13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 7,646 holding rows worth $306,865,082,000.
- Accession
- 0000072971-22-000215
- Filer
- CIK 72971
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 19,431 entries on the cover page, a total value of $306,865,082,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,865,082,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 200,581 | $10,350,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 319,197 | $10,291,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 16,132,000 | $10,280,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 626,703 | $10,272,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 333,349 | $10,254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 168,547 | $10,249,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 226,582 | $10,242,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 254,609 | $10,182,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 742,831 | $10,176,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 370,664 | $10,138,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12,075 | $10,136,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 97,742 | $10,106,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,146,420 | $10,100,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 299,763 | $10,099,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 163,000 | $10,091,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 247,917 | $10,073,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 201,748 | $10,043,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 182,500 | $10,036,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572207 | CL A | 24,025 | $10,021,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 568,262 | $10,018,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 200,853 | $10,011,000 | thousands by filing date | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 13,733,000 | $10,001,000 | thousands by filing date | principal |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,520,209 | $9,988,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 117,600 | $9,969,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 109,063 | $9,946,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 302,174 | $9,945,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 512,547 | $9,938,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 577,324 | $9,930,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 226,500 | $9,930,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 306,912 | $9,922,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 262,399 | $9,903,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 213,997 | $9,896,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 131,052 | $9,860,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,536,599 | $9,835,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 87,747 | $9,829,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 743,156 | $9,817,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 629,993 | $9,809,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 220,925 | $9,776,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 194,047 | $9,761,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 376,546 | $9,760,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 421,147 | $9,741,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 305,065 | $9,732,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 537,913 | $9,726,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 482,351 | $9,714,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 236,454 | $9,703,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 141,247 | $9,685,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 257,042 | $9,662,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 392,933 | $9,646,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 532,202 | $9,643,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 203,682 | $9,640,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,448,612 | $9,590,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 226,957 | $9,589,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,731,240 | $9,573,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 171,968 | $9,573,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,289,001 | $9,553,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 253,259 | $9,525,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 567,339 | $9,525,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 89,359 | $9,524,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 230,400 | $9,522,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 912,854 | $9,521,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 212,225 | $9,510,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 197,377 | $9,485,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 234,152 | $9,464,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 207,469 | $9,460,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 404,030 | $9,446,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 559,230 | $9,440,000 | thousands by filing date | |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 10,583,000 | $9,394,000 | thousands by filing date | principal |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 611,650 | $9,383,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 162,158 | $9,350,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 174,694 | $9,322,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 87,745 | $9,320,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 216,121 | $9,311,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,339,177 | $9,307,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 56,600 | $9,287,000 | thousands by filing date | put |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 26,305 | $9,286,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,042,339 | $9,266,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 131,400 | $9,232,000 | thousands by filing date | put |
| DOXIMITY INC CL A | 26622P107 | Stock | 305,474 | $9,231,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,863,828 | $9,226,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 677,237 | $9,218,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 598,548 | $9,164,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 193,907 | $9,143,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 126,685 | $9,129,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 139,652 | $9,127,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 373,234 | $9,111,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 85,600 | $9,103,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 148,700 | $9,081,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 205,094 | $9,075,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 462,628 | $9,067,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 847,753 | $9,054,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 67,089 | $9,044,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 125,872 | $9,040,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 340,357 | $9,023,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 64,064 | $9,022,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 80,651 | $9,022,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 409,986 | $9,007,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 276,487 | $8,984,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 471,161 | $8,971,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 223,389 | $8,969,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 9,114,000 | $8,964,000 | thousands by filing date | principal |
| STEM INC | 85859N102 | COM | 671,249 | $8,955,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 140,959 | $8,951,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 831,419 | $8,929,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 286,332 | $8,857,000 | thousands by filing date | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 164,529 | $8,857,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 4,766,000 | $8,839,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 249,087 | $8,838,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 590,000 | $8,821,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 209,387 | $8,803,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 554,003 | $8,798,000 | thousands by filing date | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 10,060,000 | $8,787,000 | thousands by filing date | principal |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 115,835 | $8,768,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 41,500 | $8,765,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 228,693 | $8,751,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 401,060 | $8,720,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 52,853 | $8,710,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 5,216,000 | $8,698,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 108,661 | $8,688,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 229,269 | $8,682,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 150,382 | $8,680,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 8,515,000 | $8,672,000 | thousands by filing date | principal |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 180,513 | $8,620,000 | thousands by filing date | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 108,039 | $8,616,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 616,545 | $8,614,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 147,939 | $8,606,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 128,765 | $8,600,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 8,752,000 | $8,579,000 | thousands by filing date | principal |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 104,758 | $8,574,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 885,636 | $8,573,000 | thousands by filing date | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 259,731 | $8,566,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 10,038 | $8,562,000 | thousands by filing date | |
