13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 7,133 holding rows worth $289,235,500,000.
- Accession
- 0000072971-20-000264
- Filer
- CIK 72971
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 20,508 entries on the cover page, a total value of $289,235,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $289,235,500,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Cigna Corporation | 125523100 | COM | 9,000 | $260,000 | thousands by filing date | put |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 20,000 | $260,000 | thousands by filing date | call |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 24,648 | $260,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 44,599 | $260,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 21,095 | $260,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 33,682 | $260,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 62,216 | $260,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 46,174 | $260,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 21,368 | $260,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 16,410 | $259,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 23,058 | $259,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 211,263 | $258,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 40,643 | $258,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 11,719 | $258,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 33,632 | $257,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 12,862 | $256,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 18,524 | $256,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 109,285 | $255,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 125,681 | $255,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 18,711 | $255,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 866,844 | $255,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 215,809 | $255,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 17,232 | $255,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 26,600 | $254,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 10,816 | $254,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 140,806 | $254,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 121,022 | $253,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 123,736 | $253,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 295,000 | $253,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 3,711 | $252,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 78,794 | $252,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 21,765 | $252,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 76,762 | $251,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 20,639 | $250,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 15,919 | $250,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 29,849 | $250,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 16,053 | $250,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,913 | $249,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 5,397 | $249,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 13,566 | $249,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 19,902 | $249,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 30,847 | $249,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 300,371 | $249,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 32,437 | $248,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 10,721 | $248,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 42,700 | $247,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 7,542 | $247,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 100,513 | $247,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 12,370 | $247,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 67,700 | $246,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD | 72200R107 | COM | 19,276 | $244,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 230,213 | $244,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,052 | $243,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 90,068 | $243,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 11,226 | $243,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 19,410 | $243,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 86,660 | $243,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,500 | $242,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 44,307 | $242,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 37,645 | $242,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 24,136 | $242,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 21,402 | $242,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 6,973 | $242,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 140,264 | $241,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 20,471 | $241,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 46,129 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 30,335 | $240,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 35,302 | $239,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 93,370 | $239,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 7,398 | $239,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 15,021 | $239,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 42,019 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,053 | $239,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 32,002 | $239,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 155,203 | $239,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 13,470 | $238,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 69,500 | $237,000 | thousands by filing date | put |
| BOWL AMER INC BWL | 102565108 | COMMON | 27,277 | $237,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 25,041 | $235,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 49,898 | $235,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 55,117 | $235,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 26,492 | $235,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 554,418 | $235,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 17,777 | $235,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 27,733 | $235,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 2,701 | $235,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 85,000 | $234,000 | thousands by filing date | call |
| EVOLUS INC | 30052C107 | COM | 56,277 | $234,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 11,115 | $234,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 18,067 | $234,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 43,969 | $234,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 13,047 | $234,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 18,991 | $233,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 107,939 | $233,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 8,711 | $232,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 8,313 | $232,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 106,890 | $231,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 65,908 | $231,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 216,908 | $230,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 14,627 | $229,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 15,014 | $229,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 29,209 | $229,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 38,500 | $229,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 42,074 | $228,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $228,000 | thousands by filing date | principal |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,694 | $227,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 22,212 | $227,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 50,000 | $226,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 405,600 | $225,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 30,176 | $225,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 308,559 | $224,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 10,982 | $223,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 20,477 | $223,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 58,882 | $223,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 27,286 | $222,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 34,712 | $222,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 951,200 | $221,000 | thousands by filing date | call |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 8,525 | $221,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 14,798 | $221,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 52,395 | $220,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 34,033 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 10,061 | $220,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 26,204 | $219,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 21,322 | $219,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 23,455 | $218,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 22,382 | $218,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 12,214 | $218,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 21,462 | $218,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 29,935 | $217,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 26,796 | $217,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 15,682 | $217,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 29,905 | $217,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 15,859 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 52,038 | $216,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 123,667 | $216,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 19,566 | $216,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,682 | $215,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 20,731 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,413 | $215,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 547,869 | $215,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 200,000 | $215,000 | thousands by filing date | principal |
| DONNELLEY R R & SONS CO | 257867200 | COM | 222,408 | $214,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 21,446 | $214,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 78,405 | $213,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 131,054 | $213,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 18,166 | $213,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 115,508 | $213,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 108,461 | $212,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 10,342 | $212,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 30,000 | $211,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 450,000 | $210,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 23,536 | $210,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 52,247 | $210,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 20,080 | $210,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 12,475 | $209,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 14,777 | $209,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 15,668 | $209,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 470,264 | $209,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 18,701 | $209,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 213,000 | $209,000 | thousands by filing date | principal |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 33,503 | $209,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 125,000 | $208,000 | thousands by filing date | call |
