13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-02, with 6,707 holding rows worth $353,753,258,000.
- Accession
- 0000072971-18-000468
- Filer
- CIK 72971
- Filed
- 2018-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,425 entries on the cover page, a total value of $353,753,258,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,753,258,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 14,879 | $459,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 24,922 | $459,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 14,497 | $458,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 15,485 | $458,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 17,346 | $458,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 48,381 | $457,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 9,443 | $456,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 34,242 | $456,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 11,125 | $456,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 38,488 | $455,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 250,000 | $454,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 13,177 | $454,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 81,734 | $454,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 333,000 | $454,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 50,000 | $451,000 | thousands by filing date | call |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 22,945 | $451,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 8,827 | $451,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 72,899 | $451,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 25,333 | $451,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 18,923 | $450,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 24,065 | $449,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 105,943 | $448,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 13,502 | $447,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 47,900 | $446,000 | thousands by filing date | put |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 18,649 | $446,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 100,000 | $445,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 75,500 | $444,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287AA6 | NOTE | 439,000 | $442,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 40,500 | $441,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 162,981 | $440,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 69,450 | $440,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 8,589 | $439,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 97,258 | $438,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,222,600 | $436,000 | thousands by filing date | put |
| BSB BANCORP INC MD | 05573H108 | COM | 13,368 | $436,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 237,296 | $434,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 77,921 | $434,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 44,285 | $434,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 26,592 | $433,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 91,087 | $432,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 34,640 | $432,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 314,200 | $430,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,223 | $430,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 526,200 | $429,000 | thousands by filing date | call |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 25,438 | $429,000 | thousands by filing date | |
| JONES ENERGY INC | 48019R306 | CL A NEW | 71,557 | $429,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 7,835 | $426,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 20,952 | $426,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 41,428 | $425,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 44,683 | $425,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 13,915 | $423,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 12,400 | $422,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 43,643 | $422,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 415,000 | $422,000 | thousands by filing date | principal |
| CENTURYLINK INC | 156700106 | COM | 287,100 | $419,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 19,705 | $419,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 23,458 | $419,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 49,400 | $418,000 | thousands by filing date | call |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 29,156 | $418,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 22,635 | $417,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 21,812 | $417,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 9,211 | $417,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 5,408 | $416,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 22,036 | $416,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 438,000 | $415,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 43,349 | $415,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,805 | $415,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 14,713 | $415,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 44,526 | $415,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 16,494 | $415,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 40,774 | $413,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 41,225 | $412,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 34,469 | $412,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 13,057 | $412,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 24,996 | $411,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 123,300 | $410,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 18,586 | $409,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 34,389 | $409,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 12,306 | $408,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,865 | $408,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 275,000 | $406,000 | thousands by filing date | put |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 14,055 | $406,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 66,187 | $405,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 30,379 | $404,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 41,060 | $404,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,291 | $404,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 33,908 | $404,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 13,655 | $404,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 17,595 | $403,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 18,628 | $403,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 13,404 | $402,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 24,061 | $402,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 26,056 | $401,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 33,387 | $400,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 10,867 | $399,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 25,930 | $399,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 47,593 | $399,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 47,700 | $398,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 18,835 | $397,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,853 | $396,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 16,952 | $396,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 25,057 | $396,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 43,061 | $395,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 31,090 | $395,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 158,543 | $395,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 4,977 | $393,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 12,536 | $390,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 15,700 | $390,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 15,303 | $389,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 8,241 | $389,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 13,441 | $388,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,924 | $388,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,724 | $387,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 205,531 | $387,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 46,216 | $387,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 10,353 | $386,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 154,316 | $386,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 89,363 | $386,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 216,600 | $385,000 | thousands by filing date | put |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 33,012 | $382,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 220,000 | $381,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 85,500 | $380,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 23,828 | $380,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 43,663 | $380,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 12,555 | $379,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 15,455 | $378,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 8,914 | $378,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 69,792 | $377,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 20,749 | $377,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 14,225 | $377,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 19,891 | $377,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 19,806 | $376,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 36,979 | $376,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 34,334 | $375,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 41,780 | $375,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 275,900 | $374,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 49,870 | $374,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 63,365 | $374,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 101,444 | $373,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 23,897 | $372,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 70,772 | $372,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 32,830 | $371,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 11,263 | $370,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 29,225 | $370,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 36,548 | $369,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 55,076 | $369,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 29,880 | $369,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 22,109 | $369,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 16,574 | $368,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 21,296 | $368,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 20,364 | $368,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 36,440 | $367,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 8,993 | $366,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 28,236 | $366,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 13,991 | $366,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 12,276 | $366,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,131,200 | $365,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 32,780 | $365,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 10,929 | $365,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 114,049 | $365,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 35,660 | $365,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 203,900 | $364,000 | thousands by filing date | call |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 30,631 | $364,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 9,634 | $363,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 25,770 | $361,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 13,266 | $361,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 59,100 | $360,000 | thousands by filing date | call |
