13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,948 holding rows worth $371,319,221,000.
- Accession
- 0000072971-20-000209
- Filer
- CIK 72971
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 20,268 entries on the cover page, a total value of $371,319,221,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $371,319,221,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARGAN INC | 04010E109 | COM | 10,457 | $420,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 17,699 | $420,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 10,930 | $420,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 8,060 | $420,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 52,999 | $419,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 63,766 | $418,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 19,055 | $417,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 31,451 | $417,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 51,436 | $417,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 26,913 | $417,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 11,219 | $416,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 38,942 | $416,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 11,714 | $416,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 11,213 | $415,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 39,842 | $414,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 5,659 | $414,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 26,545 | $414,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 22,494 | $414,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 118,879 | $413,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 8,180 | $413,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 21,780 | $413,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 39,081 | $412,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 111,812 | $412,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 16,386 | $411,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 24,307 | $411,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 27,899 | $410,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 11,703 | $410,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 20,651 | $408,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 31,573 | $408,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 5,154 | $407,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 35,781 | $405,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 35,552 | $405,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 24,775 | $405,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 17,598 | $405,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 39,764 | $404,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,684 | $403,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,518 | $402,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 25,110 | $401,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 51,359 | $401,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 86,999 | $401,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 18,950 | $400,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 62,247 | $400,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 22,315 | $399,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 19,805 | $397,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 9,332 | $397,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 27,175 | $397,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 10,159 | $396,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 73,526 | $396,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 8,147 | $395,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 39,962 | $395,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 37,812 | $395,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 33,916 | $392,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 60,200 | $391,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 94,867 | $391,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 48,144 | $390,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 42,639 | $389,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 32,303 | $389,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 23,544 | $389,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 17,656 | $388,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 46,795 | $387,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 28,020 | $386,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 3,788 | $385,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 36,198 | $385,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 14,939 | $383,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 5,486 | $383,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 22,707 | $383,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 12,313 | $382,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 545,000 | $382,000 | thousands by filing date | principal |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 180,806 | $381,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 190,000 | $381,000 | thousands by filing date | principal |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 24,273 | $380,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 87,359 | $379,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 11,865 | $378,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 16,026 | $378,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 30,504 | $378,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 52,017 | $378,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 79,676 | $377,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 94,478 | $377,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 23,165 | $377,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 35,807 | $376,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 1,112,543 | $376,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 16,544 | $375,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 110,494 | $375,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 340,000 | $375,000 | thousands by filing date | principal |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 22,520 | $375,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 25,410 | $374,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 99,286 | $373,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 7,757 | $373,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 16,110 | $372,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 12,428 | $370,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 18,985 | $370,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 17,794 | $370,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 19,179 | $369,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 73,429 | $367,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 134,839 | $365,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 10,816 | $365,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 282,972 | $365,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 24,487 | $364,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 28,947 | $364,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 9,847 | $364,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 45,913 | $364,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 257,000 | $364,000 | thousands by filing date | principal |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 67,600 | $363,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 53,314 | $361,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 11,972 | $361,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 44,111 | $359,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 25,701 | $358,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 18,327 | $358,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 88,613 | $357,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 47,631 | $357,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 19,854 | $357,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 14,353 | $357,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 68,803 | $356,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 16,093 | $356,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 165,000 | $355,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 44,872 | $355,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 11,154 | $355,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 15,541 | $354,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 341,000 | $354,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 283,569 | $354,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 19,918 | $354,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,890 | $353,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 151,445 | $353,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,555 | $352,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 87,697 | $352,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 10,515 | $351,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 8,773 | $351,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 21,001 | $351,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 90,981 | $349,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 34,310 | $349,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 28,520 | $348,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 78,761 | $347,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 54,771 | $347,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 22,696 | $347,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 150,943 | $347,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 25,542 | $346,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 38,184 | $346,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 30,094 | $346,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 70,448 | $346,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 58,817 | $346,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 583,600 | $345,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 60,299 | $345,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 37,443 | $345,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 30,921 | $344,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 20,000 | $343,000 | thousands by filing date | put |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 10,982 | $343,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 22,822 | $343,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 28,916 | $342,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 31,500 | $342,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 124,885 | $342,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 15,886 | $341,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 13,409 | $341,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 13,423 | $341,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 72,600 | $340,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 267,500 | $340,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 230,000 | $339,000 | thousands by filing date | call |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 260,000 | $339,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 592,700 | $338,000 | thousands by filing date | put |
