13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 6,575 holding rows worth $322,945,812,000.
- Accession
- 0000072971-17-000482
- Filer
- CIK 72971
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 21,570 entries on the cover page, a total value of $322,945,812,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $322,945,812,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARZETTI COMPANY | 513847103 | COM | 79,816 | $9,588,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 246,374 | $9,584,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 583,744 | $9,573,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 243,555 | $9,559,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 111,202 | $9,552,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 68,457 | $9,539,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 91,692 | $9,534,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 169,969 | $9,521,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 205,260 | $9,510,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 449,957 | $9,507,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 119,442 | $9,496,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 197,230 | $9,473,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 248,210 | $9,467,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 212,564 | $9,434,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 855,732 | $9,404,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 295,226 | $9,403,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 42,133 | $9,368,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 277,948 | $9,353,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 241,159 | $9,353,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 259,359 | $9,345,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 335,359 | $9,336,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 574,971 | $9,332,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 437,241 | $9,326,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 230,029 | $9,323,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 151,239 | $9,314,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 98,866 | $9,311,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 213,953 | $9,285,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 193,984 | $9,282,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 85,889 | $9,278,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 363,554 | $9,273,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 115,868 | $9,269,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 475,773 | $9,239,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 10,001,000 | $9,182,000 | thousands by filing date | principal |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 656,158 | $9,165,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 250,707 | $9,149,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 756,713 | $9,118,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 7,428,000 | $9,118,000 | thousands by filing date | principal |
| VIASAT INC | 92552V100 | COM | 141,653 | $9,112,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 636,190 | $9,098,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 183,105 | $9,082,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 138,465 | $9,079,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 61,881 | $9,074,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 131,621 | $9,065,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 373,875 | $9,040,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 105,274 | $9,032,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 348,842 | $9,030,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 69,316 | $9,017,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 147,586 | $9,013,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 76,970 | $8,985,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 172,996 | $8,961,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 188,745 | $8,958,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 476,402 | $8,956,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 263,833 | $8,946,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 585,944 | $8,941,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 101,523 | $8,935,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 121,731 | $8,911,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 239,645 | $8,902,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 355,815 | $8,899,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 746,919 | $8,858,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,318,000 | $8,843,000 | thousands by filing date | principal |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 95,224 | $8,842,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 411,620 | $8,838,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 159,749 | $8,828,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 204,027 | $8,824,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 171,550 | $8,813,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 218,463 | $8,812,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,266,767 | $8,804,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,879,000 | $8,799,000 | thousands by filing date | principal |
| UDR INC COM | 902653104 | REIT | 231,177 | $8,792,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 999,874 | $8,789,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 878,400 | $8,765,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 521,500 | $8,741,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 8,314,000 | $8,741,000 | thousands by filing date | principal |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 253,938 | $8,740,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 149,602 | $8,725,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 584,129 | $8,721,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 175,650 | $8,709,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 819,941 | $8,700,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 510,051 | $8,697,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 443,508 | $8,684,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 355,213 | $8,682,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 231,432 | $8,678,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 612,986 | $8,649,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 672,795 | $8,646,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 514,295 | $8,646,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 179,339 | $8,613,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 791,594 | $8,613,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 164,780 | $8,601,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 287,681 | $8,596,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 95,333 | $8,585,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 122,602 | $8,579,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 132,662 | $8,570,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 297,270 | $8,547,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 188,803 | $8,546,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 365,997 | $8,542,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 134,055 | $8,542,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 247,750 | $8,528,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 532,215 | $8,516,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 256,361 | $8,499,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 715,280 | $8,498,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 275,251 | $8,450,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 330,882 | $8,434,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 250,608 | $8,428,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,379,059 | $8,426,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 922,760 | $8,416,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 163,327 | $8,386,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 349,970 | $8,363,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 165,836 | $8,342,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 126,252 | $8,303,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 431,485 | $8,302,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 174,855 | $8,292,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 259,655 | $8,284,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 885,533 | $8,271,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 208,850 | $8,254,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,435,392 | $8,235,000 | thousands by filing date | put |
