13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-08, with 6,627 holding rows worth $346,098,411,000.
- Accession
- 0000072971-18-000242
- Filer
- CIK 72971
- Filed
- 2018-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 22,068 entries on the cover page, a total value of $346,098,411,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,098,411,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESOURCE CAP CORP | 76120W708 | COM NEW | 45,962 | $431,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 15,429 | $429,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 64,820 | $429,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 80,200 | $428,000 | thousands by filing date | call |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 31,784 | $428,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 8,872 | $427,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 117,500 | $427,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 56,789 | $427,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 64,855 | $427,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,029,000 | $426,000 | thousands by filing date | call |
| CORIUM INTL INC | 21887L107 | COM | 44,271 | $426,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 12,563 | $425,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 8,900 | $423,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 374,100 | $422,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 11,029 | $422,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 5,396 | $422,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 8,847 | $422,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 88,564 | $420,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 34,580 | $420,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 10,082 | $419,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 81,695 | $419,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 17,265 | $419,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,053 | $417,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,407 | $416,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 21,627 | $414,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 391,400 | $413,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 43,829 | $413,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 24,597 | $411,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 194,892 | $411,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 27,225 | $410,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 15,955 | $410,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 506,012 | $409,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 435,800 | $409,000 | thousands by filing date | put |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 275,000 | $409,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 210,000 | $408,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 392,142 | $407,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 21,315 | $406,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 35,957 | $406,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 56,500 | $406,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 47,135 | $405,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 18,100 | $405,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 18,404 | $405,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 40,386 | $404,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 11,559 | $403,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 74,852 | $403,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 9,944 | $402,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 30,106 | $402,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 31,177 | $401,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 23,465 | $401,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 14,717 | $399,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 49,875 | $398,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 33,252 | $398,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 64,198 | $398,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 85,100 | $397,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 23,995 | $397,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 13,617 | $397,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 35,230 | $396,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 71,404 | $396,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 7,460 | $396,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 9,989 | $394,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 23,517 | $393,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 7,311 | $392,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 26,497 | $392,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 65,215 | $391,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 409,000 | $391,000 | thousands by filing date | principal |
| POLARITYTE INC | 731094108 | COM | 16,825 | $391,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 138,100 | $390,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 9,204 | $388,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 8,327 | $388,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 27,651 | $387,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 21,370 | $387,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 13,497 | $386,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 8,916 | $386,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 165,000 | $385,000 | thousands by filing date | call |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 38,916 | $385,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 293,376 | $385,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 12,649 | $385,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,667 | $384,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 20,104 | $383,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 18,557 | $382,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 41,168 | $382,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 22,941 | $381,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 31,888 | $380,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 13,847 | $380,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 46,101 | $379,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 32,466 | $379,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 111,982 | $379,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 16,624 | $379,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 444,015 | $378,000 | thousands by filing date | put |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 9,856 | $378,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 131,194 | $378,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 40,473 | $377,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 15,227 | $376,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 53,020 | $376,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 62,983 | $375,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 24,609 | $375,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 141,711 | $374,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 91,008 | $374,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 28,641 | $372,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 11,608 | $372,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 12,489 | $371,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 18,179 | $371,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 12,698 | $371,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 9,848 | $370,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 22,434 | $370,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 102,418 | $370,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 36,337 | $370,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 11,788 | $369,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 30,029 | $369,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 350,000 | $368,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 38,579 | $368,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 13,742 | $368,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 8,102 | $367,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 29,425 | $367,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 51,097 | $367,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 13,139 | $366,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 52,694 | $366,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 103,400 | $365,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 15,767 | $365,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 26,161 | $365,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 163,657 | $365,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,994 | $364,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 12,238 | $364,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 29,830 | $363,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 19,887 | $363,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 539,225 | $362,000 | thousands by filing date | put |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 14,500 | $362,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 28,282 | $362,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 404,000 | $362,000 | thousands by filing date | principal |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,071 | $360,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 39,146 | $360,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 27,358 | $360,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,968 | $359,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 117,916 | $359,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 25,102 | $357,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 30,224 | $357,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 108,361 | $356,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 10,189 | $355,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 8,979 | $355,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,455 | $355,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 35,468 | $353,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 14,266 | $352,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 11,887 | $352,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 79,972 | $352,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 29,007 | $351,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 289,500 | $351,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 193,915 | $351,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 13,869 | $350,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 13,709 | $349,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 5,150 | $348,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 73,227 | $348,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 7,015 | $347,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 27,570 | $347,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 7,231 | $347,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 247 | $347,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 10,273 | $347,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 19,358 | $346,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 155,300 | $345,000 | thousands by filing date | put |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 23,177 | $345,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 35,367 | $345,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 56,300 | $344,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 35,900 | $344,000 | thousands by filing date | call |
