13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-06, with 6,890 holding rows worth $349,473,800,000.
- Accession
- 0000072971-19-000339
- Filer
- CIK 72971
- Filed
- 2019-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 20,209 entries on the cover page, a total value of $349,473,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,473,800,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 12,043 | $420,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 27,400 | $419,000 | thousands by filing date | put |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 10,746 | $419,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 88,983 | $419,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 61,235 | $419,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 28,067 | $418,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 13,636 | $418,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 16,756 | $418,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 11,940 | $416,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 24,142 | $415,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 51,580 | $415,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 24,216 | $411,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 185,495 | $411,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 11,713 | $411,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 51,756 | $410,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 15,086 | $410,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 22,116 | $410,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 343,000 | $410,000 | thousands by filing date | principal |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 38,124 | $408,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 35,552 | $408,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 24,820 | $406,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 25,849 | $405,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 58,100 | $404,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 82,616 | $404,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 46,222 | $404,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,629 | $403,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 39,400 | $403,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 8,483 | $403,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 27,988 | $402,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 56,511 | $402,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 181,553 | $401,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 12,362 | $401,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 36,246 | $401,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 139,850 | $401,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 50,031 | $400,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 24,551 | $400,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,838 | $400,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 87,007 | $399,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 18,496 | $398,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 56,097 | $396,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 39,774 | $396,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 32,100 | $395,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 16,776 | $395,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 48,426 | $395,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 31,700 | $394,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 15,652 | $393,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 98,852 | $393,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 7,835 | $393,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 90,463 | $392,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 78,245 | $392,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 36,718 | $392,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 56,490 | $392,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 75,009 | $391,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 84,186 | $391,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 81,800 | $390,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 356,800 | $389,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 36,221 | $389,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 156,001 | $389,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,718 | $388,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 25,542 | $388,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 48,331 | $387,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3,721 | $387,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 8,354 | $387,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 565,000 | $386,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 32,800 | $386,000 | thousands by filing date | call |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 10,367 | $385,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 49,000 | $384,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 44,400 | $383,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 23,360 | $383,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 11,349 | $383,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 9,455 | $381,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 19,173 | $380,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 36,238 | $380,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 13,209 | $379,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 29,197 | $379,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 47,347 | $379,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 33,971 | $379,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 19,535 | $379,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 31,961 | $377,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 37,731 | $376,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 181,609 | $376,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 19,856 | $376,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 104,180 | $375,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 18,751 | $375,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 24,114 | $373,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 19,585 | $373,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 30,414 | $373,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 14,977 | $373,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 251,050 | $372,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 37,712 | $372,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 19,548 | $371,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,065 | $370,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 94,890 | $370,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 14,102 | $369,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,426 | $369,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,010 | $369,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 10,300 | $366,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 41,505 | $366,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 96,600 | $365,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 39,237 | $365,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 32,500 | $364,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 39,158 | $364,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 313,000 | $363,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 27,400 | $362,000 | thousands by filing date | call |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 26,348 | $361,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 60,384 | $361,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 56,800 | $360,000 | thousands by filing date | call |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 12,428 | $360,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 9,409 | $360,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,795 | $360,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 119,761 | $360,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 111,100 | $359,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 345,430 | $359,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 15,616 | $359,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 53,651 | $359,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 13,400 | $358,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 9,297 | $358,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 334,000 | $358,000 | thousands by filing date | principal |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 21,624 | $356,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 63,606 | $356,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 12,125 | $355,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 12,351 | $354,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,961 | $354,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 290,000 | $353,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 48,271 | $353,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 22,888 | $353,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 20,752 | $353,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 16,450 | $350,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 106,125 | $350,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 23,199 | $350,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 35,088 | $349,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 21,443 | $349,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 72,417 | $348,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 41,867 | $347,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 11,654 | $347,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 26,681 | $346,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 5,070 | $346,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 23,300 | $345,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 218,981 | $344,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 114,100 | $343,000 | thousands by filing date | put |
| Pareteum Corporation | 69946T207 | COM | 131,124 | $343,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 37,868 | $342,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 17,089 | $340,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 40,816 | $340,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 33,526 | $339,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 23,090 | $338,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 19,191 | $338,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 51,580 | $337,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 434,000 | $336,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 40,436 | $336,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 22,175 | $336,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 48,208 | $336,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 25,304 | $336,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 52,541 | $336,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 80,000 | $335,000 | thousands by filing date | put |
