13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-06, with 6,890 holding rows worth $349,473,800,000.
- Accession
- 0000072971-19-000339
- Filer
- CIK 72971
- Filed
- 2019-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 20,209 entries on the cover page, a total value of $349,473,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,473,800,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,000 | $6,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 62,700 | $6,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 346 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 12,800 | $6,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,143 | $6,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 400 | $6,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 853 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 101 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 111 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 191 | $6,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 1,250 | $6,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 5,201 | $6,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 2,839 | $6,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 1,775 | $6,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 902 | $6,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,200 | $6,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 207 | $6,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 1,900 | $6,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,134 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 570 | $6,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 5,632 | $6,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 156 | $6,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 4,475 | $6,000 | thousands by filing date | |
| THESTREET INC COM NEW | 88368Q202 | Stock | 970 | $6,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 11,128 | $6,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 800 | $5,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 9,800 | $5,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 43,700 | $5,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 212 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 202 | $5,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 7,778 | $5,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 563 | $5,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 388 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 51 | $5,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 62,200 | $5,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 325,600 | $5,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 175 | $5,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,101 | $5,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,556 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 200 | $5,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 450 | $5,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 837 | $5,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 900 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 780 | $5,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 4,500 | $5,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 3,136 | $5,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 12,137 | $5,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 3,000 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 2,191 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 147 | $5,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 266 | $5,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 10,000 | $5,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 500 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 101 | $5,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 874 | $5,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 1,480 | $5,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 2,359 | $5,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 507 | $5,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 18,000 | $4,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 524 | $4,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200 | $4,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 19,600 | $4,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,300 | $4,000 | thousands by filing date | put |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 150 | $4,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 48,500 | $4,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 4,400 | $4,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 754 | $4,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 24,800 | $4,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 610 | $4,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 84 | $4,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,100 | $4,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 190 | $4,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 29,000 | $4,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,428 | $4,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 3,400 | $4,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,074 | $4,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 800 | $4,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 791 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 227 | $4,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 4,000 | $4,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 1,648 | $4,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 6,400 | $4,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 2,279 | $4,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,914 | $4,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 2,000 | $4,000 | thousands by filing date | principal |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 751 | $4,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 8,511 | $4,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 6,794 | $4,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,200 | $4,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 2,394 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 62 | $4,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 150 | $4,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 127 | $4,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 2,568 | $4,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 4,000 | $4,000 | thousands by filing date | principal |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 516 | $4,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 56 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,100 | $3,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,900 | $3,000 | thousands by filing date | put |
| Vanguard Total World Stock ETF | 922042742 | SHS | 10,200 | $3,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 5,100 | $3,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 300 | $3,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,100 | $3,000 | thousands by filing date | call |
| SUZANO S A SPON ADS | 86959K105 | ADR | 151 | $3,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 24,000 | $3,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 23,100 | $3,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 50 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 75,800 | $3,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 63,100 | $3,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 676 | $3,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,000 | $3,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 500 | $3,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 125,200 | $3,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 29,000 | $3,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 500 | $3,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 200 | $3,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD RT | 231647124 | RIGHT 07/18/2019 | 14,517 | $3,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,080 | $3,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 3,000 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 70 | $3,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 132 | $3,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 392 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 50 | $3,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 5,244 | $3,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,000 | $3,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,666 | $3,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 84 | $3,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 7,731 | $3,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 519 | $3,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 5,379 | $3,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 7,850 | $3,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 835 | $3,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 800 | $3,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 1,277 | $3,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 584 | $3,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 345 | $3,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 572 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,731 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 200 | $3,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 212 | $3,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 12,300 | $3,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,000 | $3,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,000 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 502 | $3,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 704 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 4,050 | $3,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 2,500 | $3,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 500 | $3,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,290 | $3,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 248 | $2,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20,000 | $2,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 2,700 | $2,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 25 | $2,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $2,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 50,000 | $2,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 44 | $2,000 | thousands by filing date | put |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,300 | $2,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 500 | $2,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,200 | $2,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 11,100 | $2,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,200 | $2,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 300 | $2,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 25,500 | $2,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,000 | $2,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,400 