13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 6,702 holding rows worth $301,076,341,000.
- Accession
- 0000072971-19-000200
- Filer
- CIK 72971
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 19,922 entries on the cover page, a total value of $301,076,341,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,076,341,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DARIOHEALTH CORP | 23725P100 | COM | 10,000 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 1,000 | $8,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 1,013 | $8,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 1,501 | $8,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 703 | $8,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 1,502 | $8,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 9,000 | $8,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 311 | $8,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 83,700 | $7,000 | thousands by filing date | put |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,000 | $7,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 150,000 | $7,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 4,000 | $7,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 22,500 | $7,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 116 | $7,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 100 | $7,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,300 | $7,000 | thousands by filing date | put |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 185 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 191 | $7,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 424 | $7,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 206 | $7,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,009 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 288 | $7,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,950 | $7,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 170,000 | $7,000 | thousands by filing date | call |
| AIR INDS GROUP COM | 00912N205 | Stock | 9,346 | $7,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 317 | $7,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 157,700 | $7,000 | thousands by filing date | call |
| EXFO INC | 302046107 | SUB VTG SHS | 2,407 | $7,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,320 | $7,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 601 | $7,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,200 | $7,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 7,000 | $7,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 21,117 | $7,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 500 | $7,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,600 | $7,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 10,000 | $7,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,000 | $6,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $6,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 7,100 | $6,000 | thousands by filing date | call |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,800 | $6,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,200 | $6,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,500 | $6,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 48,400 | $6,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 832 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 116 | $6,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,200 | $6,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 13,900 | $6,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 160 | $6,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 900 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 800,000 | $6,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,500 | $6,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 590 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 339 | $6,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,500 | $6,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 721 | $6,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 4,000 | $6,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 288 | $6,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 7,730 | $6,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 1,900 | $6,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 1,000 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 572 | $6,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 12,000 | $6,000 | thousands by filing date | principal |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 306 | $6,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 2,673 | $6,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 544 | $6,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,200 | $5,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 3,400 | $5,000 | thousands by filing date | put |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 41,000 | $5,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,900 | $5,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 300 | $5,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 137,920 | $5,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 35,100 | $5,000 | thousands by filing date | call |
| INTEST CORP | 461147100 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 200 | $5,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 777 | $5,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 400 | $5,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 2,500 | $5,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,002 | $5,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 902 | $5,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,200 | $5,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 4,263 | $5,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 3,197 | $5,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 2,000 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 80 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 148 | $5,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 155 | $5,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 633 | $5,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,194 | $5,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 101 | $5,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 153,700 | $4,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 1,400 | $4,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 8,700 | $4,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 300 | $4,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 191,100 | $4,000 | thousands by filing date | put |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,700 | $4,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 1,300 | $4,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 85,200 | $4,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,001 | $4,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 881 | $4,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 7,778 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 102 | $4,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 84 | $4,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 185,000 | $4,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 500,000 | $4,000 | thousands by filing date | call |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 265 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 52 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 125 | $4,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 300 | $4,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,000 | $4,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 937 | $4,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 649 | $4,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 1,201 | $4,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 301 | $4,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 1,500 | $4,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,303 | $4,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 151 | $4,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,550 | $4,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 15,075 | $4,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 452 | $4,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 2,424 | $4,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 1,000 | $4,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 133,400 | $4,000 | thousands by filing date | call |
| NEUROTROPE INC | 64129T207 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 2,568 | $4,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 874 | $4,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 5,500 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 164 | $4,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $3,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 400 | $3,000 | thousands by filing date | put |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 55 | $3,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 500 | $3,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $3,000 | thousands by filing date | put |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,700 | $3,000 | thousands by filing date | put |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,000 | $3,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 4,520 | $3,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 41,600 | $3,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 400 | $3,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 50,000 | $3,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 15,000 | $3,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 200,000 | $3,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 26,200 | $3,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 23,900 | $3,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 91,400 | $3,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 163,800 | $3,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 78,000 | $3,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 500 | $3,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 12,200 | $3,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 22,500 | $3,000 | thousands by filing date | call |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 388 | $3,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 698 | $3,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 545 | $3,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,435 | $3,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 791 | $3,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 111 | $3,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 287 | $3,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 12,500 | $3,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 176 | $3,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 200 | $3,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 13,800 | $3,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,419 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,800 | $3,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,001 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 9,018 | $3,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 610 | $3,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 600 | $3,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 59,500 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 60 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 40,501 | $3,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 197 | $3,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,501 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,401 | $3,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 350 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 200 | $3,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 212 | $3,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,000 | $3,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 276 | $3,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 150 | $3,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 7,093 | $3,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 10,044 | $3,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,000 | $3,000 | thousands by filing date | principal |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 994 | $3,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,711 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 75 | $3,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 500 | $2,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 18,500 | $2,000 | thousands by filing date | put |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 79 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,000 | $2,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 136,100 | $2,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 300 | $2,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $2,000 | thousands by filing date | put |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,900 | $2,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,000 | $2,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 115,000 | $2,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 244,500 | $2,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,401 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 84 | $2,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 30,500 | $2,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 33,500 | $2,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 500 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 471 | $2,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 43 | $2,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 146,000 | $2,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,080 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 34 | $2,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 425 | $2,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 150 | $2,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 75 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 100,000 | $2,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,356 | $2,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 25,300 | $2,000 | thousands by filing date | put |