| TRECORA RES | 894648104 | COM | 34,869 | $334,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 11,963 | $333,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,594 | $333,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 195,132 | $332,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 28,511 | $331,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 325,000 | $331,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 27,005 | $330,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 32,761 | $330,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 4,886 | $329,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 13,173 | $329,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 24,052 | $329,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 46,900 | $328,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 17,879 | $328,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 15,657 | $328,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 10,885 | $328,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 20,447 | $326,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 112,772 | $326,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,296 | $325,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 51,759 | $325,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 22,296 | $325,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 29,941 | $325,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 77,693 | $324,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 52,594 | $324,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 18,884 | $323,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 7,438 | $323,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 118,311 | $323,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8,000 | $322,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 19,632 | $322,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 27,041 | $322,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 50,707 | $322,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 73,603 | $321,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 11,728 | $321,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 16,241 | $319,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 69,289 | $318,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 41,679 | $317,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 865,300 | $316,000 | thousands by filing date | call |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,617 | $314,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 61,600 | $313,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 7,750 | $313,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 77,432 | $313,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 12,369 | $313,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 25,000 | $312,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 240,000 | $312,000 | thousands by filing date | put |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 104,762 | $312,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 45,274 | $311,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 37,682 | $311,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 20,425 | $311,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 50,863 | $310,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 80,992 | $310,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 36,213 | $310,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 130,202 | $310,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,327 | $309,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 28,337 | $309,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 24,679 | $309,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 34,740 | $308,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 21,807 | $308,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 115,540 | $308,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 16,160 | $307,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 64,470 | $307,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 16,219 | $307,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 101,869 | $307,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 49,518 | $307,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 184,800 | $306,000 | thousands by filing date | call |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 25,894 | $306,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 58,363 | $306,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,473 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 6,059 | $305,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 19,322 | $305,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 23,153 | $304,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 21,500 | $303,000 | thousands by filing date | call |
| EVOLUS INC | 30052C107 | COM | 20,688 | $303,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 75,865 | $303,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 21,233 | $303,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 28,924 | $301,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 26,851 | $301,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 250,000 | $301,000 | thousands by filing date | principal |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 8,341 | $300,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 21,271 | $300,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 18,453 | $299,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 11,965 | $299,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 40,604 | $298,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 6,100 | $297,000 | thousands by filing date | call |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 15,039 | $297,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 37,509 | $297,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 8,841 | $296,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 175,333 | $296,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 14,200 | $295,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 41,600 | $295,000 | thousands by filing date | call |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 16,749 | $295,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 40,663 | $295,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 15,911 | $295,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 85,800 | $294,000 | thousands by filing date | call |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 15,151 | $294,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 9,973 | $294,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 19,300 | $294,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 26,218 | $293,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 41,236 | $293,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,485 | $291,000 | thousands by filing date | put |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 28,258 | $291,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 51,178 | $291,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 11,647 | $290,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 107,986 | $289,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 40,091 | $288,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,990 | $287,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 307,000 | $287,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 16,571 | $285,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 39,010 | $284,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 9,167 | $284,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 6,386 | $283,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 25,097 | $281,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 63,557 | $281,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 51,405 | $281,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 19,726 | $280,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 160,176 | $279,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 62,300 | $278,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 12,814 | $278,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 7,983 | $277,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 18,617 | $277,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 4,643 | $276,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,522 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,244 | $276,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 49,930 | $276,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 22,917 | $275,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 43,677 | $275,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 25,310 | $275,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 18,976 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,283 | $274,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 51,682 | $274,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 8,016 | $274,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 16,241 | $274,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 285,000 | $274,000 | thousands by filing date | principal |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 14,838 | $274,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 29,667 | $274,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,203 | $273,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 86,239 | $273,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 16,129 | $273,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 34,117 | $272,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 4,112 | $272,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 263,325 | $272,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 81,800 | $271,000 | thousands by filing date | put |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 13,831 | $270,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 295,000 | $270,000 | thousands by filing date | principal |
| ENTEGRIS INC COM | 29362U104 | Stock | 192,900 | $269,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 35,717 | $269,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 20,742 | $269,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 22,800 | $268,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 57,573 | $268,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,846 | $268,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 265,900 | $267,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 70,568 | $267,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 14,001 | $267,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 10,572 | $267,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 41,564 | $267,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 20,374 | $265,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 13,773 | $264,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 18,614 | $264,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 17,447 | $264,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 23,717 | $263,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 14,049 | $262,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 60,574 | $262,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 10,867 | $262,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 22,525 | $262,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 35,498 | $262,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 23,156 | $260,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,175 | $259,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 13,650 | $259,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 49,658 | $259,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 21,403 | $258,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,319 | $258,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 22,055 | $258,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 27,400 | $257,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 42,736 | $257,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 36,833 | $257,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 14,894 | $257,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 16,858 | $257,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 48,490 | $257,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 38,138 | $256,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 17,911 | $256,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 28,162 | $256,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 8,217 | $255,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 10,204 | $255,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 78,266 | $255,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 12,500 | $255,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 100,000 | $255,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 23,896 | $252,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 253,000 | $252,000 | thousands by filing date | principal |