| RH | 74967X103 | COM | 34,787 | $8,560,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 131,008 | $8,559,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 223,627 | $8,548,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 128,122 | $8,539,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 90,945 | $8,533,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 721,901 | $8,526,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 223,690 | $8,525,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 783,115 | $8,504,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 552,499 | $8,503,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 25,000 | $8,497,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 186,499 | $8,497,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 454,457 | $8,494,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 271,497 | $8,492,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 10,120,000 | $8,481,000 | thousands by filing date | principal |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 216,507 | $8,477,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 424,037 | $8,476,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 98,488 | $8,469,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 783,395 | $8,460,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,044,147 | $8,458,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 542,707 | $8,455,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 110,427 | $8,436,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 284,470 | $8,431,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 145,630 | $8,404,000 | thousands by filing date | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 10,618,000 | $8,393,000 | thousands by filing date | principal |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 578,939 | $8,377,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 788,757 | $8,360,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 123,600 | $8,333,000 | thousands by filing date | put |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 215,029 | $8,304,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100,000 | $8,301,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 77,414 | $8,296,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 256,197 | $8,294,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 174,792 | $8,285,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 150,000 | $8,249,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 69,076 | $8,247,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 27,354 | $8,229,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 43,209 | $8,193,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 314,123 | $8,190,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 30,300 | $8,185,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 267,167 | $8,183,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 445,428 | $8,167,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 60,362 | $8,142,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,666,633 | $8,133,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 102,768 | $8,131,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 61,369 | $8,079,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 108,996 | $8,073,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 8,728,000 | $8,068,000 | thousands by filing date | principal |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 154,877 | $8,054,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 166,101 | $8,048,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 289,535 | $8,040,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 316,662 | $8,034,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 100,000 | $8,032,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 381,729 | $8,005,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 532,951 | $8,000,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 29,311 | $7,995,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 82,048 | $7,985,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,225,064 | $7,975,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,536,853 | $7,915,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 305,138 | $7,903,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 53,562 | $7,893,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 189,006 | $7,884,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 179,123 | $7,870,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 603,354 | $7,868,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 56,023 | $7,863,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 258,976 | $7,847,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 108,400 | $7,844,000 | thousands by filing date | call |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 340,631 | $7,835,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 664,050 | $7,822,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 796,264 | $7,819,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 117,867 | $7,796,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 89,911 | $7,796,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 205,886 | $7,775,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 283,756 | $7,766,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 571,993 | $7,716,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 209,742 | $7,678,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 305,649 | $7,655,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 938,713 | $7,585,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 654,856 | $7,584,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 383,983 | $7,579,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 134,342 | $7,576,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 60,000 | $7,575,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 533,465 | $7,559,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 4,905,000 | $7,559,000 | thousands by filing date | principal |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 640,111 | $7,546,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 107,794 | $7,529,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 294,537 | $7,517,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 114,969 | $7,475,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 224,407 | $7,470,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 619,072 | $7,454,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 880,195 | $7,446,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 192,061 | $7,429,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 554,084 | $7,386,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 90,727 | $7,385,000 | thousands by filing date | |
| APTIV PLC | G6095L117 | CONV | 77,551 | $7,383,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,116,816 | $7,369,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 46,751 | $7,356,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 634,003 | $7,354,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 482,798 | $7,353,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,105,315 | $7,340,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 375,601 | $7,332,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 98,600 | $7,330,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 168,725 | $7,317,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 299,704 | $7,310,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 97,391 | $7,310,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 114,073 | $7,307,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 93,398 | $7,306,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 185,888 | $7,302,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 96,015 | $7,299,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 50,700 | $7,293,000 | thousands by filing date | put |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 61,115 | $7,273,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,624,770 | $7,262,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 116,192 | $7,260,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 66,305 | $7,245,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,100 | $7,243,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 300,000 | $7,236,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 282,831 | $7,230,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 7,680,000 | $7,216,000 | thousands by filing date | principal |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 82,519 | $7,201,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 307,996 | $7,192,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 183,389 | $7,190,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 222,387 | $7,175,000 | thousands by filing date | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 347,672 | $7,165,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 12,157,000 | $7,149,000 | thousands by filing date | principal |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 752,460 | $7,149,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 337,053 | $7,126,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 81,004 | $7,104,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 102,801 | $7,073,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 509,822 | $7,067,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 123,712 | $7,045,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 169,527 | $7,027,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 288,996 | $7,023,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 188,969 | $7,021,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 368,348 | $7,017,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 32,684 | $7,012,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 75,575 | $6,983,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 129,586 | $6,977,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 517,023 | $6,974,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 152,332 | $6,969,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 187,858 | $6,961,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 359,136 | $6,960,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 675,502 | $6,944,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 178,707 | $6,938,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 91,686 | $6,908,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 448,697 | $6,906,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 558,448 | $6,891,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 867,334 | $6,878,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 74,232 | $6,875,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 183,127 | $6,871,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 72,952 | $6,866,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 178,224 | $6,854,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 77,895 | $6,826,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 366,186 | $6,815,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 934,843 | $6,809,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 100,000 | $6,800,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 27,031 | $6,793,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 221,548 | $6,791,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 576,914 | $6,778,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 354,955 | $6,773,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 45,020 | $6,771,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 141,719 | $6,771,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 369,054 | $6,765,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 139,066 | $6,753,000 | thousands by filing date | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 224,916 | $6,746,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 257,532 | $6,726,000 | thousands by filing date | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 322,540 | $6,725,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 85,500 | $6,704,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 243,996 | $6,690,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 700,500 | $6,683,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 429,479 | $6,674,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 550,473 | $6,661,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 309,165 | $6,653,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 548,834 | $6,630,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 7,265,000 | $6,608,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 911,361 | $6,607,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 313,916 | $6,574,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 141,248 | $6,572,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 205,141 | $6,570,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 73,913 | $6,564,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 45,495 | $6,551,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 4,679,000 | $6,498,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 975,347 | $6,486,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 50,000 | $6,485,000 | thousands by filing date | call |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 7,118,000 | $6,485,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 268,752 | $6,480,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 194,185 | $6,472,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 20,000 | $6,467,000 | thousands by filing date | call |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 189,569 | $6,451,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 405,479 | $6,445,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 197,528 | $6,439,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 885,267 | $6,436,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 78,146 | $6,417,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 365,400 | $6,395,000 | thousands by filing date | call |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 200,602 | $6,391,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 170,364 | $6,390,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 845,928 | $6,386,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 267,999 | $6,357,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 45,568 | $6,352,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,088,000 | $6,340,000 | thousands by filing date | principal |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 366,813 | $6,339,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 84,492 | $6,336,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 49,295 | $6,336,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 749,034 | $6,336,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 255,596 | $6,306,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 88,557 | $6,296,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,565,786 | $6,295,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 559,523 | $6,294,000 | thousands by filing date | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 7,568,000 | $6,273,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 9,100 | $6,269,000 | thousands by filing date | put |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 123,603 | $6,250,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 231,038 | $6,248,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 192,373 | $6,248,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,925,000 | $6,247,000 | thousands by filing date | principal |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 496,697 | $6,213,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 413,122 | $6,201,000 | thousands by filing date | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 260,666 | $6,196,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 167,414 | $6,190,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 187,215 | $6,182,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 64,953 | $6,169,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 311,338 | $6,142,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 33,327 | $6,137,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 173,858 | $6,135,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 199,833 | $6,129,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 476,482 | $6,099,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 7,209,000 | $6,087,000 | thousands by filing date | principal |
| SERVICE CORP INTL COM | 817565104 | Stock | 105,241 | $6,077,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 348,557 | $6,061,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 298,519 | $6,060,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,628,084 | $6,057,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,645,025 | $6,054,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 138,227 | $6,050,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 262,584 | $6,048,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 800,478 | $6,036,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 251,399 | $6,024,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 178,815 | $6,019,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 79,680 | $6,013,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 53,200 | $6,012,000 | thousands by filing date | call |
