13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-28, with 6,626 holding rows worth $307,763,785,000.
- Accession
- 0000072971-17-000332
- Filer
- CIK 72971
- Filed
- 2017-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 20,091 entries on the cover page, a total value of $307,763,785,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,763,785,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 126 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 400 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 256 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 406 | $6,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 2,800 | $6,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 7,060 | $6,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,000 | $6,000 | thousands by filing date | principal |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 266 | $6,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 313 | $6,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,000 | $6,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 12,340 | $6,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 1,200 | $6,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 443 | $6,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 500 | $6,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 22,000 | $5,000 | thousands by filing date | call |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 200 | $5,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 134 | $5,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 122 | $5,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 20,000 | $5,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,000 | $5,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 20,000 | $5,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 114 | $5,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 40,000 | $5,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 788 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 761 | $5,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 363 | $5,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 501 | $5,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 1,500 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 96 | $5,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 4,000 | $5,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 113 | $5,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 5,000 | $5,000 | thousands by filing date | principal |
| ZION OIL & GAS INC | 989696109 | COM | 4,193 | $5,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 501 | $5,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 4,000 | $5,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,435 | $5,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 107,100 | $5,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 5,934 | $5,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 9,550 | $5,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 3,200 | $5,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 301 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 203 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 116 | $5,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 3,312 | $5,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,000 | $5,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 85 | $5,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,800 | $5,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 200 | $5,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 1,160 | $5,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,700 | $5,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 802 | $5,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 300 | $5,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 5,000 | $5,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 7,000 | $5,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 5,000 | $5,000 | thousands by filing date | principal |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 11,937 | $5,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 5,974 | $5,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 40 | $4,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,510 | $4,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 30,004 | $4,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 26,500 | $4,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 7,059 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 35,600 | $4,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 20,500 | $4,000 | thousands by filing date | put |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 238 | $4,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 4,000 | $4,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 425 | $4,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,099 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 51 | $4,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 212,400 | $4,000 | thousands by filing date | call |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 744 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 200 | $4,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 188 | $4,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 2,071 | $4,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 1,858 | $4,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 851 | $4,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 239 | $4,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 1,000 | $4,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 1,000 | $4,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 783 | $4,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,022 | $4,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 27,000 | $4,000 | thousands by filing date | put |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,000 | $4,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 1,812 | $4,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 40,000 | $4,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 301 | $4,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,792 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,001 | $4,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $4,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 157 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,000 | $4,000 | thousands by filing date | principal |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 185 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 225 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 215 | $4,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 3,254 | $4,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 10,000 | $4,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,989 | $4,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 75 | $3,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,249 | $3,000 | thousands by filing date | put |
| AC IMMUNE SA | H00263105 | SHS | 250 | $3,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 10,000 | $3,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 10,000 | $3,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 10,000 | $3,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 22,100 | $3,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 7,500 | $3,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,400 | $3,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,000 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 100 | $3,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 150 | $3,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,000 | $3,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 192 | $3,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 64,600 | $3,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,107 | $3,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 100 | $3,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 56 | $3,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 2,139 | $3,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 201 | $3,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,600 | $3,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 28,930 | $3,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,030 | $3,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,050 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,241,724 | $3,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 6,502 | $3,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 2,000 | $3,000 | thousands by filing date | principal |
| GOLDFIELD CORP | 381370105 | COM | 450 | $3,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,750 | $3,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 287 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 200 | $3,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 1,039 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 50 | $3,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 640 | $3,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 343 | $3,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q408 | COM PAR | 1,641 | $3,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 309 | $3,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $3,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 4,000 | $3,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 1,676 | $3,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 833 | $3,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 114 | $3,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 449 | $3,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 1,731 | $3,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 2,500 | $3,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,000 | $2,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 1,200 | $2,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,000 | $2,000 | thousands by filing date | call |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 42 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,200 | $2,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 21,200 | $2,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 10,000 | $2,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 400 | $2,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 12,400 | $2,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 128 | $2,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,600 | $2,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 26,400 | $2,000 | thousands by filing date | put |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 102 | $2,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 300 | $2,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,000 | $2,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 330 | $2,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 790 | $2,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 301 | $2,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 75 | $2,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 5,000 | $2,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 63 | $2,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,500 | $2,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 400 | $2,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 100 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 133 | $2,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 70 | $2,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 342 | $2,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 5,000 | $2,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 82 | $2,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 304 | $2,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 45,000 | $2,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 1,250 | $2,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 3,000 | $2,000 | thousands by filing date | principal |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 800 | $2,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 41 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 109 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,401 | $2,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,000 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 80 | $2,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 100 | $2,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 602 | $2,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 200 | $2,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 66 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 800 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 97 | $2,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 350 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 50 | $2,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 1,000 | $2,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 1,000 | $2,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,550 | $2,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 2,332 | $2,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 2,190 | $2,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 250 | $2,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 5,440 | $2,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 78,800 | $1,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 18,800 | $1,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 13,100 | $1,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 102,200 | $1,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 3,000 | $1,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 34,600 | $1,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 50 | $1,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 10,400 | $1,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 375 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 50,000 | $1,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 16 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 345 | $1,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 90 | $1,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 305 | $1,000 | thousands by filing date | put |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 146 | $1,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 592 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 460 | $1,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 192 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 86 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 251 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 300 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 361 | $1,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 330 | $1,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 225 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 101 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 425 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 400 | $1,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 210 | $1,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 112 | $1,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 275 | $1,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 182 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 8,600 | $1,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 74 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 201 | $1,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 642 | $1,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 52 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 32 | $1,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 3,000 | $1,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 388 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 341 | $1,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 201 | $1,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 100 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,000 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 453 | $1,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 120 | $1,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 142 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 50 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 267 | $1,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 45 | $1,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $1,000 | thousands by filing date | principal |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 231 | $1,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 500 | $1,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 300 | $1,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 125 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 172 | $1,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 468 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 2,148 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 209 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 658 | $1,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 896 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 176 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,200 | $1,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 182 | $1,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 56 | $1,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 43 | $1,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 100 | $1,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 21 | $1,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 5,000 | $1,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 653 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 200 | $1,000 | thousands by filing date | |
| GENVEC INC | 37246C406 | COM PAR | 130 | $1,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 50 | $1,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Chubb Limited | H1467J104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Eli Lilly and Company | 532457108 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TJX Companies Inc | 872540109 | COM | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UnitedHealth Group Inc | 91324P102 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DTE ENERGY CO COM | 233331107 | Stock | 4,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STANTEC INC COM | 85472N109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 14,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHIO VY BANC CORP | 677719106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 14,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PDC ENERGY INC | 69327R101 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 160,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 633 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIEBERT FINL CORP | 826176109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTRUST BANKS INC | 867914103 | COM | 30,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BB & T CORP | 054937107 | COM | 18 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HCP INC | 40414L109 | COM | 11,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223305 | CL B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CKX LDS INC | 12562N104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DAXOR CORP | 239467103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOOG INC | 615394301 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RENN FD INC | 759720105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRAY MEDIA INC | 389375205 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Community West Bancshares | 204157101 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 901 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Etfmg Prime Mobile | 26924G409 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLEN BURNIE BANCORP | 377407101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMN FINL INC | 40424G108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STARTEK INC | 85569C107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIX INC | 30712A103 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 11,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 3,006 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIBER INC | 17163B102 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 27,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMERO MNG CORP | 74164W106 | COM | 302 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDI CORP | 125071100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IPASS INC | 46261V108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHEAST BANCORP | 663904209 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASTA FUNDING INC | 046220109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEROKEE INC | 16444H102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RELM WIRELESS CORP | 759525108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DANAOS CORP | Y1968P105 | SHS | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 397 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP INC | 172967226 | WARRANT | 2,038 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUZZI S P A | 63905A101 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000332 | this filing | 2017-04-28 | acceptance time not in the bulk data set |