| OPTINOSE INC | 68404V100 | COM | 46,314 | $208,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 42,199 | $207,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 403,689 | $206,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 14,421 | $206,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 26,883 | $206,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 3,364 | $206,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 20,564 | $206,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 4,313 | $206,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 55,960 | $205,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,074 | $205,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 13,446 | $205,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,065 | $204,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 31,186 | $204,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 33,137 | $204,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 84,816 | $203,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 50,000 | $203,000 | thousands by filing date | call |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 15,025 | $203,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 37,506 | $203,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 88,998 | $203,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 65,468 | $203,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 20,060 | $202,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 26,921 | $202,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 92,333 | $202,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 42,801 | $202,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 197,833 | $202,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 29,901 | $201,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 12,794 | $201,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 26,643 | $201,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 30,750 | $200,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,000,000 | $200,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 26,295 | $199,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 26,700 | $199,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 15,080 | $199,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,434 | $199,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 216,000 | $199,000 | thousands by filing date | principal |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 10,447 | $199,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 76,737 | $199,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 105,060 | $199,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 19,769 | $198,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 16,750 | $198,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 250,000 | $198,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 6,830 | $196,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 349,494 | $196,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,884 | $196,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 29,450 | $196,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 13,136 | $196,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 23,008 | $195,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 30,489 | $195,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 8,652 | $195,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 55,300 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 808,000 | $194,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 109,143 | $194,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,678 | $194,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 19,200 | $193,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 130,500 | $193,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 137,613 | $193,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 20,307 | $192,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 17,598 | $192,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 12,255 | $192,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 15,614 | $191,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 61,700 | $191,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 10,583 | $189,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 22,167 | $188,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 13,393 | $188,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 6,172 | $188,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 11,029 | $188,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 19,246 | $188,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 11,414 | $187,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 21,505 | $187,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 159,617 | $187,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 90,409 | $187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3,151 | $186,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 8,433 | $185,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 25,067 | $185,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 197,552 | $185,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 42,970 | $185,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 26,708 | $185,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 92,413 | $184,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 8,198 | $184,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 11,278 | $183,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 56,651 | $183,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 11,239 | $183,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 40,878 | $183,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 77,055 | $182,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 59,373 | $180,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 300,000 | $180,000 | thousands by filing date | principal |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 12,381 | $179,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 6,627 | $179,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 42,584 | $179,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 9,310 | $178,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 8,233 | $177,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 40,559 | $177,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 16,870 | $177,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 96,490 | $177,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 53,372 | $177,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 17,600 | $176,000 | thousands by filing date | put |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 23,372 | $176,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 118,311 | $176,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 40,197 | $176,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 49,394 | $175,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 4,281 | $175,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 47,441 | $174,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 217,583 | $174,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 39,700 | $173,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 21,720 | $173,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,324 | $172,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,204 | $172,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 40,448 | $172,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 5,601 | $172,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 5,277 | $172,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 19,988 | $172,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 11,787 | $172,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,973 | $171,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 2,716 | $171,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 9,614 | $170,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 76,347 | $170,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 51,630 | $169,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 225,000 | $169,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,355 | $168,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 417,800 | $167,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 17,300 | $167,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 13,239 | $167,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 5,999 | $167,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 198,000 | $167,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 1,050 | $166,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 27,934 | $166,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 15,666 | $166,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 31,335 | $166,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,721 | $166,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 30,990 | $166,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 246,160 | $165,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 41,235 | $165,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 140,593 | $165,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 39,191 | $165,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 228,551 | $165,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 28,142 | $165,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 8,630 | $164,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 18,576 | $164,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 148,772 | $164,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 61,424 | $164,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 136,804 | $163,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 6,299 | $163,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 14,139 | $163,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 21,152 | $163,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 270,000 | $162,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,344 | $162,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 54,036 | $162,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 51,657 | $162,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 31,600 | $162,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 17,452 | $161,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 18,280 | $161,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 56,368 | $161,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,998 | $160,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 19,166 | $160,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,400 | $159,000 | thousands by filing date | put |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 5,619 | $159,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 165,000 | $159,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 354,756 | $159,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 92,857 | $158,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 56,618 | $158,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 12,035 | $158,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 27,207 | $158,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 19,744 | $158,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,896 | $157,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,609 | $157,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 159,737 | $157,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 57,707 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,498 | $156,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 9,015 | $155,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 12,163 | $155,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 29,880 | $155,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 77,501 | $154,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 5,062 | $154,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 13,924 | $154,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 129,184 | $154,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 245,905 | $154,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 21,265 | $153,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 13,121 | $153,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 48,562 | $153,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 45,933 | $153,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 158,000 | $153,000 | thousands by filing date | principal |