| SMART & FINAL STORES INC | 83190B101 | COM | 40,303 | $344,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,580 | $343,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 102,431 | $343,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 6,097 | $343,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 145,100 | $342,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 74,361 | $342,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 15,919 | $342,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 87,939 | $341,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 284,022 | $341,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 146,916 | $340,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 243,386 | $340,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 44,441 | $340,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 340,000 | $340,000 | thousands by filing date | principal |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 23,325 | $339,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 27,002 | $339,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 9,643 | $338,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 6,345 | $338,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 72,800 | $337,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 880,900 | $336,000 | thousands by filing date | call |
| AV HOMES INC | 00234P102 | COM | 20,171 | $336,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 19,043 | $336,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 225,000 | $335,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 31,614 | $335,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 12,973 | $334,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 21,811 | $334,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 61,362 | $334,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 137,400 | $333,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 48,401 | $331,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 140,089 | $329,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 16,769 | $328,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 36,421 | $327,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 28,886 | $326,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 138,309 | $326,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 124,744 | $326,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 16,175 | $325,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 17,216 | $325,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 31,698 | $325,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 8,461 | $324,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 44,640 | $324,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 41,205 | $323,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 498,000 | $323,000 | thousands by filing date | principal |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 22,287 | $323,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 30,395 | $323,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 11,721 | $323,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 298,100 | $322,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 15,410 | $322,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 24,294 | $322,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 43,323 | $321,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 9,668 | $320,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 23,863 | $320,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 12,863 | $320,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 47,289 | $319,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 183,000 | $318,000 | thousands by filing date | call |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 10,071 | $318,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 45,576 | $318,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 13,750 | $318,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 22,629 | $318,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 10,316 | $317,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,812 | $317,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 15,758 | $316,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 7,047 | $315,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 29,367 | $315,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 210,860 | $314,000 | thousands by filing date | put |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 34,979 | $314,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 10,747 | $314,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 13,809 | $313,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 21,710 | $313,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 111,046 | $313,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 30,227 | $312,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 67,884 | $311,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,049 | $311,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 45,087 | $310,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 162,657 | $309,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 150,000 | $308,000 | thousands by filing date | call |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 26,253 | $308,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 15,770 | $308,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 14,171 | $308,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 14,793 | $307,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 20,526 | $307,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 19,703 | $306,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 7,569 | $305,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 51,747 | $304,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 17,559 | $303,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 299,000 | $302,000 | thousands by filing date | principal |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 22,492 | $301,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 29,395 | $301,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 126,200 | $299,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 10,730 | $299,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 43,634 | $299,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 289,000 | $299,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,898 | $298,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 30,974 | $298,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 138,751 | $298,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 18,428 | $298,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 106,637 | $298,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 81,000 | $296,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 66,599 | $296,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 5,582 | $296,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 29,183 | $296,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 12,422 | $295,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 8,295 | $295,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 35,251 | $294,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 45,350 | $294,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 594,031 | $293,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14,125 | $293,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 25,897 | $293,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 8,470 | $292,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 23,729 | $291,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 48,636 | $290,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 153,600 | $290,000 | thousands by filing date | call |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,182 | $290,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 18,331 | $289,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 13,974 | $289,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 12,917 | $289,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 19,899 | $289,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 36,000 | $288,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 16,650 | $288,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 35,075 | $287,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12,802 | $286,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 46,704 | $285,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 58,851 | $285,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 9,204 | $284,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,495 | $281,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 32,097 | $280,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 23,360 | $279,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 40,856 | $279,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 20,621 | $279,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 31,740 | $278,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,074 | $278,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 15,539 | $278,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,399 | $278,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 43,098 | $278,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 17,890 | $277,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 8,360 | $277,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 52,967 | $276,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 17,028 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 9,602 | $275,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 15,818 | $275,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5,610 | $274,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 26,260 | $274,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 12,595 | $274,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 10,787 | $274,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 37,018 | $274,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 16,494 | $273,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 22,814 | $273,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 22,616 | $272,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 250,000 | $272,000 | thousands by filing date | principal |
