13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-05, with 7,242 holding rows worth $362,077,450,000.
- Accession
- 0000072971-20-000356
- Filer
- CIK 72971
- Filed
- 2020-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 21,064 entries on the cover page, a total value of $362,077,450,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,077,450,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERICITY INC | 92347D100 | COM | 622 | $6,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 938 | $6,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 120 | $6,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 500 | $6,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 600 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 158 | $6,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 11,575 | $6,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T125 | *W EXP 99/99/999 | 1,000 | $6,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,000 | $6,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 5,000 | $5,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 478 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 70 | $5,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,100 | $5,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 75,000 | $5,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,915 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 50 | $5,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,632 | $5,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 91 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 200 | $5,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 288 | $5,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 115,400 | $5,000 | thousands by filing date | call |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 5,656 | $5,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 6,580 | $5,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,639 | $5,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 575 | $5,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 3,000 | $5,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 500 | $5,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 213 | $5,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 7,514 | $5,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 2,500 | $5,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| MAXEON SOLAR TECHNOLOGIES LT | 58503F502 | COM | 295 | $5,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 6,903 | $5,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 500 | $5,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,025 | $4,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 3,500 | $4,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 110 | $4,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,400 | $4,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 10 | $4,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,200 | $4,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 20,000 | $4,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,217 | $4,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 329 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 160 | $4,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 2,000 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 63 | $4,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,000 | $4,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 800 | $4,000 | thousands by filing date | put |
| VALHI INC | 918905209 | COMMON STOCK | 347 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 779 | $4,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 300 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 83 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 144 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 131 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 84 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 50 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 275 | $4,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 1,009 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 291 | $4,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 483 | $4,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 181 | $4,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 100 | $4,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 277 | $4,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 1,025 | $4,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 3,147 | $4,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 151 | $4,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 4,000 | $4,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 42,800 | $3,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 500 | $3,000 | thousands by filing date | put |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 56 | $3,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,542 | $3,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 100 | $3,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $3,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,800 | $3,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 8,435 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 123 | $3,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 150,000 | $3,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 508 | $3,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,328 | $3,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,600 | $3,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 888 | $3,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 311 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 201 | $3,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 1,000 | $3,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 400 | $3,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 62 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 82 | $3,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 413 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,588 | $3,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 1,350 | $3,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 29,400 | $3,000 | thousands by filing date | call |
| VOXELJET AG | 92912L206 | ADS | 338 | $3,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 2,372 | $3,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,422 | $3,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 561 | $3,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 82 | $3,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 539 | $3,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 1,357 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,483 | $3,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 1,276 | $3,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 1,000 | $3,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 301 | $3,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 117 | $3,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 54 | $3,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 455 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 598 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 734 | $3,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 2,191 | $3,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 407 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 58 | $3,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 250 | $3,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 100 | $3,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 10 | $2,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 10 | $2,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 22 | $2,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,700 | $2,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 71 | $2,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 300 | $2,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 808 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,000 | $2,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 180 | $2,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 314 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 125,000 | $2,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 20,000 | $2,000 | thousands by filing date | call |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,763 | $2,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 71 | $2,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 237 | $2,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 2,057 | $2,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 374 | $2,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 68 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 110 | $2,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 269 | $2,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 198 | $2,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,002 | $2,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 84 | $2,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 315 | $2,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 332 | $2,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,273 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,506 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10,927 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 60 | $2,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 2,248 | $2,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 2,220 | $2,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 172 | $2,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 142 | $2,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 497 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 837 | $2,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,433 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 210 | $2,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 250 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 602 | $2,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,583 | $2,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 799 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 5,000 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 80 | $2,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1,590 | $2,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 527 | $2,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 1,048 | $2,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,561 | $2,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 557 | $2,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 200 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 280 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 6,187 | $2,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 2,893 | $2,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 1,030 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 50 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 5,000 | $2,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 863 | $2,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 3,000 | $2,000 | thousands by filing date | principal |
| Abbott Laboratories | 002824100 | COM | 8 | $1,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 38,000 | $1,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 500 | $1,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 57,400 | $1,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 200 | $1,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 400 | $1,000 | thousands by filing date | put |
| GEVO INC | 374396406 | COM PAR | 1,294 | $1,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 85,000 | $1,000 | thousands by filing date | put |
| CORTEVA INC COM | 22052L104 | Stock | 2,200 | $1,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,200 | $1,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 15,700 | $1,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 700 | $1,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 1,000 | $1,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 137 | $1,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 267 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,400 | $1,000 | thousands by filing date | put |
| EURODRY LTD | Y23508107 | COM | 201 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 411 | $1,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 99 | $1,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 79 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 500 | $1,000 | thousands by filing date | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 2,019,300 | $1,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 200 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 31 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 31 | $1,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 116 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 22 | $1,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 11,100 | $1,000 | thousands by filing date | put |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 121 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 671 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 249 | $1,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 62 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 30 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 417 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,045 | $1,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 5,985 | $1,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 115 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,205 | $1,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 98 | $1,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 100 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 643 | $1,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 558 | $1,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 230 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 736 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 48 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 81 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 40 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 274 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,665 | $1,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 722 | $1,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 911 | $1,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 347 | $1,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 63 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 393 | $1,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 256 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 31 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 882 | $1,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 127 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 800 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,213 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 130 | $1,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 849 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 348 | $1,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 75 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 36 | $1,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 205 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,195 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 200 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 600 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 40 | $1,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 420 | $1,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 1,000 | $1,000 | thousands by filing date | principal |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 591 | $1,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 119 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,228 | $1,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 1,056 | $1,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 333 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 57 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 131 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 712 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $1,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 140 | $1,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 282 | $1,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 98 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 42 | $1,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 402 | $1,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 354 | $1,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 160 | $1,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 5,055 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 2,073 | $1,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 500 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 35 | $1,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 1,182 | $1,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 14 | $1,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,140 | $1,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 716 | $1,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 1,910 | $1,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,394 | $1,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,104 | $1,000 | thousands by filing date | |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 367 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 75 | $1,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 2,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FD TR | 53656F607 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 4,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Southern Company | 842587107 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOROX CO DEL | 189054109 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEMETIS INC | 00770K202 | COM NEW | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EOG RES INC COM | 26875P101 | Stock | 129,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 37,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 684 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARPOINT NEURO INC | 18507C103 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEKONE INC | 652526203 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG SKY INDL INC | 911805307 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPROTT INC | 852066208 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 317 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAYFAIR INC | 94419L101 | CL A | 3,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 23,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSALTA CORP | 89346D107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LSB INDS INC | 502160104 | COM | 381 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 452 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINENTAL RES INC | 212015101 | COM | 1,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GARRISON CAP INC | 366554103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 315,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 21,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANNOVIS BIO INC | 03615A108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RES CORP | 02927U208 | CL A | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 745 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREXENDO INC | 226552107 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US GOLD CORP | 90291C201 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIREQUEST INC | 433535101 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 828 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROCURE SPACE ETF | 74280R205 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUILLIUM INC | 29446K106 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000356 | this filing | 2020-11-05 | acceptance time not in the bulk data set |