| PLAYAGS INC | 72814N104 | COM | 12,241 | $360,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 24,411 | $360,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 15,497 | $360,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 10,643 | $359,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 123,200 | $359,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 9,550 | $358,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 50,258 | $358,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 23,923 | $357,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 26,241 | $356,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 11,614 | $356,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 238,800 | $355,000 | thousands by filing date | put |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 45,281 | $355,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 75,200 | $352,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 58,471 | $352,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 62,085 | $352,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 37,665 | $352,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 322,000 | $351,000 | thousands by filing date | principal |
| SYNLOGIC INC | 87166L100 | COM | 24,702 | $351,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 84,324 | $351,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 31,871 | $350,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 12,289 | $348,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 14,715 | $348,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 59,318 | $348,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 15,532 | $348,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 10,060 | $347,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 710,000 | $347,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 29,902 | $346,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 22,607 | $345,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 20,707 | $345,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 8,919 | $345,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 45,298 | $345,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 30,099 | $344,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 354,756 | $344,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 19,301 | $343,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 206,000 | $342,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 32,261 | $342,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 97,691 | $341,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 7,541 | $340,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 6,399 | $339,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 121,853 | $339,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 9,543 | $339,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 23,704 | $337,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 93,800 | $336,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 8,754 | $336,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 21,730 | $336,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23,018 | $336,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 101,600 | $333,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,426 | $333,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 41,903 | $333,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,831 | $332,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 337,800 | $331,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 118,060 | $331,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 19,678 | $331,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 33,034 | $330,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 150,700 | $329,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 760,000 | $329,000 | thousands by filing date | put |
| McCormick & Company Inc | 579780107 | COM | 2,516 | $329,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 10,270 | $329,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 708,000 | $328,000 | thousands by filing date | call |
| CLARUS CORP NEW | 18270P109 | COM | 29,703 | $328,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 28,653 | $328,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 56,923 | $328,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 51,000 | $326,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 19,634 | $326,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 17,946 | $326,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 16,502 | $325,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,241 | $324,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 104,100 | $324,000 | thousands by filing date | call |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,607 | $324,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 42,889 | $324,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 18,690 | $324,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,012,500 | $323,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,152 | $322,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 35,881 | $322,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 112,601 | $321,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 21,748 | $321,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 13,381 | $319,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 8,475 | $319,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 17,911 | $318,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 53,110 | $317,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 83,400 | $316,000 | thousands by filing date | call |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 27,461 | $316,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 149,661 | $315,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 14,514 | $315,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 15,752 | $315,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 17,712 | $315,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 20,269 | $314,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 26,710 | $312,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,871 | $312,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 20,924 | $312,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 13,347 | $311,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 45,046 | $310,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,675 | $310,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 68,595 | $310,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 52,290 | $310,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 23,645 | $309,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 12,740 | $309,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 23,578 | $309,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 21,709 | $309,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 28,399 | $308,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 13,300 | $306,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 7,752 | $306,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,183 | $305,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 30,000 | $304,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 150,932 | $303,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 61,803 | $303,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 48,475 | $302,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 14,665 | $301,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 44,612 | $300,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 72,521 | $299,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 17,082 | $299,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 7,151 | $299,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 11,762 | $299,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 46,660 | $297,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 21,900 | $297,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 31,687 | $296,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 990 | $296,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 31,780 | $296,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 49,600 | $295,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 34,038 | $295,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 16,064 | $292,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,114 | $292,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 62,606 | $292,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 10,407 | $291,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 17,249 | $291,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 292,000 | $291,000 | thousands by filing date | principal |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 46,469 | $290,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 45,500 | $290,000 | thousands by filing date | put |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 18,944 | $290,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 60,487 | $289,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 85,969 | $289,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 50,200 | $288,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 150,424 | $287,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 14,458 | $286,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 28,179 | $286,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 22,245 | $286,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 106,055 | $286,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 250,000 | $286,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 18,348 | $285,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 10,584 | $285,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 40,000 | $285,000 | thousands by filing date | put |