| ENTEGRIS INC COM | 29362U104 | Stock | 70,800 | $152,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 15,958 | $152,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 29,256 | $152,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 26,826 | $152,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 12,595 | $152,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 97,257 | $151,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 9,130 | $151,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 82,866 | $151,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 6,064 | $150,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 27,837 | $150,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 50,329 | $150,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 9,690 | $150,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 7,081 | $150,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 38,202 | $149,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2,560 | $149,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 35,559 | $149,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 18,100 | $148,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,800 | $148,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 87,398 | $148,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 40,892 | $147,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 312,857 | $147,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 36,921 | $147,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 9,076 | $147,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 7,584 | $146,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 24,226 | $146,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,596 | $145,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 18,024 | $145,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 55,545 | $145,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 59,902 | $145,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 9,143 | $145,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 54,903 | $145,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 13,531 | $144,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 49,684 | $144,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 24,423 | $143,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 25,233 | $143,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 98,541 | $143,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 10,033 | $143,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 8,293 | $143,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 53,583 | $143,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 11,624 | $142,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 15,120 | $142,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 7,903 | $142,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 13,425 | $142,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 5,576 | $142,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 58,321 | $141,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 8,587 | $141,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 370,633 | $140,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 44,317 | $140,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 22,649 | $139,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 22,265 | $139,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 18,792 | $139,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 37,080 | $139,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 15,154 | $138,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 58,903 | $138,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 12,508 | $138,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 31,881 | $137,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 23,104 | $137,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 3,905 | $137,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 9,416 | $137,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 13,884 | $137,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 7,523 | $136,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,297 | $136,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 12,459 | $136,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 49,799 | $136,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 24,400 | $135,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 22,768 | $135,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,189 | $134,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 37,114 | $134,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 21,297 | $134,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 23,674 | $134,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 193,000 | $134,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 170,000 | $134,000 | thousands by filing date | principal |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 10,000 | $133,000 | thousands by filing date | put |
| World Gold TR | 98149E204 | SPRD GLD Minis | 8,443 | $133,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 721,001 | $133,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 9,452 | $133,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 34,856 | $132,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 96,900 | $132,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 40,149 | $132,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,535 | $131,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 77,012 | $131,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 197,245 | $131,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,247 | $131,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 14,598 | $130,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,440 | $130,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 6,145 | $130,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 70,468 | $130,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10,000 | $129,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 24,056 | $129,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 23,787 | $129,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 5,076 | $129,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 26,730 | $129,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 24,350 | $129,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 153,741 | $129,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 17,799 | $128,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 5,334 | $128,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 7,000 | $128,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 122,452 | $128,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 18,865 | $128,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 9,612 | $127,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 33,323 | $127,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 16,362 | $127,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 23,855 | $127,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 31,018 | $127,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 6,840 | $127,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 25,500 | $126,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 12,236 | $126,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 5,014 | $126,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 194,000 | $126,000 | thousands by filing date | principal |
| COMMERCE BANCSHARES INC | 200525103 | COM | 11,700 | $125,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 27,993 | $125,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 34,081 | $124,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 21,352 | $124,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 4,381 | $123,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 7,230 | $123,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 18,957 | $122,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 19,404 | $122,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 17,099 | $122,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 27,100 | $121,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 24,972 | $121,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 8,106 | $121,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 136,649 | $121,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 21,289 | $121,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 21,020 | $121,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 2,851 | $120,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 8,184 | $120,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 120,000 | $120,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 238,498 | $120,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 2,289 | $119,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 9,779 | $119,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 6,000 | $119,000 | thousands by filing date | put |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 3,209 | $119,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 102,386 | $119,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 2,450 | $119,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,900 | $118,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 41,769 | $118,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 58,648 | $118,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,353 | $117,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 2,939 | $117,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 29,012 | $117,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,814 | $117,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 139,000 | $117,000 | thousands by filing date | principal |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 28,975 | $117,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 5,554 | $116,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 7,580 | $116,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 24,575 | $116,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 16,243 | $115,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 76,264 | $115,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 2,800 | $115,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 75,000 | $114,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 11,456 | $114,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 19,843 | $114,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 21,385 | $114,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 29,100 | $113,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 56,443 | $113,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 43,044 | $113,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 11,501 | $113,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000264 | this filing | 2020-05-14 | acceptance time not in the bulk data set |