13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,701 holding rows worth $455,078,779,000.
- Accession
- 0000072971-21-000339
- Filer
- CIK 72971
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 21,907 entries on the cover page, a total value of $455,078,779,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $455,078,779,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAllspring Global Investments LLC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerAllspring Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 100 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 437 | $3,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 149 | $3,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 211 | $3,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 642 | $3,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 470 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 36 | $3,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 725 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 23 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 150 | $3,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 4,085 | $3,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 62 | $3,000 | thousands by filing date | |
| Valneva SE ADR | 92025Y103 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 101 | $3,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 288 | $3,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 1,000 | $3,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 682 | $3,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 156 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,657 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 1,600 | $3,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 995 | $3,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,227 | $3,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 1,429 | $3,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 2,219 | $3,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 1,259 | $3,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 584 | $3,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 538 | $3,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 268 | $3,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 450 | $3,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 620 | $3,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 209 | $3,000 | thousands by filing date | |
| TC Bancshares, Inc. | 87224V108 | Non 13F Security | 230 | $3,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 446 | $3,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 552 | $3,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 1,138 | $3,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,105 | $3,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 865 | $3,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 3,968 | $3,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 801 | $3,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 2,500 | $3,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P102 | SHS | 250 | $3,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 553 | $3,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 4,218 | $3,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 5,440 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 733 | $3,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 1,005 | $3,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 1,000 | $3,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 3,345 | $3,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,144 | $3,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 100 | $3,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 279 | $3,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 7,145 | $3,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 7,460 | $3,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 524 | $3,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 77 | $2,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 114 | $2,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 111 | $2,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 436 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 211 | $2,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 119 | $2,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 66 | $2,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,000 | $2,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 111 | $2,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 5 | $2,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 46 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 92 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 40 | $2,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 129 | $2,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 800 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 42 | $2,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 74 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 436 | $2,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 354 | $2,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 192 | $2,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 81 | $2,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 106 | $2,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 431 | $2,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 60 | $2,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 327 | $2,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,533 | $2,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 84 | $2,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 147 | $2,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 558 | $2,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 80 | $2,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 3 | $2,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 43 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 47 | $2,000 | thousands by filing date | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 300 | $2,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 11 | $2,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054959 | PUT | 11 | $2,000 | thousands by filing date | put |
| Couchbase Inc | 22207T101 | Common Stock | 68 | $2,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 406 | $2,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 203 | $2,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 201 | $2,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 319 | $2,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 258 | $2,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 146 | $2,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,000 | $2,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 500 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 746 | $2,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 521 | $2,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 251 | $2,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 843 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 465 | $2,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 323 | $2,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 182 | $2,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 107 | $2,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 183 | $2,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 479 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 516 | $2,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 68 | $2,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 435 | $2,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 373 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 837 | $2,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 287 | $2,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 842 | $2,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 356 | $2,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 703 | $2,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 3,599 | $2,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 3,062 | $2,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 500 | $2,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,030 | $2,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 832 | $2,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 700 | $2,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 3,021 | $2,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 1,250 | $2,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 486 | $2,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 1,256 | $2,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 1,500 | $2,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 500 | $2,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 131 | $2,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 107 | $2,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 381 | $2,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,544 | $2,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 810 | $2,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 2,340 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 2,462 | $2,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 50 | $2,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 2,500 | $2,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 1,074 | $2,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 639 | $2,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 750 | $2,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 187 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 50 | $2,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 110 | $2,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 1,305 | $2,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 1,400 | $2,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L906 | CALL | 100 | $2,000 | thousands by filing date | call |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 904 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 20 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 433 | $1,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 54 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 131 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 44 | $1,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 258 | $1,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 139 | $1,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 85 | $1,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 20 | $1,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 57 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 510 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 150 | $1,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 57 | $1,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 44 | $1,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 59 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 14 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 459 | $1,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 37 | $1,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 88 | $1,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 56 | $1,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 64 | $1,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 41 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 22 | $1,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 37 | $1,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 129 | $1,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 554 | $1,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 57 | $1,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 182 | $1,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 206 | $1,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 55 | $1,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 58 | $1,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 148 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 138 | $1,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 101 | $1,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 43 | $1,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 61 | $1,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 136 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 110 | $1,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 123 | $1,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 149 | $1,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 220 | $1,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 16 | $1,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 339 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 235 | $1,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 140 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 59 | $1,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 56 | $1,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 146 | $1,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 56 | $1,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 458 | $1,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 39 | $1,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 268 | $1,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 379 | $1,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 40 | $1,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 42 | $1,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 83 | $1,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 33 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 29 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 624 | $1,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 100 | $1,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 238 | $1,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 79 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 42 | $1,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 31 | $1,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 33 | $1,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 59 | $1,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 60 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 314 | $1,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 66 | $1,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 40 | $1,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 51 | $1,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 55 | $1,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 172 | $1,000 | thousands by filing date | |