| SCIPLAY CORPORATION | 809087109 | CL A | 27,496 | $338,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 20,574 | $338,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 30,162 | $337,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 82,834 | $337,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,593 | $335,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 23,225 | $335,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 8,849 | $334,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 92,418 | $334,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 10,310 | $334,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 38,396 | $334,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 7,083 | $334,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,837 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 601,500 | $331,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 23,978 | $331,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 36,763 | $331,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 55,574 | $331,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 74,217 | $331,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 65,273 | $330,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 20,807 | $330,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 17,837 | $330,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 218,476 | $328,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 6,210 | $327,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 14,423 | $327,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 47,900 | $326,000 | thousands by filing date | put |
| Amplify Energy Corp | 03212B103 | COM | 49,309 | $326,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 9,571 | $325,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 39,973 | $324,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 414,478 | $324,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 13,429 | $323,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,656 | $322,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 15,018 | $322,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 95,794 | $321,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 67,313 | $320,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,569 | $318,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 8,878 | $318,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 69,100 | $317,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 87,500 | $317,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,280 | $317,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 263,000 | $317,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 83,917 | $317,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 301,104 | $316,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 12,558 | $316,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 36,587 | $315,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 45,800 | $314,000 | thousands by filing date | put |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 21,422 | $314,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 254,802 | $314,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 4,530 | $314,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 300,000 | $313,000 | thousands by filing date | principal |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 29,415 | $313,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 12,441 | $313,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,035,800 | $310,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 23,372 | $310,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 220,000 | $308,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 864,500 | $307,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 163,500 | $306,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 83,200 | $306,000 | thousands by filing date | call |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,144 | $306,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 17,671 | $305,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 33,966 | $305,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 94,333 | $304,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 203,500 | $303,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 8,174 | $303,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 16,219 | $303,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 18,747 | $301,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 69,819 | $301,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 17,732 | $301,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 11,610 | $300,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 56,522 | $300,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 6,649 | $300,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 4,691 | $299,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 17,922 | $299,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 6,663 | $298,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 71,996 | $298,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 49,300 | $297,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 125,000 | $297,000 | thousands by filing date | call |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 19,921 | $297,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 17,354 | $296,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 18,211 | $295,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 30,172 | $295,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 141,500 | $294,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 21,201 | $293,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 19,276 | $292,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 120,171 | $292,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 8,923 | $291,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 12,448 | $291,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 11,207 | $291,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,800 | $290,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 88,300 | $289,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 35,300 | $289,000 | thousands by filing date | call |
| CLIPPER REALTY INC | 18885T306 | COM | 27,294 | $289,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,052 | $289,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 11,029 | $288,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 26,005 | $288,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 26,895 | $288,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 289,000 | $288,000 | thousands by filing date | principal |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 184,849 | $287,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 55,469 | $286,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 7,154 | $286,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 295,000 | $285,000 | thousands by filing date | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 20,470 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 297,800 | $284,000 | thousands by filing date | call |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 16,509 | $284,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,600 | $283,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 58,269 | $283,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 20,903 | $281,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,815 | $281,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 154,477 | $281,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 66,000 | $280,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 12,971 | $280,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 16,057 | $280,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 65,000 | $279,000 | thousands by filing date | call |
| ANTERIX INC | 03676C100 | COMMON STOCK | 6,443 | $279,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 20,458 | $278,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 19,426 | $278,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,693 | $277,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 12,681 | $276,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 35,121 | $275,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 15,614 | $275,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 17,503 | $274,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 6,101 | $274,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 24,162 | $274,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 17,763 | $274,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 60,251 | $273,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 13,832 | $272,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 94,970 | $272,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 35,881 | $270,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 48,500 | $269,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 106,600 | $269,000 | thousands by filing date | put |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 13,525 | $269,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 30,014 | $269,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 10,476 | $269,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 30,572 | $269,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 81,102 | $268,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 6,530 | $267,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 16,615 | $266,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,935 | $266,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 15,005 | $266,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 9,651 | $266,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,012 | $265,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 88,400 | $265,000 | thousands by filing date | call |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 18,481 | $264,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 32,430 | $263,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 18,287 | $262,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 87,123 | $262,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 36,722 | $262,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 23,465 | $260,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,664 | $258,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 25,132 | $258,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 45,286 | $258,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 77,000 | $258,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,290 | $257,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 20,478 | $257,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,234 | $256,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 34,198 | $256,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 22,530 | $256,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 62,575 | $256,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 16,457 | $255,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 13,393 | $254,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 250,000 | $254,000 | thousands by filing date | principal |
| CALYXT INC | 13173L107 | COM | 36,200 | $254,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 80,430 | $252,000 | thousands by filing date | put |