| KVH INDS INC | 482738101 | COM | 26,084 | $270,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 26,491 | $269,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 57,790 | $269,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 18,117 | $268,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 42,437 | $268,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 50,000 | $267,000 | thousands by filing date | put |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 314,569 | $266,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 25,400 | $264,000 | thousands by filing date | call |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 10,571 | $264,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 56,476 | $264,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 17,032 | $264,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 172,900 | $263,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 10,816 | $263,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,611 | $263,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 62,715 | $262,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 15,405 | $262,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 39,183 | $261,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,711 | $259,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 32,995 | $259,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 74,200 | $259,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 52,649 | $258,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 69,997 | $257,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 8,256 | $256,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 25,668 | $256,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 9,500 | $256,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,124 | $256,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 8,000 | $255,000 | thousands by filing date | put |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,057 | $252,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 100,000 | $251,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 11,334 | $251,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 10,115 | $251,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 38,806 | $251,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 13,016 | $250,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 26,599 | $250,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 90,030 | $250,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 45,514 | $250,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 1,455 | $250,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 64,917 | $249,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 33,911 | $249,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,500 | $248,000 | thousands by filing date | call |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 7,269 | $248,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 154,800 | $247,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 344,700 | $247,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 25,000 | $247,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 66,600 | $247,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 20,000 | $246,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 20,046 | $246,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 11,813 | $246,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 10,749 | $246,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 17,728 | $245,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 16,700 | $245,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 75,817 | $244,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 7,496 | $243,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 588 | $243,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 20,924 | $241,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 14,550 | $241,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500,100 | $240,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 127,300 | $240,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 3,468 | $240,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,204 | $240,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 87,986 | $240,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 29,216 | $239,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 20,245 | $239,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 27,710 | $239,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 71,816 | $239,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 26,722 | $238,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 19,265 | $238,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 9,534 | $237,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 238,000 | $236,000 | thousands by filing date | principal |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 10,267 | $236,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 64,705 | $235,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 31,330 | $234,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 11,617 | $234,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,557 | $233,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 18,480 | $233,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 28,379 | $233,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 135,200 | $233,000 | thousands by filing date | call |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 22,000 | $233,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 39,872 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 359,500 | $231,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 85,000 | $230,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 23,491 | $230,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 14,790 | $230,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,732 | $229,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,020 | $229,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 31,158 | $229,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,665,500 | $227,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 23,068 | $227,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 20,000 | $227,000 | thousands by filing date | call |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 14,089 | $225,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,249 | $225,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 81,919 | $225,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 53,763 | $225,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 55,415 | $225,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 48,378 | $225,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 18,062 | $225,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 27,523 | $225,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 5,142 | $224,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 183,000 | $224,000 | thousands by filing date | principal |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 25,130 | $223,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 15,788 | $223,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,752 | $223,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 14,132 | $222,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 38,539 | $222,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 95,000 | $221,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 22,355 | $220,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 7,138 | $219,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 59,050 | $219,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 33,355 | $218,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 11,804 | $218,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 11,071 | $218,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 7,313 | $218,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 17,597 | $217,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 31,742 | $217,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,924 | $216,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 88,500 | $215,000 | thousands by filing date | put |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,690 | $215,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 9,328 | $214,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 30,000 | $214,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 718,200 | $213,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,436 | $213,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 105,136 | $213,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 43,522 | $212,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 6,229 | $211,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 40,000 | $211,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 5,973 | $210,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 16,406 | $210,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 14,281 | $210,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 6,101 | $209,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 17,791 | $209,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 149,191 | $209,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 114,050 | $208,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 16,505 | $207,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 169,000 | $207,000 | thousands by filing date | principal |
| FONAR CORP | 344437405 | COM NEW | 8,489 | $206,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 45,520 | $206,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 10,180 | $205,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 19,572 | $205,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 50,000 | $204,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 27,224 | $204,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 18,381 | $204,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,307 | $204,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 20,401 | $204,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 15,150 | $203,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 51,032 | $203,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 23,001 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 3,496 | $202,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 43,873 | $202,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 3,224 | $200,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 67,081 | $198,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 49,059 | $198,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 16,560 | $197,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 6,629 | $197,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,835 | $196,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 96,000 | $195,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 21,253 | $195,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 70,000 | $194,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 25,060 | $194,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 11,110 | $194,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 20,017 | $194,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 83,800 | $193,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 13,002 | $193,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 22,691 | $193,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,296 | $192,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 106,242 | $191,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,200 | $191,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 16,024 | $191,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 47,100 | $191,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 62,500 | $190,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 19,889 | $190,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 16,542 | $190,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 16,126 | $190,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 26,100 | $189,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,413 | $189,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 2,791 | $188,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 15,287 | $188,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 9,088 | $188,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 17,881 | $188,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 47,125 | $188,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 37,727 | $188,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 18,287 | $187,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 66,206 | $187,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 11,764 | $186,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 29,555 | $186,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 29,180 | $186,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 31,740 | $185,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 14,950 | $185,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 16,117 | $185,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 17,804 | $185,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 30,988 | $184,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 7,338 | $184,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000242 | this filing | 2018-02-08 | acceptance time not in the bulk data set |