13F-HR/A filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR/A for the quarter ended 2014-03-31, filed 2014-08-12, with 6,378 holding rows worth $235,217,439,000.
- Accession
- 0000072971-14-000537
- Filer
- CIK 72971
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, amendment of type restatement, 19,899 entries on the cover page, a total value of $235,217,439,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,217,439,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 100 | $6,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 387 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 5,600 | $6,000 | thousands by filing date | put |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 98 | $6,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 201 | $6,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 601 | $6,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 135 | $6,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 328 | $6,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 2,546 | $6,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 500 | $6,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 23,300 | $6,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 6,800 | $6,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 104 | $6,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,322 | $6,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 5,000 | $6,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 312 | $6,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 500 | $6,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 566 | $6,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 451 | $6,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,810 | $6,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 140 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 300 | $6,000 | thousands by filing date | |
| SPORT CHALET INC | 849163308 | CLB | 5,075 | $6,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 128 | $6,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 300 | $6,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 6,000 | $6,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 4,000 | $5,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 61,900 | $5,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 325 | $5,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,431 | $5,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 300 | $5,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 200 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 100 | $5,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 8,500 | $5,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,001 | $5,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 361 | $5,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 542 | $5,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 750 | $5,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 701 | $5,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 200 | $5,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 568 | $5,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 120 | $5,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 2,290 | $5,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 2,450 | $5,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 205 | $5,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 90 | $5,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 308 | $5,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 859 | $5,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 727 | $5,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 4,000 | $5,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 382 | $5,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 300 | $5,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 151 | $5,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 834 | $5,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 600 | $5,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,000 | $5,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 3,500 | $5,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 605 | $5,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 500 | $5,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 230 | $5,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 1,740 | $5,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 400 | $5,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,150 | $5,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 1,300 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 200 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 300 | $5,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 188 | $5,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 1,600 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 269 | $5,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 525 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 200 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 146 | $5,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 3,226 | $5,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 551 | $5,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 2,000 | $5,000 | thousands by filing date | principal |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 250 | $5,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 31,100 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,000 | $4,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 501 | $4,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 2,500 | $4,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 501 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,700 | $4,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,200 | $4,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 542 | $4,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 351 | $4,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 500 | $4,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 100 | $4,000 | thousands by filing date | put |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 284 | $4,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 240 | $4,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 1,400 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,500 | $4,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 541 | $4,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 500 | $4,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 982 | $4,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 30,600 | $4,000 | thousands by filing date | put |
| INCONTACT INC | 45336E109 | COM | 464 | $4,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 2,500 | $4,000 | thousands by filing date | put |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 500 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 3,000 | $4,000 | thousands by filing date | principal |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 16,800 | $4,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 10,396 | $4,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 2,000 | $4,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 301 | $4,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 1,068 | $4,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 200 | $4,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,250 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,000 | $4,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 3,000 | $4,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 2,823 | $4,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 925 | $4,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 2,700 | $4,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 200 | $4,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 64,813 | $4,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 1,097 | $4,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 250 | $4,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 300 | $3,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 1,500 | $3,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 76,200 | $3,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 27,100 | $3,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100 | $3,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 201 | $3,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,300 | $3,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 900 | $3,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,600 | $3,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 460 | $3,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 600 | $3,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 301 | $3,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 76 | $3,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 763 | $3,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,000 | $3,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 156 | $3,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,500 | $3,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 627 | $3,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 5,000 | $3,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 1,608 | $3,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 2,284 | $3,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 1,004 | $3,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 330 | $3,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,001 | $3,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 1,000 | $3,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 400 | $3,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 7,077 | $3,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 107 | $3,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 2,500 | $3,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 234 | $3,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 903 | $3,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 2,000 | $3,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 200 | $3,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $3,000 | thousands by filing date | principal |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 300 | $3,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 600 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 100 | $3,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 726 | $3,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 700 | $3,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 1,001 | $3,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 1,000 | $3,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 6,332 | $3,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 184 | $3,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 518 | $3,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 525 | $3,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 2,000 | $3,000 | thousands by filing date | |
| VILLAGE BK & TR FINANCIAL CO | 92705T101 | COM | 1,989 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 200 | $3,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 300 | $3,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,000 | $2,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 5,000 | $2,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 1,600 | $2,000 | thousands by filing date | put |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,100 | $2,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 18,300 | $2,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,000 | $2,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 35,000 | $2,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 75 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 74 | $2,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 201 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $2,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 1,300 | $2,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 54 | $2,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 300 | $2,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 86 | $2,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 300 | $2,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 18,500 | $2,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 34 | $2,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 400 | $2,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 89 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 885 | $2,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 151 | $2,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 501 | $2,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 170 | $2,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 1,800 | $2,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 1,000 | $2,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,050 | $2,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 216 | $2,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,000 | $2,000 | thousands by filing date | put |
