13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-01, with 6,606 holding rows worth $283,306,967,000.
- Accession
- 0000072971-17-000235
- Filer
- CIK 72971
- Filed
- 2017-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 19,945 entries on the cover page, a total value of $283,306,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,306,967,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,653 | $4,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,750 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,001 | $4,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $4,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 158 | $4,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,080 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,000 | $4,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 301 | $4,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 185 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 215 | $4,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 3,254 | $4,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 84 | $4,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 3,000 | $4,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 6,233 | $4,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,989 | $4,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 315 | $4,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,000 | $4,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 700 | $4,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 1,236 | $4,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 500 | $4,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 651 | $4,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 12,005 | $4,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 5,440 | $4,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 12,747 | $4,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 75 | $3,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 74,900 | $3,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 54,500 | $3,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 31,518 | $3,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 28,800 | $3,000 | thousands by filing date | put |
| AC IMMUNE SA | H00263105 | SHS | 250 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 150,000 | $3,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 31,300 | $3,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 2,500 | $3,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 23,200 | $3,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 68,000 | $3,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 33,000 | $3,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,900 | $3,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 25,000 | $3,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 31,800 | $3,000 | thousands by filing date | put |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,000 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 100 | $3,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 303 | $3,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 4,000 | $3,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 160,000 | $3,000 | thousands by filing date | call |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 790 | $3,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 50,000 | $3,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 63 | $3,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 312 | $3,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 201 | $3,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 390 | $3,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,001 | $3,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,050 | $3,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 20,300 | $3,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 1,250 | $3,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,000 | $3,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,241 | $3,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 6,502 | $3,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 627 | $3,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 2,000 | $3,000 | thousands by filing date | principal |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 6,000 | $3,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 500 | $3,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 287 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,000 | $3,000 | thousands by filing date | principal |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 200 | $3,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 1,039 | $3,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 2,227 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 50 | $3,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 640 | $3,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 343 | $3,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 800 | $3,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 2,800 | $3,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 309 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 103 | $3,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $3,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 191 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 83 | $3,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 2,332 | $3,000 | thousands by filing date | |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 260 | $3,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $2,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 60,300 | $2,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 13 | $2,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 17 | $2,000 | thousands by filing date | put |
| iShares Russell Midcap ETF | 464287499 | SHS | 140 | $2,000 | thousands by filing date | put |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 100 | $2,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 85,900 | $2,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 21 | $2,000 | thousands by filing date | put |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 42 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,400 | $2,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 50,000 | $2,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 128 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 150,000 | $2,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 300 | $2,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 36,300 | $2,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 705 | $2,000 | thousands by filing date | put |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 592 | $2,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 330 | $2,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 429 | $2,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 301 | $2,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 75 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 152,500 | $2,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 18 | $2,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,501 | $2,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 400 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 133 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 210 | $2,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,000 | $2,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 24,200 | $2,000 | thousands by filing date | call |
| LUNA INNOVATIONS INC | 550351100 | COM | 1,551 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 851 | $2,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 757 | $2,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 901 | $2,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 3,025 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,307 | $2,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 800 | $2,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 26,600 | $2,000 | thousands by filing date | call |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 41 | $2,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 301 | $2,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 3,550 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 80 | $2,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 80 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 200 | $2,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 66 | $2,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 1,875 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 97 | $2,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 2,000 | $2,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 539 | $2,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,200 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 50 | $2,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 2,000 | $2,000 | thousands by filing date | principal |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 215 | $2,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 5,000 | $2,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 1,320 | $2,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 150 | $2,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 2,500 | $2,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 47,600 | $1,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 40 | $1,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 17 | $1,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 10,300 | $1,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 100 | $1,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 5,208 | $1,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 5,200 | $1,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 353 | $1,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 200 | $1,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 19,600 | $1,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 50 | $1,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 550 | $1,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 100 | $1,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 375 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 34 | $1,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 500 | $1,000 | thousands by filing date | put |
| JBT MAREL CORPORATION | 477839104 | COM | 900 | $1,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 15 | $1,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 500 | $1,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 500 | $1,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,300 | $1,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 66,000 | $1,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 99,800 | $1,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 30,200 | $1,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 91 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 159 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 460 | $1,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 159 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 86 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 251 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 427 | $1,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 225 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 101 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 425 | $1,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 200 | $1,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 63 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 400 | $1,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 600 | $1,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 125,400 | $1,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 111 | $1,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 275 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 12,800 | $1,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 11,000 | $1,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,000 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 32 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 52,400 | $1,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 422 | $1,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 3,006 | $1,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 31,200 | $1,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 75 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 109 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 340 | $1,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 200 | $1,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,157 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 12,050 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 206 | $1,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 146 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,000 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 453 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,000 | $1,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 142 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 267 | $1,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $1,000 | thousands by filing date | principal |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 602 | $1,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 200 | $1,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 232 | $1,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 500 | $1,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 300 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 932 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 112 | $1,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 2,000 | $1,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 420 | $1,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 375 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 2,126 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 209 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 558 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 377 | $1,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 140 | $1,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 833 | $1,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 182 | $1,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,000 | $1,000 | thousands by filing date | principal |
| WOORI BK | 98105T104 | ADR | 19 | $1,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | principal |
| FORM HLDGS CORP COM | 34634E102 | Stock | 314 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 311 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 318 | $1,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 334 | $1,000 | thousands by filing date | |
| DRYSHIPS INC COM PAR NEW | Y2109Q309 | Stock | 139 | $1,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 595 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 1,376 | $1,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 50 | $1,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 14,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CSX Corporation | 126408103 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Morgan Stanley | 617446448 | COM | 24,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Southern Company | 842587107 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Waste Management, Inc. | 94106L109 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CANADIANNATLRYCOF | 136375102 | STOK | 290,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HERSHEY CO COM | 427866108 | Stock | 104 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MATADOR RES CO COM | 576485205 | Stock | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WELLTOWER INC COM | 95040Q104 | REIT | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M & T BK CORP COM | 55261F104 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 25,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALBEMARLE CORP | 012653101 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OHIO VY BANC CORP | 677719106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIMULATIONS PLUS INC | 829214105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 345 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEALED AIR CORP NEW | 81211K100 | COM | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 634 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIEBERT FINL CORP | 826176109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM FIN INC COM | 12574Q103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223305 | CL B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CKX LDS INC | 12562N104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DAXOR CORP | 239467103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOOG INC | 615394301 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENN FD INC | 759720105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRAY MEDIA INC | 389375205 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Community West Bancshares | 204157101 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 60 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Dow Chemical Company | 260543103 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JERNIGAN CAP INC | 476405105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLEN BURNIE BANCORP | 377407101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HMN FINL INC | 40424G108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STARTEK INC | 85569C107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFIMED N V | N01045108 | COM | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIX INC | 30712A103 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIVE SOFTWARE INC | 47760A108 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIBER INC | 17163B102 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 54,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN REFNG INC | 959319104 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AIXTRON SE | 009606104 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMERO MNG CORP | 74164W106 | COM | 302 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDI CORP | 125071100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W101 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPASS INC | 46261V108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHEAST BANCORP | 663904209 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ASTA FUNDING INC | 046220109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEROKEE INC | 16444H102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELM WIRELESS CORP | 759525108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DANAOS CORP | Y1968P105 | SHS | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CITIGROUP INC | 172967226 | WARRANT | 2,038 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUZZI S P A | 63905A101 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOPFED BANCORP INC | 439734104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CORD BLOOD CORP | G21107100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000235 | this filing | 2017-02-01 | acceptance time not in the bulk data set |