13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 6,575 holding rows worth $322,945,812,000.
- Accession
- 0000072971-17-000482
- Filer
- CIK 72971
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 21,570 entries on the cover page, a total value of $322,945,812,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $322,945,812,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,000 | $6,000 | thousands by filing date | principal |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 1,951 | $6,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 2,180 | $6,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 1,000 | $6,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 3,144 | $6,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 20,000 | $6,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 1,295 | $6,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 18,700 | $5,000 | thousands by filing date | put |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 124 | $5,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,400 | $5,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 14,200 | $5,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 28,400 | $5,000 | thousands by filing date | put |
| CAMTEK LTD ORD | M20791105 | Stock | 975 | $5,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 14,800 | $5,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 82,000 | $5,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 600 | $5,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 10,000 | $5,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 7,500 | $5,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 388 | $5,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 18,000 | $5,000 | thousands by filing date | put |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,001 | $5,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,301 | $5,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 501 | $5,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 363 | $5,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 4,000 | $5,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 188 | $5,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $5,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 144 | $5,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 5,000 | $5,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 593 | $5,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 500 | $5,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,100 | $5,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,500 | $5,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 7,450 | $5,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 301 | $5,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 850 | $5,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 3,679 | $5,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 50 | $5,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 84 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 80 | $5,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 4,000 | $5,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 524 | $5,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 266 | $5,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 1,014 | $5,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 2,000 | $5,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 487 | $5,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 5,000 | $5,000 | thousands by filing date | principal |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 13,500 | $5,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,300 | $4,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 14,800 | $4,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 21,800 | $4,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 9,400 | $4,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 18,900 | $4,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,800 | $4,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 900 | $4,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 3,200 | $4,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 196 | $4,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,139 | $4,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,500 | $4,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 40,000 | $4,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 170 | $4,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 45,800 | $4,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 144 | $4,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 276 | $4,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 189 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 52 | $4,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 33,200 | $4,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 586 | $4,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 314 | $4,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 27,600 | $4,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 188 | $4,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,083 | $4,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 101 | $4,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 100 | $4,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 29,000 | $4,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,500 | $4,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,602 | $4,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 622 | $4,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 500 | $4,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 3,000 | $4,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 561 | $4,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 544 | $4,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 132 | $4,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 3,400 | $4,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 3,000 | $4,000 | thousands by filing date | principal |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,901 | $4,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 185 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 225 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 215 | $4,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 230 | $4,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 343 | $4,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,800 | $4,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 314 | $4,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 963 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 125 | $4,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 3,000 | $4,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,989 | $4,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $4,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 1,056 | $4,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 11,000 | $4,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,500 | $3,000 | thousands by filing date | put |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 55 | $3,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 133 | $3,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 127 | $3,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 5,400 | $3,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 7,001 | $3,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 352 | $3,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 790 | $3,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 237 | $3,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 201 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 85 | $3,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 1,958 | $3,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 5,000 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 600 | $3,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 783 | $3,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 12,000 | $3,000 | thousands by filing date | put |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,000 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 200 | $3,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,040 | $3,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 350 | $3,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 300 | $3,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1,108 | $3,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 257 | $3,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 161 | $3,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 5,000 | $3,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 1,731 | $3,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 10,000 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 778 | $3,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 901 | $3,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 11,937 | $3,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 250 | $3,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,400 | $2,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 8,400 | $2,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 1,000 | $2,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 5,200 | $2,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 31 | $2,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,000 | $2,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 207,000 | $2,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 55,000 | $2,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 39 | $2,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,900 | $2,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 23,900 | $2,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 50 | $2,000 | thousands by filing date | put |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 37 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 116,000 | $2,000 | thousands by filing date | call |