| APPLOVIN CORP CLASS A | 023850100 | COM | 4,500 | $2,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 501 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 263 | $2,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 101 | $2,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 103 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Transition Therapeutics, Inc. | 893716209 | COM | 225 | $2,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| BLYTH INC | 09643P207 | COM NEW | 218 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 1,000 | $2,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 289 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 200 | $2,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 11,800 | $2,000 | thousands by filing date | put |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 1,206 | $2,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 3,000 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 1,100 | $2,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 1,355 | $2,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 191 | $2,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 1,500 | $2,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 1,201 | $2,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 502 | $2,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 100 | $2,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 4,023 | $2,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 2,000 | $2,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,000 | $2,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 1,000 | $2,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 200 | $2,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 800 | $2,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 6,846 | $2,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 1,000 | $2,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 80 | $2,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 267 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 19 | $2,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 300 | $2,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 376 | $2,000 | thousands by filing date | |
| TELIK INC | 87959M208 | COM NEW | 1,290 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 301 | $2,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 800 | $2,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 42 | $2,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 32 | $2,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 228 | $2,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 100 | $2,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 30,000 | $1,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 200 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464287168 | COM | 1,300 | $1,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 2,700 | $1,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 4,100 | $1,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 500 | $1,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 30,000 | $1,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 1,600 | $1,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 600 | $1,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 100,000 | $1,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,000 | $1,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,200 | $1,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 9,000 | $1,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $1,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 16,700 | $1,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 200 | $1,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $1,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $1,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 30,000 | $1,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,700 | $1,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 10,000 | $1,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 28 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 437 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,500 | $1,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 6,500 | $1,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 346 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 30,000 | $1,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 17 | $1,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 44 | $1,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 7 | $1,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,100 | $1,000 | thousands by filing date | put |
| ALLOT LTD | M0854Q105 | SHS | 100 | $1,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 82 | $1,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 308 | $1,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 24,000 | $1,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,500 | $1,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 700 | $1,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 5,000 | $1,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 600 | $1,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 155 | $1,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 100 | $1,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 300 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 800 | $1,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 1,134 | $1,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 101 | $1,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 60 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,120 | $1,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 200 | $1,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 100 | $1,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 100 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 327 | $1,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 201 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 201 | $1,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 412 | $1,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 4,000 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 450 | $1,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 750 | $1,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 26 | $1,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 500 | $1,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 101 | $1,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 453 | $1,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 19 | $1,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 400 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 51 | $1,000 | thousands by filing date | |
| SPORT CHALET INC | 849163209 | CL A | 525 | $1,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 263 | $1,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 2,038 | $1,000 | thousands by filing date | |
| CRUMBS BAKE SHOP | 228803102 | COM | 1,000 | $1,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 400 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 600 | $1,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 500 | $1,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 800 | $1,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 250 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 28 | $1,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 29,740 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 437 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 254 | $1,000 | thousands by filing date | |
| CHINA GENGSHENG MINERALS INC | 16942P101 | Cmn | 3,000 | $1,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 400 | $1,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 200 | $1,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 104 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 120 | $1,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 125 | $1,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 350 | $1,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 13 | $1,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AK4 | NOTE 10.000% 6/0 DELETED | 7,000 | $1,000 | thousands by filing date | principal |
| Adobe Inc | 00724F101 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ConocoPhillips | 20825C104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CSX Corporation | 126408103 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Honeywell Technologies | 438516106 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Lowes Companies,Inc. | 548661107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 13,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vanguard Energy ETF | 92204A306 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 3,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLOROX CO DEL | 189054109 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WALGREEN CO | 931422109 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WEYCO GROUP INC COM | 962149100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDERS INC COM | 014752109 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EBAY INC. COM | 278642103 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VSE CORP COM | 918284100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAE INC COM | 124765108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANTEC INC COM | 85472N109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 3M CO COM | 88579Y101 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| B2GOLD CORP COM | 11777Q209 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIPTREE INC | 88822Q103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AXOGEN INC | 05463X106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OCEANFIRST FINL CORP | 675234108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OHIO VY BANC CORP | 677719106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMULATIONS PLUS INC | 829214105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGILYSYS INC | 00847J105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHU INC | 192576106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICOR CORP | 925815102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LHC GROUP | 50187A107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTEN TRANSPORT LTD | 573075108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VMWARE, INC. | 928563402 | CL A COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OFS CAPITAL CORP | 67103B100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 2,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RAYTHEON CO | 755111507 | COM NEW | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WINMARK CORP | 974250102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACNB CORP | 000868109 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CREXENDO INC | 226552107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRT APARTMENTS CORP | 055645303 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AUDIOCODES LTD | M15342104 | ORD | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIEBERT FINL CORP | 826176109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEWLETT PACKARD CO | 428236103 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARBONITE INC | 141337105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SILICOM LTD | M84116108 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lifetime Brands Inc | 53222Q103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN CO | 276317104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SB FINL GROUP INC | 78408D105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNWELL INDS INC | 068221100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION BANKSHARES INC | 905400107 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000443 | superseded | 2014-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000466 | superseded | 2014-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000537 | this filing | 2014-08-12 | acceptance time not in the bulk data set |