | $382,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 11,751 | $381,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 96,743 | $381,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 17,916 | $379,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 17,165 | $379,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 7,103 | $378,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 110,974 | $378,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 8,693 | $377,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 45,702 | $376,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 13,282 | $376,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 2,491 | $375,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 33,936 | $374,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 19,445 | $372,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | 57779BAB0 | NOTE 6.500% 7/1 | 260,000 | $372,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 150,000 | $371,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 26,489 | $371,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 20,685 | $371,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 12,019 | $370,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 17,747 | $370,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 15,242 | $370,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 16,238 | $370,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 81,779 | $369,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 10,967 | $369,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 10,391 | $366,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 66,546 | $365,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,881 | $364,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 12,770 | $363,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 21,205 | $362,000 | thousands by filing date | |
| DOLE PLC | G27907107 | ORD SHS | 49,560 | $362,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 4,269 | $362,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 15,000 | $362,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 18,405 | $362,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 4,313 | $361,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 12,540 | $361,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 12,868 | $361,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 34,935 | $360,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 16,057 | $360,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 12,030 | $359,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 18,384 | $358,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 12,900 | $358,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 76,226 | $358,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 14,246 | $356,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 300,000 | $356,000 | thousands by filing date | principal |
| RUBICON TECHNOLOGIES INC CL A | 78112J109 | Stock | 167,000 | $356,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 373,000 | $355,000 | thousands by filing date | principal |
| AFFIMED N V | N01045108 | COM | 172,426 | $355,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,269 | $354,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 64,054 | $352,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 60,408 | $351,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 17,800 | $350,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 354,000 | $350,000 | thousands by filing date | principal |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 34,739 | $347,000 | thousands by filing date | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 22,623 | $347,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 6,508 | $347,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 13,744 | $346,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 7,237 | $346,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 33,996 | $345,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 19,314 | $345,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 11,752 | $344,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 9,092 | $343,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 4,917 | $343,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 57,700 | $343,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 12,448 | $343,000 | thousands by filing date | |
| RBB FD INC | 74933W650 | MOTL FO NEXT ETF | 25,284 | $342,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 651,406 | $339,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 244,654 | $338,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $338,000 | thousands by filing date | principal |
| RENASANT CORP | 75970E107 | COM | 10,763 | $337,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 11,733 | $337,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 25,600 | $337,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 14,532 | $336,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 37,217 | $334,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 8,048 | $333,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 30,048 | $333,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 47,995 | $333,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 34,523 | $333,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 77,212 | $332,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 14,426 | $332,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 98,581 | $332,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 6,202 | $331,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 29,624 | $331,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 21,215 | $331,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 20,567 | $331,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 27,468 | $331,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 20,053 | $330,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 24,998 | $330,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 401,000 | $330,000 | thousands by filing date | principal |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 35,166 | $329,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,748 | $329,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 26,628 | $329,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,600 | $328,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,637 | $328,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 5,340 | $328,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 42,332 | $327,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 11,542 | $326,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 21,549 | $326,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 41,171 | $326,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,400 | $325,000 | thousands by filing date | put |
| OSCAR HEALTH INC | 687793109 | CL A | 65,282 | $325,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,000 | $325,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 17,693 | $325,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 26,500 | $324,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 31,959 | $324,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,300 | $322,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 7,261 | $322,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,368 | $322,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 800 | $321,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 15,750 | $320,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 11,103 | $319,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 17,510 | $317,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 149,306 | $317,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 8,283 | $316,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,679 | $315,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,608 | $314,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 13,326 | $313,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 14,221 | $311,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 39,124 | $311,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 25,427 | $310,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 273,000 | $310,000 | thousands by filing date | principal |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 29,848 | $309,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 12,079 | $309,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,432 | $308,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 9,539 | $308,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,141 | $308,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 112,172 | $308,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,353 | $308,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 14,871 | $307,000 | thousands by filing date | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 465,000 | $307,000 | thousands by filing date | principal |
| UNIQURE NV | N90064101 | SHS | 16,275 | $306,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 20,440 | $306,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 16,797 | $306,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 9,680 | $305,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 24,723 | $305,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 34,193 | $305,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 25,262 | $304,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 19,648 | $303,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 6,128 | $303,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 12,435 | $303,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000215 | this filing | 2022-11-14 | acceptance time not in the bulk data set |