| DUTCH BROS INC | 26701L100 | CL A | 192,867 | $6,008,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 119,983 | $6,006,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 342,188 | $6,005,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 103,933 | $5,998,000 | thousands by filing date | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 467,669 | $5,991,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 860,648 | $5,990,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 191,047 | $5,978,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 36,000 | $5,973,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 31,827 | $5,955,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 629,451 | $5,942,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 81,537 | $5,936,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 380,432 | $5,931,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 436,623 | $5,925,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 32,122 | $5,921,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 191,623 | $5,919,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 394,936 | $5,916,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 36,200 | $5,910,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 172,771 | $5,903,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 6,748,000 | $5,890,000 | thousands by filing date | principal |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 119,122 | $5,861,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 40,297 | $5,854,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 128,975 | $5,851,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 281,967 | $5,843,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 152,100 | $5,821,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 7,259,000 | $5,819,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 5,281,000 | $5,816,000 | thousands by filing date | principal |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 475,115 | $5,805,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 378,662 | $5,793,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 88,028 | $5,790,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13,218 | $5,790,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 60,441 | $5,773,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 236,406 | $5,762,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 131,687 | $5,748,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 120,236 | $5,718,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 206,910 | $5,709,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 75,466 | $5,706,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 97,426 | $5,703,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 98,554 | $5,696,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 106,763 | $5,690,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 97,121 | $5,672,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 320,068 | $5,671,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 146,769 | $5,664,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 139,750 | $5,640,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 234,639 | $5,636,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 6,421,000 | $5,628,000 | thousands by filing date | principal |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 665,069 | $5,627,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,126,243 | $5,620,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 253,066 | $5,589,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 252,812 | $5,587,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 200,517 | $5,564,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 112,386 | $5,563,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,302,575 | $5,562,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 393,860 | $5,562,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 145,226 | $5,549,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 8,089,000 | $5,549,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 6,017,000 | $5,529,000 | thousands by filing date | principal |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,292,855 | $5,520,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 211,148 | $5,505,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 218,682 | $5,498,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100,000 | $5,484,000 | thousands by filing date | put |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 61,976 | $5,480,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 258,807 | $5,471,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 412,927 | $5,471,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 103,378 | $5,465,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 55,107 | $5,463,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 318,416 | $5,460,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 152,950 | $5,451,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 206,568 | $5,449,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 402,639 | $5,448,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 133,394 | $5,434,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 188,272 | $5,431,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 166,920 | $5,429,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 63,818 | $5,423,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 239,263 | $5,408,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 373,969 | $5,404,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 51,967 | $5,399,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 40,748 | $5,391,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 211,683 | $5,366,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 489,679 | $5,362,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 162,171 | $5,360,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 179,869 | $5,360,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 312,329 | $5,337,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 200,200 | $5,335,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 854,596 | $5,325,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 547,551 | $5,322,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 352,453 | $5,318,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 107,935 | $5,303,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 599,161 | $5,303,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 132,285 | $5,300,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 226,683 | $5,295,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 165,531 | $5,294,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 186,419 | $5,285,000 | thousands by filing date | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 6,621,000 | $5,283,000 | thousands by filing date | principal |
| BOSTON BEER INC CL A | 100557107 | Stock | 16,293 | $5,273,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 60,945 | $5,259,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 133,003 | $5,259,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 174,405 | $5,256,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 114,465 | $5,251,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 589,445 | $5,235,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 479,494 | $5,231,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 185,046 | $5,229,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 257,500 | $5,227,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 118,840 | $5,227,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 490,086 | $5,210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 184,987 | $5,204,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 323,040 | $5,204,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 115,702 | $5,189,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 249,506 | $5,183,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 499,586 | $5,180,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 209,052 | $5,180,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 289,257 | $5,178,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200,000 | $5,172,000 | thousands by filing date | call |
| NISOURCE INC | 65473P121 | CONV | 51,302 | $5,161,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 46,387 | $5,152,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 497,246 | $5,151,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 723,922 | $5,119,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 76,465 | $5,109,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 146,371 | $5,108,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 84,900 | $5,105,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 84,018 | $5,083,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 731,220 | $5,082,000 | thousands by filing date | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 5,659,000 | $5,071,000 | thousands by filing date | principal |
| INVESCO BD FD | 46132L107 | COM | 351,745 | $5,069,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 461,652 | $5,064,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 35,366 | $5,052,000 | thousands by filing date | |
| ATI INC | 01741RAK8 | BOND | 2,762,000 | $5,045,000 | thousands by filing date | principal |
| FORTIS INC | 349553107 | COM | 132,747 | $5,042,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,992,170 | $5,020,000 | thousands by filing date | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 8,554,000 | $5,018,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 121,886 | $5,005,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 234,516 | $4,999,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 32,265 | $4,998,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 231,422 | $4,997,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 93,224 | $4,997,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000215 | this filing | 2022-11-14 | acceptance time not in the bulk data set |