| REIS INC | 75936P105 | COM | 12,351 | $284,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 129,173 | $284,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 25,167 | $284,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 10,737 | $284,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 35,016 | $283,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,927 | $283,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 12,268 | $282,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,963 | $281,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 8,995 | $280,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 13,909 | $280,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 98,502 | $280,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 34,500 | $279,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 17,599 | $279,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 86,888 | $279,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 10,935 | $279,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 17,774 | $279,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 88,481 | $278,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 120,628 | $278,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 175,800 | $277,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 28,134 | $277,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 216,103 | $277,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 115,732 | $277,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 638,100 | $276,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 8,094 | $275,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 275,000 | $274,000 | thousands by filing date | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 13,155 | $274,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 645,400 | $271,000 | thousands by filing date | put |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 23,400 | $271,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,596 | $271,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 25,401 | $271,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 22,230 | $271,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 21,734 | $271,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 273,000 | $271,000 | thousands by filing date | principal |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 26,741 | $270,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 28,549 | $269,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 139,752 | $269,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 11,708 | $269,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 14,287 | $269,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 11,353 | $269,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 7,453 | $269,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 55,207 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,000 | $268,000 | thousands by filing date | put |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 900 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 100,000 | $267,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 41,038 | $267,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 17,439 | $266,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 17,651 | $265,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 5,393 | $264,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 25,107 | $264,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 155,837 | $264,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 235,890 | $264,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 44,611 | $263,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 9,858 | $263,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 8,729 | $262,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 20,091 | $261,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 19,550 | $261,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 50,000 | $260,000 | thousands by filing date | put |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 27,843 | $260,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 23,968 | $260,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 6,667 | $260,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,582 | $259,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 50,000 | $258,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 243,000 | $257,000 | thousands by filing date | principal |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 12,655 | $255,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 19,362 | $255,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 16,437 | $253,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 22,333 | $252,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 51,086 | $252,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 38,614 | $251,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 18,034 | $250,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 49,169 | $250,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,838 | $249,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,644 | $249,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,000 | $248,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 44,046 | $248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,123 | $248,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 28,645 | $248,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 33,208 | $247,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 29,510 | $247,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 11,767 | $246,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 71,130 | $246,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 25,605 | $245,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,165 | $245,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 8,024 | $245,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 16,531 | $244,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 39,111 | $244,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 22,089 | $244,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 17,545 | $243,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 195,000 | $243,000 | thousands by filing date | principal |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 12,967 | $243,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 18,194 | $242,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 16,793 | $242,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 71,277 | $242,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 33,258 | $241,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 9,303 | $239,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 23,345 | $239,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 25,088 | $239,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 17,041 | $239,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 251,000 | $239,000 | thousands by filing date | principal |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 20,171 | $239,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 49,178 | $239,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 14,668 | $238,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 79,200 | $237,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 48,300 | $237,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 74,048 | $237,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 44,249 | $237,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 14,256 | $237,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,151 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 23,427 | $236,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,546 | $236,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 64,218 | $236,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 10,201 | $235,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,248 | $235,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 20,199 | $234,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 63,200 | $233,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 46,164 | $233,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 76,033 | $233,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 176,100 | $232,000 | thousands by filing date | call |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 47,035 | $232,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 43,086 | $232,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 20,357 | $232,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 310,000 | $231,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 64,396 | $231,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 19,442 | $231,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,406 | $230,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 6,221 | $230,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 52,941 | $230,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 15,735 | $229,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,067 | $229,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,826 | $229,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 468,500 | $228,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 31,328 | $228,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 63,900 | $227,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 20,817 | $227,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 20,643 | $227,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 22,122 | $226,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 17,283 | $225,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 4,188 | $225,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 22,518 | $225,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 30,563 | $225,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 9,540 | $223,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 39,121 | $223,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 65,067 | $222,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 29,899 | $222,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 30,269 | $222,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 20,100 | $221,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,825 | $221,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,834 | $221,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 68,807 | $221,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 29,724 | $221,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 19,999 | $220,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 31,450 | $219,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 35,917 | $219,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 47,087 | $219,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 214,000 | $219,000 | thousands by filing date | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 18,729 | $216,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 7,230 | $216,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 9,461 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 6,985 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 1,840 | $215,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,150 | $214,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 24,686 | $214,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 254,244 | $214,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 11,950 | $213,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 11,846 | $213,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 244,000 | $212,000 | thousands by filing date | put |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,155 | $212,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 20,000 | $210,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 210,000 | $210,000 | thousands by filing date | principal |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 1,312 | $210,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 30,774 | $210,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 40,106 | $209,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 72,996 | $208,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 20,489 | $207,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 42,851 | $207,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,100 | $206,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 93,400 | $206,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 22,044 | $206,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 34,142 | $206,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 99,141 | $205,000 | thousands by filing date | put |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 11,659 | $205,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 13,182 | $205,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 206,074 | $205,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 21,800 | $205,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 29,541 | $204,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 14,141 | $204,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 7,055 | $203,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 145,000 | $203,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 22,881 | $203,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 38,686 | $203,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 49,424 | $203,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,496 | $202,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000468 | this filing | 2018-11-02 | acceptance time not in the bulk data set |