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 500 | $2,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,300 | $2,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 178 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 471 | $2,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 75 | $2,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 1,692 | $2,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 463 | $2,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 56 | $2,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 425 | $2,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 224 | $2,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 107,200 | $2,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,869 | $2,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 400 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 31 | $2,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 428 | $2,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 322 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 60 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 603 | $2,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 1,563 | $2,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 2,000 | $2,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 568 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 2,425 | $2,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 320 | $2,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 400 | $2,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,427 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,500 | $2,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,801 | $2,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 3,001 | $2,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 110 | $2,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 82 | $2,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 2,630 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 80 | $2,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 58 | $2,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 1,038 | $2,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 512 | $2,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 700 | $2,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 849 | $2,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 1,000 | $2,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 700 | $2,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 312 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 1,563 | $2,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 227 | $2,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 6,840 | $2,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 3,433 | $2,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 11,031 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 50 | $2,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 150 | $2,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 15,384 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 75 | $2,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 400 | $2,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 1,267 | $2,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 800 | $1,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 20,000 | $1,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 1,010 | $1,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $1,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $1,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 900 | $1,000 | thousands by filing date | put |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 2,600 | $1,000 | thousands by filing date | put |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,200 | $1,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 20,000 | $1,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,700 | $1,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 400 | $1,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,700 | $1,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 300 | $1,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,464 | $1,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,000 | $1,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 132 | $1,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 100 | $1,000 | thousands by filing date | put |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 43 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 37,600 | $1,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 1,000 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,800 | $1,000 | thousands by filing date | call |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 50 | $1,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,000 | $1,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 51 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 573 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 46 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 4,000 | $1,000 | thousands by filing date | put |
| EVERQUOTE INC | 30041R108 | COM CL A | 64 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 50,000 | $1,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292105 | COM | 359 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 6,300 | $1,000 | thousands by filing date | put |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 140 | $1,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 31 | $1,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 300 | $1,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 14,000 | $1,000 | thousands by filing date | put |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 56 | $1,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 4 | $1,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 151 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 298 | $1,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 270 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 300 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 321 | $1,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 229 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 738 | $1,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 35 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 100 | $1,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 138 | $1,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 258 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 202 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 31 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 25 | $1,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 500 | $1,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 411 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 61 | $1,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 10,000 | $1,000 | thousands by filing date | put |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 50 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 426 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 642 | $1,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 632 | $1,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 500 | $1,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 500 | $1,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 400 | $1,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 112 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,500 | $1,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 400 | $1,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 367 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 143 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 32 | $1,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 2,729 | $1,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 407 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 800 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 604 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,300 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 453 | $1,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 1,500 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 200 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 4 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,000 | $1,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 36 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 267 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 201 | $1,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 600 | $1,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,327 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 40 | $1,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 650 | $1,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 1,000 | $1,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 48,100 | $1,000 | thousands by filing date | call |
| AVEDRO INC | 05355N109 | COM | 39 | $1,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 2,112 | $1,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 107 | $1,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,363 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 280 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 437 | $1,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,147 | $1,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 174 | $1,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 124 | $1,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 65 | $1,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 57 | $1,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y800 | COM | 1,500 | $1,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 746 | $1,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 333 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 633 | $1,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 375 | $1,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 215 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 43 | $1,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 1,100 | $1,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 417 | $1,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 1,731 | $1,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Visa Inc | 92826C839 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNIQURE NV | N90064101 | SHS | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 3,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COPART INC COM | 217204106 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 403 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELADOC HEALTH INC | 87918A105 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 529 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 56 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSALTA CORP | 89346D107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 9,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA PRO TECH LTD | 020772109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000339 | this filing | 2019-08-06 | acceptance time not in the bulk data set |