| SOMALOGIC INC | 83444k113 | WT | 200 | $1,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 250 | $1,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 80 | $1,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 139 | $1,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 282 | $1,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 125 | $1,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 30 | $1,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 242 | $1,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 46 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 60 | $1,000 | thousands by filing date | |
| Surrozen, Inc. | 86889P109 | COM | 133 | $1,000 | thousands by filing date | |
| COCA COLA CO | 191216950 | PUT | 25 | $1,000 | thousands by filing date | put |
| ORACLE CORP | 68389X955 | PUT | 12 | $1,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 79 | $1,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908953 | PUT | 11 | $1,000 | thousands by filing date | put |
| Renovaro Inc | 29350E104 | Common Stock | 92 | $1,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 52 | $1,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 139 | $1,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 62 | $1,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 100 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 457 | $1,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 55 | $1,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 56 | $1,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 224 | $1,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 48 | $1,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 546 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 31 | $1,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 750 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 124 | $1,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 83 | $1,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 300 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,286 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 221 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 119 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 959 | $1,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 100 | $1,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 46 | $1,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 41 | $1,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 225 | $1,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 39 | $1,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 245 | $1,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 136 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 60 | $1,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 41 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 51 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 240 | $1,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 31 | $1,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 500 | $1,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 132 | $1,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 113 | $1,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 55 | $1,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 27 | $1,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 70 | $1,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 253 | $1,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 16 | $1,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 108 | $1,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 124 | $1,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 31 | $1,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 467 | $1,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 46 | $1,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 57 | $1,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 166 | $1,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 109 | $1,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 1,068 | $1,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 99 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 155 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 465 | $1,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 61 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 55 | $1,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 119 | $1,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 43 | $1,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 52 | $1,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,488 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 315 | $1,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 89 | $1,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 97 | $1,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 33 | $1,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 82 | $1,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 41 | $1,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 29 | $1,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 50 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 126 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 600 | $1,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 115 | $1,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 441 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 166 | $1,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 138 | $1,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 42 | $1,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 104 | $1,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 141 | $1,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 147 | $1,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 1,965 | $1,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 553 | $1,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 140 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 241 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,323 | $1,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 43 | $1,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 500 | $1,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 252 | $1,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 215 | $1,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 117 | $1,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 150 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G614 | ULTRASHORT MATER | 37 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 302 | $1,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 156 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,387 | $1,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 175 | $1,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 43 | $1,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 190 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 95 | $1,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 333 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 913 | $1,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 827 | $1,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 253 | $1,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 1,078 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 893 | $1,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 1,596 | $1,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 442 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $1,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 141 | $1,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 27 | $1,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 104 | $1,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 1,000 | $1,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 51 | $1,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 147 | $1,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 145 | $1,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 963 | $1,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 93 | $1,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 63 | $1,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 31 | $1,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 381 | $1,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,130 | $1,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 16 | $1,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 188 | $1,000 | thousands by filing date | |
| POP CULTURE GROUP CO LTD | G71700101 | CLASS A ORD SHS | 300 | $1,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 380 | $1,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 44 | $1,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 710 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 192 | $1,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M111 | UNIT 07/30/2026 | 100 | $1,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 129 | $1,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X111 | *W EXP 08/04/202 | 333 | $1,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 30 | $1,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 922 | $1,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 1,000 | $1,000 | thousands by filing date | principal |
| INPIXON | 45790J800 | COM | 685 | $1,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 342 | $1,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,423 | $1,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 323 | $1,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 49 | $1,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 380 | $1,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 39 | $1,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | G2124G104 | ORD SHS | 1,000 | $1,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 95 | $1,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 2,000 | $1,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 305 | $1,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 1,342 | $1,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 28 | $1,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 254 | $1,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 2,000 | $1,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 749 | $1,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 40 | $1,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FD TR | 53656F607 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOVANT INC | 45258J102 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOEYE INC | 050734201 | COM NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELUTIA INC | 05479K106 | CL A COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG SKY INDL INC | 911805307 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSALTA CORP | 89346D107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000339 | this filing | 2021-11-15 | acceptance time not in the bulk data set |