| FULGENT GENETICS INC | 359664109 | COM | 500 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 52 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 80 | $2,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 301 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 500 | $2,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 95 | $2,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 898 | $2,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 75 | $2,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 41,100 | $2,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 407 | $2,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 73 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 133 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 209 | $2,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 398 | $2,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 1,000 | $2,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 313 | $2,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 436 | $2,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 1,000 | $2,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 800 | $2,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 1,062 | $2,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 41 | $2,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,718 | $2,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 6,200 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,001 | $2,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,000 | $2,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 88 | $2,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 100 | $2,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $2,000 | thousands by filing date | principal |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 602 | $2,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 100 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 173 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 803 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 78 | $2,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 500 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 367 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 71 | $2,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 500 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 97 | $2,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 1,002 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 75 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 160 | $2,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 250 | $2,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 833 | $2,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 387 | $2,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 180 | $2,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 1,003 | $2,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 674 | $2,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 901 | $2,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 1,095 | $2,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 3,623 | $2,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,200 | $1,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 64,100 | $1,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 900 | $1,000 | thousands by filing date | put |
| iShares Russell Midcap ETF | 464287499 | SHS | 5 | $1,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 15,900 | $1,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 12,500 | $1,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 800 | $1,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 158 | $1,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 75,000 | $1,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 375 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 25 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 203 | $1,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 600 | $1,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,700 | $1,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 21,500 | $1,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,240 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 301 | $1,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 205 | $1,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 50,000 | $1,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 700 | $1,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 592 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 471 | $1,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 283 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 86 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 251 | $1,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 15 | $1,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 701 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 438 | $1,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 330 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 101 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 501 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 425 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 150 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 38,500 | $1,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 834 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 50,000 | $1,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 794 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 200 | $1,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 642 | $1,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 20 | $1,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 100 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 135 | $1,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 15,000 | $1,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,351 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 620 | $1,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 500 | $1,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,000 | $1,000 | thousands by filing date | principal |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 300 | $1,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 18,000 | $1,000 | thousands by filing date | call |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 100 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,000 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 453 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 200 | $1,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 6 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 267 | $1,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 1,028 | $1,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 500 | $1,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 300 | $1,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 138 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 168 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 847 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 358 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 2,550 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 176 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 3,900 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 450 | $1,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 75 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,200 | $1,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 550 | $1,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 1,000 | $1,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 143 | $1,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,000 | $1,000 | thousands by filing date | principal |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,550 | $1,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 417 | $1,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 1,000 | $1,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 500 | $1,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 667 | $1,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 2,332 | $1,000 | thousands by filing date | |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 250 | $1,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,000 | $1,000 | thousands by filing date | principal |
| BAY BANCORP INC | 07203T106 | COM | 101 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 3,190 | $1,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TJX Companies Inc | 872540109 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F676 | COM | 1,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 21,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 5,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 5,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 18,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 14,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 41,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STANTEC INC COM | 85472N109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 8,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 13,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 645 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRT APARTMENTS CORP | 055645303 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIEBERT FINL CORP | 826176109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARRIZO OIL & GAS INC | 144577103 | COM | 47,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAYS J W INC | 578473100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223305 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CKX LDS INC | 12562N104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DAXOR CORP | 239467103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOOG INC | 615394301 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RENN FD INC | 759720105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRAY MEDIA INC | 389375205 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Etfmg Prime Mobile | 26924G409 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLEN BURNIE BANCORP | 377407101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USD PARTNERS LP LP | 903318103 | STOK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMN FINL INC | 40424G108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIX INC | 30712A103 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST CAP CR CORP | 41753F109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPASS INC | 46261V108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTA FUNDING INC | 046220109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DANAOS CORP | Y1968P105 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP INC | 172967226 | WARRANT | 2,038 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUZZI S P A | 63905A101 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOPFED BANCORP INC | 439734104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H201 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WSI INDS INC | 92932Q102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WVS FINL CORP | 929358109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNICO AMERN CORP | 904607108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAS MED SYS INC | 124769209 | COM | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTRICON CORP | 46121H109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROCENTURY CORP | 007737109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL SEC GROUP INC | 637546102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD | 88337K104 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELTEK LTD | M40184109 | ORD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H453 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000482 | this filing | 2017-11-09 | acceptance time not in the bulk data set |