| AMPLIFY ETF TR | 032108102 | CMN | 5,078 | $251,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 7,021 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 6,637 | $249,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 44,116 | $249,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 24,736 | $249,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 31,431 | $249,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 20,553 | $248,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 25,941 | $248,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 7,911 | $247,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 10,339 | $246,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 67,197 | $246,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,833 | $245,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 225,000 | $245,000 | thousands by filing date | principal |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 9,667 | $244,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 17,416 | $244,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 27,147 | $244,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 12,494 | $244,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 5,491 | $244,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 12,069 | $244,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 779,100 | $243,000 | thousands by filing date | put |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 9,829 | $243,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 47,091 | $243,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 28,965 | $243,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 19,077 | $241,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 40,924 | $240,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 106,931 | $240,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 8,012 | $240,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 64,693 | $240,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14,432 | $239,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 21,300 | $239,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 7,833 | $238,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 30,878 | $238,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 22,367 | $238,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 25,000 | $237,000 | thousands by filing date | call |
| TECNOGLASS INC | G87264100 | ORD SHS | 36,501 | $237,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 11,370 | $237,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 19,313 | $237,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 31,810 | $237,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 35,540 | $236,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 12,754 | $236,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 25,000 | $235,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,726 | $235,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 9,994 | $235,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 49,031 | $235,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 23,000 | $235,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 8,400 | $234,000 | thousands by filing date | call |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 11,402 | $234,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 6,347 | $234,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 250,000 | $233,000 | thousands by filing date | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 78,800 | $232,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 18,986 | $232,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,755 | $232,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 12,077 | $232,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 22,924 | $232,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 72,643 | $232,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 17,524 | $232,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 5,600 | $231,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,711 | $231,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 31,589 | $231,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 16,636 | $229,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 19,070 | $229,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 17,609 | $229,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,319 | $229,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 12,493 | $227,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 27,290 | $227,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 226,000 | $227,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 129,600 | $226,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60,700 | $226,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,027 | $226,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 17,043 | $225,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 43,622 | $225,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 21,010 | $224,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,575 | $224,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 17,302 | $224,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 36,000 | $223,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 40,777 | $223,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 67,945 | $223,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 7,369 | $222,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 7,946 | $222,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 559,200 | $221,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 12,216 | $221,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 24,670 | $221,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 24,446 | $221,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,931 | $220,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 23,363 | $220,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 13,562 | $219,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 15,932 | $219,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,573 | $219,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 8,598 | $218,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 100,000 | $218,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 24,346 | $218,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 52,642 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 1,839 | $218,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 400,000 | $217,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 52,523 | $216,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 14,328 | $215,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 143,768 | $215,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 4,572 | $215,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 15,211 | $214,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 79,780 | $214,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 141,401 | $213,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 210,000 | $213,000 | thousands by filing date | principal |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 64,282 | $212,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 50,000 | $211,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 87,000 | $211,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 67,557 | $211,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 364,519 | $211,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 16,046 | $211,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 170,400 | $210,000 | thousands by filing date | put |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 11,260 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 15,170 | $210,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 20,026 | $209,000 | thousands by filing date | put |
| M B T FINANCIAL CORP | 578877102 | Stock | 20,741 | $208,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,248 | $207,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 211,000 | $206,000 | thousands by filing date | principal |
| METALLUS INC | 887399103 | COMMON STOCK | 25,296 | $205,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 21,613 | $205,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 7,351 | $205,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 344,600 | $204,000 | thousands by filing date | put |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,426 | $204,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,891 | $204,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 129,282 | $204,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 35,200 | $203,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 210,000 | $203,000 | thousands by filing date | put |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 200,000 | $203,000 | thousands by filing date | principal |
| GLYCOMIMETICS INC | 38000Q102 | COM | 17,017 | $203,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 29,000 | $202,000 | thousands by filing date | call |
| PCM FD INC | 69323T101 | COM | 17,863 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 21,020 | $202,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,663 | $201,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 13,713 | $201,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 11,667 | $200,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 55,989 | $200,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 211,000 | $200,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25,000 | $199,000 | thousands by filing date | call |
| TRANSCAT INC | 893529107 | COM | 7,782 | $199,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 39,127 | $199,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 55,235 | $199,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 21,525 | $198,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 19,767 | $198,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 197,000 | $198,000 | thousands by filing date | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 143,633 | $197,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 4,335 | $197,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 780,300 | $197,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 47,700 | $196,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,281 | $196,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 28,431 | $196,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 5,130 | $196,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,708 | $196,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 6,323 | $196,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 14,941 | $195,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 16,000 | $194,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 30,635 | $194,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 13,532 | $194,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 40,500 | $193,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 13,640 | $192,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 3,809 | $192,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,874 | $192,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 314,884 | $192,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000339 | this filing | 2019-08-06 | acceptance time not in the bulk data set |