13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-02, with 6,707 holding rows worth $353,753,258,000.
- Accession
- 0000072971-18-000468
- Filer
- CIK 72971
- Filed
- 2018-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,425 entries on the cover page, a total value of $353,753,258,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,753,258,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SVMK INC | 78489X103 | COM | 600 | $10,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 4,834 | $10,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 210 | $10,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 1,026 | $10,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 26,915 | $10,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 704 | $10,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RVY4 | MTNF 0.125 2/2 | 10,000 | $10,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 10,000 | $10,000 | thousands by filing date | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,000 | $9,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,000 | $9,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,200 | $9,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,226 | $9,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 501 | $9,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,491 | $9,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 7,571 | $9,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 276 | $9,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,009 | $9,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 350 | $9,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 721 | $9,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 206 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 159 | $9,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 5,524 | $9,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 5,100 | $9,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 2,407 | $9,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,000 | $9,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 3,000 | $9,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 851 | $9,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,049 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 769 | $9,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 122 | $9,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 800 | $9,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 344 | $9,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,800 | $8,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 10,100 | $8,000 | thousands by filing date | put |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 24,700 | $8,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 32,200 | $8,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 100,000 | $8,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 390 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 160 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 228 | $8,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 2,001 | $8,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 777 | $8,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 902 | $8,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 501 | $8,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,900 | $8,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 1,000 | $8,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 1,000 | $8,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 1,046 | $8,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 1,500 | $8,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 42 | $7,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 22,500 | $7,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,200 | $7,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 881 | $7,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 10,000 | $7,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 600 | $7,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 95,200 | $7,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 4,200 | $7,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 38,800 | $7,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 1,193 | $7,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 137,920 | $7,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 10,000 | $7,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 150 | $7,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 523 | $7,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,700 | $7,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,500 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 288 | $7,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 288 | $7,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 918 | $7,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 571 | $7,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 3,197 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y842 | MADRONA INTL ETF | 243 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 572 | $7,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 4,552 | $7,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 7,093 | $7,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 544 | $7,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 7,000 | $7,000 | thousands by filing date | principal |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 1,015 | $7,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 40,000 | $6,000 | thousands by filing date | call |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 133 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 200 | $6,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 4,500 | $6,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 116 | $6,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 50,000 | $6,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,117 | $6,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,934 | $6,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 300 | $6,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 53 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 200 | $6,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 1,201 | $6,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 400 | $6,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 4,000 | $6,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 20,000 | $6,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,600 | $6,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,117 | $6,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,501 | $6,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,006 | $6,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 1,900 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 80 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 148 | $6,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,000 | $6,000 | thousands by filing date | principal |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 228 | $6,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 155 | $6,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 8,724 | $6,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 4,460 | $6,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 855 | $6,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 633 | $6,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,195 | $6,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 101 | $6,000 | thousands by filing date | |
| GABELLI CONV&INCOM SECS FD I | 36240B125 | RIGHT 10/17/2018 | 71,673 | $6,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,600 | $5,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 69,900 | $5,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 80 | $5,000 | thousands by filing date | put |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,200 | $5,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,001 | $5,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 300 | $5,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 132 | $5,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 76,300 | $5,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 80,000 | $5,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 7,778 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 52 | $5,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 791 | $5,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 26,300 | $5,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 1,000 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 87 | $5,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $5,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 970 | $5,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,401 | $5,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 15,000 | $5,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 2,630 | $5,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 266 | $5,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 10,000 | $5,000 | thousands by filing date | put |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 334 | $5,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 384 | $5,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 874 | $5,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G854 | ZACKS INTL MLT | 303 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 122 | $5,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,000 | $4,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 6,900 | $4,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 300 | $4,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 139,800 | $4,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 96,200 | $4,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,500 | $4,000 | thousands by filing date | put |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 146 | $4,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 900 | $4,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 500 | $4,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 100 | $4,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 505 | $4,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 271 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 125 | $4,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 287 | $4,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 938 | $4,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 550 | $4,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 666 | $4,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,000 | $4,000 | thousands by filing date | put |
| Jason Industries Inc | 471172106 | COMMON STOCK | 1,314 | $4,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,145 | $4,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 2,750 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,901 | $4,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 155 | $4,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 3,800 | $4,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 571 | $4,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,000 | $4,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 500 | $4,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 2,687 | $4,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 4,000 | $4,000 | thousands by filing date | principal |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 185 | $4,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 46,700 | $3,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 3,700 | $3,000 | thousands by filing date | call |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 55 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 91 | $3,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100,000 | $3,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,000 | $3,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 103,000 | $3,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,400 | $3,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 600 | $3,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 25,000 | $3,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 60,000 | $3,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 765 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,551 | $3,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 17,900 | $3,000 | thousands by filing date | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 56 | $3,000 | thousands by filing date | put |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 540 | $3,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 426 | $3,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 562 | $3,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 388 | $3,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 700 | $3,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 52 | $3,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,078 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 175 | $3,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 200 | $3,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 425 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 200 | $3,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,356 | $3,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 6,200 | $3,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 500 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 60 | $3,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 1,100 | $3,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 403 | $3,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,876 | $3,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 351 | $3,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 401 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 200 | $3,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 1,500 | $3,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 700 | $3,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 122 | $3,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 100 | $3,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 22,000 | $3,000 | thousands by filing date | call |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 857 | $3,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 1,281 | $3,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 500 | $3,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 40,000 | $2,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 40,300 | $2,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 400 | $2,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 42,500 | $2,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 3,300 | $2,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 900 | $2,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 30,800 | $2,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 9,000 | $2,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 20,000 | $2,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,400 | $2,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 140,000 | $2,000 | thousands by filing date | call |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 19,500 | $2,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 574 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 4,000 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 200 | $2,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 500 | $2,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 95 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2,600 | $2,000 | thousands by filing date | put |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 49,200 | $2,000 | thousands by filing date | put |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 95 | $2,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 75 | $2,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 50,000 | $2,000 | thousands by filing date | call |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 91 | $2,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 113 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 206 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 100 | $2,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 202 | $2,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 250 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,000 | $2,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 10,000 | $2,000 | thousands by filing date | call |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 1,625 | $2,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 5,000 | $2,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 89 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 32 | $2,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 642 | $2,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 500 | $2,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 300 | $2,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 41 | $2,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,000 | $2,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,000 | $2,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 93 | $2,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 401 | $2,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 520 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 78 | $2,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 334 | $2,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $2,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 1,150 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 50 | $2,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 1,024 | $2,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 333 | $2,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 1,100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 75 | $2,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 3,100 | $2,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 200 | $1,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 21,100 | $1,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 400 | $1,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,300 | $1,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 800 | $1,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 226 | $1,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 800 | $1,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 24 | $1,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 400 | $1,000 | thousands by filing date | put |
| GEVO INC | 374396406 | COM PAR | 300 | $1,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 500 | $1,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 10,000 | $1,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 600 | $1,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 37,000 | $1,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,464 | $1,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,300 | $1,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,100 | $1,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 74,700 | $1,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 65,000 | $1,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 2,500 | $1,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 375 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,000 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 16 | $1,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 47 | $1,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 1,600 | $1,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 78 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 179 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 203 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 93 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 18,600 | $1,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 55,000 | $1,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 1,000 | $1,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 471 | $1,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 99 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 402 | $1,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 100 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15,300 | $1,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 15 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 700 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 321 | $1,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 33 | $1,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 133 | $1,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 41 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 501 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 60 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 250 | $1,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 18 | $1,000 | thousands by filing date | put |
| OI SA-ADR | 670851500 | ADR | 432 | $1,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 50,000 | $1,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 401 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,504 | $1,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 599 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 32 | $1,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 62,200 | $1,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,323 | $1,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 298 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,300 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 530 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 453 | $1,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 465 | $1,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 36 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 267 | $1,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 600 | $1,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 227 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 72 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 40 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 800 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 5,314 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 726 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 168 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 3,550 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 406 | $1,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 200 | $1,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 329 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 272 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 705 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 293 | $1,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 534 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 676 | $1,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 728 | $1,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 66 | $1,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 1,350 | $1,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 100 | $1,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 56 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 43 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 705 | $1,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 199 | $1,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 417 | $1,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 2,000 | $1,000 | thousands by filing date | principal |
| ALTA MESA RES INC 3 | 02133L117 | COM | 1,666 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 1,150 | $1,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 1,731 | $1,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 71 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 400 | $1,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Boeing Company | 097023105 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Lockheed Martin Corporation | 539830109 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MasterCard, Inc | 57636Q104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 38 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MANULIFE FINL CORP | 56501R106 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARGURUS INC COM CL A | 141788109 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORTINET INC COM | 34959E109 | Stock | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 9,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STANTEC INC COM | 85472N109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN HARBORS INC COM | 184496107 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EURODRY LTD | Y23508107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HENRY JACK & ASSOC INC | 426281101 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ILLUMINA INC | 452327109 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBEMARLE CORP | 012653101 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 8,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 59,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 50,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRAXAIR INC | 74005P104 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOWDUPONT INC | 26078J100 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Perion Network Ltd | M78673114 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE HANKS INC | 416196202 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAYS J W INC | 578473100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 330 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223305 | CL B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CKX LDS INC | 12562N104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000468 | this filing | 2018-11-02 | acceptance time not in the bulk data set |