| UNION BANKSHARES INC | 905400107 | CMN | 6,944 | $252,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 23,534 | $252,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 73,025 | $252,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 50,007 | $252,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 18,718 | $251,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 22,360 | $251,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 15,005 | $250,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 25,150 | $249,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 6,000 | $247,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 26,629 | $246,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 16,720 | $244,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 7,999 | $243,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $243,000 | thousands by filing date | principal |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 14,304 | $242,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 16,244 | $242,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 22,016 | $241,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 25,411 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,330 | $241,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 31,089 | $240,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 63,270 | $240,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 12,413 | $240,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 194,750 | $238,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 19,171 | $237,000 | thousands by filing date | put |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 33,478 | $237,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 31,553 | $237,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 41,395 | $237,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 16,590 | $236,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 8,693 | $236,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 5,601 | $236,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 23,468 | $236,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 172,696 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 1,839 | $236,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 200,000 | $235,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 13,011 | $235,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 42,976 | $235,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 17,290 | $235,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 31,920 | $235,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 12,700 | $234,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 48,377 | $234,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,249 | $233,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 210,000 | $233,000 | thousands by filing date | principal |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 9,275 | $232,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 579,700 | $232,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 98,805 | $232,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 8,528 | $232,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 88,941 | $231,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,041 | $231,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 225,000 | $231,000 | thousands by filing date | principal |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 21,076 | $230,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14,280 | $229,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 10,412 | $228,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,881 | $228,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 374,600 | $227,000 | thousands by filing date | call |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 221,000 | $227,000 | thousands by filing date | principal |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 138,067 | $227,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 104,000 | $226,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,335 | $226,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 104,158 | $226,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 31,758 | $225,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 100,157 | $225,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 9,795 | $224,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 21,501 | $224,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 7,497 | $223,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 131,900 | $223,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 157,155 | $223,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 18,367 | $222,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 13,676 | $222,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 9,638 | $222,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 16,227 | $222,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 212,000 | $222,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 224,000 | $222,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 1,167,912 | $221,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 46,447 | $221,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 24,932 | $221,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 41,626 | $219,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 3,134 | $219,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 165,631 | $219,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 5,651 | $218,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 85,068 | $218,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 13,154 | $217,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 27,833 | $217,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 17,220 | $217,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 73,200 | $216,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 54,786 | $216,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 29,903 | $216,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 21,944 | $216,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 24,674 | $216,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 417,211 | $216,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 72,900 | $215,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 29,500 | $215,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 258,800 | $215,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 84,662 | $214,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,784 | $214,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 50,599 | $214,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 310,500 | $213,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 21,259 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 15,715 | $213,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 15,026 | $213,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 19,421 | $213,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 23,752 | $213,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 20,965 | $212,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,862 | $211,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 14,526 | $211,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 50,900 | $210,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 960,300 | $210,000 | thousands by filing date | put |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 6,109 | $210,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 37,607 | $210,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 19,534 | $210,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,240 | $209,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 25,000 | $208,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 7,869 | $208,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 45,846 | $208,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 132,000 | $208,000 | thousands by filing date | principal |
| METALLUS INC | 887399103 | COMMON STOCK | 26,313 | $207,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 13,886 | $207,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 101,825 | $207,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 14,062 | $207,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 12,804 | $207,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,322 | $206,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 30,431 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 9,015 | $205,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,791 | $205,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 41,800 | $205,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 24,586 | $204,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 22,332 | $204,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 9,607 | $204,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 11,048 | $204,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 30,188 | $203,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 27,294 | $203,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,390 | $203,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 12,826 | $201,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 91,572 | $201,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,096 | $201,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,301 | $201,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 25,042 | $200,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 5,804 | $199,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 25,552 | $199,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 194,000 | $199,000 | thousands by filing date | principal |
| RED LION HOTELS CORP | 756764106 | COM | 53,306 | $199,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,240 | $197,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 26,985 | $196,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,644 | $195,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 17,312 | $195,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 25,000 | $194,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 11,916 | $194,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 51,164 | $194,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 8,689 | $194,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 523,933 | $194,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 13,432 | $193,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 35,803 | $193,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 252,800 | $192,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,564 | $192,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 50,000 | $192,000 | thousands by filing date | call |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 6,343 | $192,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 12,143 | $192,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 52,019 | $192,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 91,080 | $192,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 30,302 | $191,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 93,980 | $191,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 59,943 | $190,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,667 | $190,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 8,431 | $190,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 42,821 | $190,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 683,200 | $189,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,811 | $189,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 31,288 | $189,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 44,657 | $189,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 19,625 | $189,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 28,091 | $189,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 26,748 | $189,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 12,807 | $189,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 137,622 | $188,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 16,700 | $188,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,430 | $187,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,463 | $187,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 173,500 | $187,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 191,000 | $187,000 | thousands by filing date | principal |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 42,958 | $187,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 15,788 | $186,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 3,260 | $186,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,421 | $185,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000209 | this filing | 2020-02-14 | acceptance time not in the bulk data set |