| WIDEPOINT CORP COMMON | 967590100 | COM | 5,000 | $2,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 18 | $2,000 | thousands by filing date | put |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 75,000 | $2,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,501 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 32 | $2,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 1,314 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 259,200 | $2,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 25,000 | $2,000 | thousands by filing date | call |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 41 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,401 | $2,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 2,400 | $2,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 82 | $2,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 404 | $2,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 2,630 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 40 | $2,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,726 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 800 | $2,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 300 | $2,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 12,340 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 78 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 2,468 | $2,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 610 | $2,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 450 | $2,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 700 | $2,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 4,480 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 50 | $2,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 150 | $2,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 2,270 | $2,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 1,791 | $2,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 500 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 101 | $2,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 300 | $1,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 6,800 | $1,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 400 | $1,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 41,700 | $1,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 800 | $1,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 700 | $1,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 24 | $1,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 700 | $1,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 22,500 | $1,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 500 | $1,000 | thousands by filing date | put |
| GEVO INC | 374396406 | COM PAR | 300 | $1,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 200 | $1,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 15,000 | $1,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 12,200 | $1,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,464 | $1,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,200 | $1,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 14,100 | $1,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 900 | $1,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 50,000 | $1,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 35,000 | $1,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 45,000 | $1,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,800 | $1,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 100 | $1,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 375 | $1,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 400 | $1,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 1,000 | $1,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 300 | $1,000 | thousands by filing date | put |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,000 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 45 | $1,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 47 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 4,000 | $1,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 203 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 32 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 46,700 | $1,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 900 | $1,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5 | $1,000 | thousands by filing date | put |
| APTIV PLC | G6095L109 | SHS | 50,000 | $1,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 75,000 | $1,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 427 | $1,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 99 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 312 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 321 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 113 | $1,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 166 | $1,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 45 | $1,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 400 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 555 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 100 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 501 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 60 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 67 | $1,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,500 | $1,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,000 | $1,000 | thousands by filing date | put |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 250 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,400 | $1,000 | thousands by filing date | call |
| OI SA-ADR | 670851500 | ADR | 433 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 642 | $1,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 322 | $1,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 401 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 500 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,000 | $1,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 112 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,604 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 1,100 | $1,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 300 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 143 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 32 | $1,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 18,400 | $1,000 | thousands by filing date | call |
| INTERMOLECULAR INC | 45882D109 | COM | 1,427 | $1,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 295 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,300 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 453 | $1,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,000 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,000 | $1,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 36 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 267 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 201 | $1,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 250 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 1,500 | $1,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 301 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 5,202 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 100 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 168 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 568 | $1,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 788 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 320 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 280 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 1,562 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,500 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 437 | $1,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 778 | $1,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 65 | $1,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 56 | $1,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y800 | COM | 1,500 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 333 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 43 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 9 | $1,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 1,100 | $1,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 2,000 | $1,000 | thousands by filing date | principal |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 963 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 310 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| American Tower Corporation | 03027X100 | COM | 3,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ConocoPhillips | 20825C104 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Danaher Corporation | 235851102 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 80,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NextEra Energy,Inc. | 65339F101 | COM | 526 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VWO | 922042858 | SHS | 332,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 30,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| METLIFE INC COM | 59156R108 | Stock | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 184,330 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTINET INC COM | 34959E109 | Stock | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TAPESTRY INC COM | 876030107 | Stock | 28,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EBAY INC. COM | 278642103 | Stock | 60,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 65,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STANTEC INC COM | 85472N109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WOODWARD INC COM | 980745103 | Stock | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 20,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 100,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 5,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 139,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSALTA CORP | 89346D107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L BRANDS INC | 501797104 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLERGAN PLC | G0177J108 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRGAIN INC | 00938A104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 200,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 16,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUNTRUST BANKS INC | 867914103 | COM | 25,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYMANTEC CORP | 871503108 | COM | 2,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Perion Network Ltd | M78673114 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE HANKS INC | 416196202 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAYS J W INC | 578473100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALITHYA GROUP INC | 01643b106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223305 | CL B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CKX LDS INC | 12562N104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DAXOR CORP | 239467103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOOG INC | 615394301 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENN FD INC | 759720105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000200 | this filing | 2019-02-11 | acceptance time not in the bulk data set |