| BALCHEM CORP | 057665200 | COM | 101,188 | $8,226,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 143,662 | $8,222,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 88,250 | $8,210,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 510,189 | $8,204,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 171,069 | $8,201,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 695,398 | $8,192,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 726,002 | $8,160,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 151,358 | $8,150,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 90,369 | $8,132,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 844,600 | $8,127,000 | thousands by filing date | put |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 547,213 | $8,115,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 468,617 | $8,093,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 216,089 | $8,088,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 461,264 | $8,086,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 57,515 | $8,081,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 391,732 | $8,078,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 372,008 | $8,077,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 46,322 | $8,075,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 73,362 | $8,074,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 99,238 | $8,069,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 154,097 | $8,053,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 300,409 | $8,029,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 198,385 | $8,026,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 552,793 | $8,015,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 382,166 | $8,007,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 51,242 | $8,004,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 237,300 | $7,985,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 68,978 | $7,983,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 247,984 | $7,949,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 209,254 | $7,945,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 208,398 | $7,920,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 219,818 | $7,892,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 664,517 | $7,887,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 118,855 | $7,880,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 324,287 | $7,874,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 160,128 | $7,869,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 278,104 | $7,856,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 733,323 | $7,853,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 147,330 | $7,825,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 126,348 | $7,812,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 243,721 | $7,806,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 222,119 | $7,797,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 7,768,000 | $7,792,000 | thousands by filing date | principal |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 819,655 | $7,787,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 134,304 | $7,779,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,025,800 | $7,777,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 377,190 | $7,766,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 305,753 | $7,766,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 6,101,000 | $7,757,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F437 | COM | 255,877 | $7,756,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 144,926 | $7,753,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 335,990 | $7,745,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 347,279 | $7,737,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 400,080 | $7,729,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 176,788 | $7,729,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 603,906 | $7,712,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 564,160 | $7,706,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 301,305 | $7,702,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 295,912 | $7,694,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 579,784 | $7,676,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 315,843 | $7,653,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 313,942 | $7,651,000 | thousands by filing date | |
| PEABODY ENERGY CORP NEW | 704551407 | CMN | 132,857 | $7,639,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 131,916 | $7,637,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 129,232 | $7,622,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 392,588 | $7,617,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 94,627 | $7,609,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 103,028 | $7,601,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 786,406 | $7,590,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 879,216 | $7,588,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 185,382 | $7,584,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 73,123 | $7,542,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 218,635 | $7,537,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 95,320 | $7,528,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 385,082 | $7,514,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 220,677 | $7,501,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 188,981 | $7,499,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 334,861 | $7,491,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 278,027 | $7,479,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 185,495 | $7,474,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 166,270 | $7,473,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 189,027 | $7,466,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 420,751 | $7,464,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 89,024 | $7,448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 112,294 | $7,448,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 7,960,000 | $7,433,000 | thousands by filing date | principal |
| ISHARES TR | 46434V571 | ISHARES TR | 288,694 | $7,420,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 129,575 | $7,417,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 412,025 | $7,413,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 365,679 | $7,410,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 51,354 | $7,410,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 472,486 | $7,395,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 107,536 | $7,394,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 162,500 | $7,388,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 440,919 | $7,386,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 91,662 | $7,382,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 134,853 | $7,374,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 483,414 | $7,341,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 318,736 | $7,331,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 462,776 | $7,330,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 216,766 | $7,325,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 141,342 | $7,324,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 248,534 | $7,322,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 101,227 | $7,311,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,015,316 | $7,310,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 86,783 | $7,298,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 462,891 | $7,290,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 599,366 | $7,289,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 353,663 | $7,278,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 543,906 | $7,277,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 116,834 | $7,272,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 112,612 | $7,264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 157,317 | $7,232,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 183,834 | $7,202,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 388,466 | $7,199,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 334,722 | $7,196,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 750,892 | $7,194,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 155,791 | $7,191,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 157,748 | $7,188,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 155,766 | $7,187,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 252,786 | $7,182,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 292,404 | $7,178,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 284,976 | $7,170,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 142,206 | $7,153,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 184,595 | $7,140,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 260,904 | $7,138,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 474,334 | $7,125,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 106,239 | $7,124,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 474,768 | $7,121,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 45,828 | $7,116,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 162,825 | $7,113,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 123,669 | $7,099,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 463,931 | $7,084,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 612,210 | $7,071,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 876,956 | $7,050,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 142,196 | $7,042,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 364,931 | $7,041,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 313,628 | $7,022,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 58,551 | $7,010,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 172,370 | $6,997,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 121,996 | $6,993,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 866,154 | $6,990,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 679,813 | $6,960,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 719,747 | $6,960,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 142,164 | $6,952,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 573,196 | $6,930,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 200,889 | $6,927,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 118,616 | $6,922,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 69,380 | $6,911,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 416,801 | $6,898,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 58,160 | $6,892,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 164,956 | $6,880,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 191,428 | $6,875,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 240,101 | $6,872,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 45,442 | $6,865,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 403,315 | $6,865,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 192,742 | $6,858,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 39,113 | $6,854,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 46,330 | $6,845,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 45,410 | $6,844,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,914,900 | $6,835,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 220,812 | $6,834,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 56,356 | $6,813,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 79,826 | $6,791,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,696,021 | $6,785,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 60,317 | $6,783,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 106,656 | $6,783,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 337,441 | $6,782,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,683,000 | $6,780,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 95,926 | $6,779,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,511,000 | $6,779,000 | thousands by filing date | principal |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 219,564 | $6,776,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 179,063 | $6,775,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 571,019 | $6,766,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 206,405 | $6,762,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 143,075 | $6,742,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 54,071 | $6,733,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 421,342 | $6,729,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 163,209 | $6,712,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 100,120 | $6,708,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 137,926 | $6,706,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 347,162 | $6,700,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 415,387 | $6,699,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 260,136 | $6,690,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 253,577 | $6,683,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 598,577 | $6,680,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 652,550 | $6,670,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 114,913 | $6,667,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,084,566 | $6,637,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 157,848 | $6,606,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 291,282 | $6,585,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 6,793,000 | $6,572,000 | thousands by filing date | principal |
| ICHOR HOLDINGS | G4740B105 | SHS | 244,477 | $6,552,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 253,475 | $6,529,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 271,791 | $6,528,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 126,191 | $6,524,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,143,000 | $6,524,000 | thousands by filing date | principal |
| MACERICH CO | 554382101 | COM | 118,555 | $6,517,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 172,810 | $6,509,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,349,128 | $6,503,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 104,016 | $6,480,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 361,503 | $6,474,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 642,267 | $6,468,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 331,981 | $6,447,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 289,498 | $6,438,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 900,167 | $6,437,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 96,200 | $6,431,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 122,853 | $6,429,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 597,524 | $6,429,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 366,517 | $6,422,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 124,049 | $6,421,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 87,105 | $6,415,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 217,020 | $6,385,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 76,709 | $6,374,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 64,920 | $6,373,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 302,025 | $6,358,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 143,447 | $6,334,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 404,725 | $6,330,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 242,355 | $6,318,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 35,219 | $6,306,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 272,647 | $6,304,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 270,657 | $6,291,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 136,897 | $6,273,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 435,683 | $6,273,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 267,302 | $6,261,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 197,273 | $6,254,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 170,160 | $6,237,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 240,741 | $6,226,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 408,175 | $6,225,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 87,721 | $6,222,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 299,423 | $6,222,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 148,825 | $6,217,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 242,575 | $6,210,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 85,579 | $6,202,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 457,731 | $6,202,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 70,600 | $6,198,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 441,536 | $6,195,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 927,891 | $6,189,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 768,789 | $6,154,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 240,585 | $6,147,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 166,321 | $6,135,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,426,002 | $6,132,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 195,062 | $6,117,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 137,952 | $6,100,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 304,712 | $6,094,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,282,014 | $6,089,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 90,989 | $6,073,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 628,100 | $6,059,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 79,308 | $6,052,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 187,822 | $6,044,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 76,323 | $6,029,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 237,450 | $6,007,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 77,640 | $6,001,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 139,099 | $5,988,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 641,423 | $5,985,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 50,653 | $5,981,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 451,507 | $5,965,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 346,777 | $5,964,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 158,510 | $5,930,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 487,116 | $5,929,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 376,235 | $5,926,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 228,691 | $5,921,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 4,900,000 | $5,908,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 59,016 | $5,896,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 205,505 | $5,890,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 306,397 | $5,884,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 337,296 | $5,866,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 99,875 | $5,847,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 218,670 | $5,845,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 298,570 | $5,841,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 155,895 | $5,831,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 263,293 | $5,827,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 89,093 | $5,807,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,880,500 | $5,803,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 444,239 | $5,797,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 456,169 | $5,784,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 965,956 | $5,776,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 179,841 | $5,774,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 222,316 | $5,771,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 921,113 | $5,758,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 100,409 | $5,754,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 428,472 | $5,742,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 604,162 | $5,740,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 489,825 | $5,736,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 244,565 | $5,727,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 256,502 | $5,713,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 479,037 | $5,696,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 91,440 | $5,693,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 549,503 | $5,687,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 428,182 | $5,678,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 466,978 | $5,675,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 584,890 | $5,668,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 41,770 | $5,664,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 208,118 | $5,661,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 121,043 | $5,656,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 191,947 | $5,656,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 375,753 | $5,644,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 579,056 | $5,640,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 262,438 | $5,637,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 482,881 | $5,635,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 104,733 | $5,634,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 147,655 | $5,633,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 263,920 | $5,629,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 168,995 | $5,625,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 505,783 | $5,624,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 44,001 | $5,618,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 323,388 | $5,618,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 48,143 | $5,616,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 503,500 | $5,609,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 271,278 | $5,607,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 135,673 | $5,600,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 297,921 | $5,592,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 76,301 | $5,576,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 90,961 | $5,575,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 467,542 | $5,573,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 44,743 | $5,572,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,278,796 | $5,566,000 | thousands by filing date | put |
| HORIZON GLOBAL CORP | 44052W104 | COM | 314,774 | $5,554,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 267,619 | $5,553,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 316,535 | $5,540,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 477,757 | $5,527,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 81,978 | $5,524,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 94,885 | $5,522,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 472,359 | $5,508,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,209,324 | $5,491,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 58,471 | $5,487,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 116,698 | $5,483,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 409,221 | $5,483,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 105,500 | $5,481,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 130,085 | $5,479,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 4,713,000 | $5,473,000 | thousands by filing date | principal |
| FIDELITY COMWLTH TR | 315912808 | COM | 21,424 | $5,467,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 213,558 | $5,465,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 98,195 | $5,465,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 177,534 | $5,458,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 113,882 | $5,454,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 127,125 | $5,452,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 93,910 | $5,451,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 628,254 | $5,447,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 336,270 | $5,418,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 231,211 | $5,416,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 97,504 | $5,411,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 199,775 | $5,410,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 384,670 | $5,393,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 149,061 | $5,393,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 249,133 | $5,391,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 575,965 | $5,373,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 359,519 | $5,365,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 303,609 | $5,350,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 126,880 | $5,348,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 190,027 | $5,348,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 532,142 | $5,343,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 124,403 | $5,342,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 137,682 | $5,335,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,399,983 | $5,334,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,218,300 | $5,332,000 | thousands by filing date | put |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 136,816 | $5,308,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 144,841 | $5,305,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 82,049 | $5,294,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 265,312 | $5,266,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 199,748 | $5,264,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 394,820 | $5,255,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 137,536 | $5,249,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 326,440 | $5,246,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 184,785 | $5,231,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 577,687 | $5,223,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 95,188 | $5,222,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 194,050 | $5,221,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 204,420 | $5,215,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,591,000 | $5,214,000 | thousands by filing date | principal |
| STAMPS COM INC | 852857200 | COM NEW | 25,704 | $5,209,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 113,141 | $5,205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 164,584 | $5,202,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 206,201 | $5,200,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 264,163 | $5,200,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 119,962 | $5,194,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 46,194 | $5,188,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 144,898 | $5,183,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 248,823 | $5,176,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 215,561 | $5,174,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 235,011 | $5,163,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 378,316 | $5,161,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 1,432,000 | $5,147,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 434,974 | $5,133,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 111,843 | $5,132,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000482 | this filing | 2017-11-09 | acceptance time not in the bulk data set |