13F-HR/A filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR/A for the quarter ended 2014-03-31, filed 2014-05-15, with 6,378 holding rows worth $235,217,439,000.
- Accession
- 0000072971-14-000466
- Filer
- CIK 72971
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, amendment of type restatement, 19,899 entries on the cover page, a total value of $235,217,439,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,217,439,000 with VALUE read as thousands by filing date, 13F file number 028-00165. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY CASINOS INC | 156492100 | COM | 2,020,957 | $14,490,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 608,865 | $14,479,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 3,194,396 | $14,471,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 208,477 | $14,469,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 443,844 | $14,429,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 255,593 | $14,418,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 243,335 | $14,415,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 314,324 | $14,411,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,311,074 | $14,382,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 467,530 | $14,381,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 359,554 | $14,378,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 215,244 | $14,337,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 974,452 | $14,266,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 260,692 | $14,250,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 508,710 | $14,193,000 | thousands by filing date | |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 2,750,000 | $14,158,000 | thousands by filing date | principal |
| SPANSION INC | 84649R200 | COM CL A NEW | 811,302 | $14,133,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 255,991 | $14,110,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 228,271 | $14,099,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 194,316 | $14,087,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 261,191 | $14,078,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 391,695 | $14,073,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 520,073 | $14,068,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 247,779 | $14,066,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 382,988 | $14,059,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 335,133 | $14,053,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 285,821 | $14,033,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,167,121 | $14,018,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 126,146 | $13,975,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 703,225 | $13,972,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 366,063 | $13,940,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 538,392 | $13,913,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 264,869 | $13,904,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 468,680 | $13,887,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 78,400 | $13,834,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 323,347 | $13,826,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 393,150 | $13,824,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 291,902 | $13,737,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 328,196 | $13,732,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 278,843 | $13,725,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 241,216 | $13,721,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 882,189 | $13,709,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 645,900 | $13,706,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 358,970 | $13,702,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,186,288 | $13,694,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 317,462 | $13,657,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 251,863 | $13,651,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 320,514 | $13,650,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 296,602 | $13,620,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 566,329 | $13,614,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 108,291 | $13,600,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 502,978 | $13,575,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 133,591 | $13,563,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 761,563 | $13,481,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,886,201 | $13,467,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 337,919 | $13,466,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 490,382 | $13,451,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 918,705 | $13,440,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 568,651 | $13,431,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 1,298,540 | $13,414,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 203,302 | $13,404,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 235,708 | $13,390,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 254,769 | $13,385,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 743,894 | $13,375,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 296,860 | $13,369,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,303,477 | $13,361,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 550,903 | $13,342,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 560,770 | $13,341,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 781,947 | $13,341,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 404,255 | $13,328,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 2,015,350 | $13,321,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 370,415 | $13,298,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 489,193 | $13,295,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 212,064 | $13,294,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 386,493 | $13,276,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 103,234 | $13,256,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 302,420 | $13,210,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 664,031 | $13,208,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,073,278 | $13,159,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 107,966 | $13,107,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 350,935 | $13,107,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 334,475 | $13,091,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 477,499 | $13,089,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 164,124 | $13,085,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 118,647 | $13,052,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 460,452 | $13,044,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 122,489 | $13,022,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 570,902 | $12,999,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 550,832 | $12,994,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 194,286 | $12,946,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 285,948 | $12,933,000 | thousands by filing date | |
| MGC | 921910873 | COM | 202,243 | $12,919,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 399,749 | $12,901,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,395,369 | $12,893,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 549,686 | $12,884,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 244,761 | $12,871,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 86,433 | $12,864,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 363,577 | $12,856,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 371,005 | $12,830,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 785,576 | $12,804,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 898,406 | $12,802,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 69,130 | $12,802,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 560,005 | $12,791,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 233,917 | $12,788,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 357,428 | $12,761,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 1,292,874 | $12,761,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 9,032,000 | $12,747,000 | thousands by filing date | principal |
| MACERICH CO | 554382101 | COM | 204,382 | $12,738,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 353,028 | $12,710,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 541,599 | $12,700,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 168,437 | $12,642,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 401,675 | $12,633,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 217,740 | $12,630,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 734,522 | $12,597,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 8,883,000 | $12,592,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 595,406 | $12,557,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 266,901 | $12,531,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 744,727 | $12,526,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 116,561 | $12,499,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 364,010 | $12,493,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 338,131 | $12,491,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 929,210 | $12,469,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 727,225 | $12,421,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 206,773 | $12,411,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 107,692 | $12,395,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 205,931 | $12,375,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 296,957 | $12,360,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 186,764 | $12,358,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 541,163 | $12,344,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 271,010 | $12,337,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 485,295 | $12,288,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 607,299 | $12,286,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 10,710 | $12,283,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 329,215 | $12,283,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 201,777 | $12,273,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 426,671 | $12,258,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 204,589 | $12,250,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,484,378 | $12,231,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 13,081,000 | $12,215,000 | thousands by filing date | principal |
| CINTAS CORP COM | 172908105 | Stock | 204,791 | $12,207,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 437,912 | $12,195,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 352,229 | $12,131,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 504,812 | $12,106,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818AB7 | CNV | 5,060,000 | $12,096,000 | thousands by filing date | principal |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 547,370 | $12,091,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 450,631 | $12,045,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 407,002 | $12,032,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 1,694,993 | $12,017,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 230,884 | $12,002,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,860,242 | $11,962,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 245,824 | $11,962,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 397,658 | $11,949,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 297,346 | $11,915,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 701,051 | $11,910,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 630,040 | $11,908,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 79,724 | $11,871,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 266,619 | $11,864,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 174,199 | $11,856,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 439,756 | $11,826,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 283,476 | $11,801,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 435,156 | $11,762,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 561,274 | $11,736,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 330,193 | $11,735,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 4,502,000 | $11,734,000 | thousands by filing date | principal |
| WAFD INC | 938824109 | COM | 502,607 | $11,712,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 658,879 | $11,695,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 619,127 | $11,689,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 200,930 | $11,668,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 139,903 | $11,656,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 461,418 | $11,646,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 179,190 | $11,640,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 246,888 | $11,630,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 172,679 | $11,622,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 222,140 | $11,613,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 426,252 | $11,603,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 324,189 | $11,583,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 127,196 | $11,560,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 296,732 | $11,537,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 459,737 | $11,535,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 193,580 | $11,531,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 362,433 | $11,525,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 839,164 | $11,513,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 168,463 | $11,501,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 164,169 | $11,490,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 301,688 | $11,488,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 641,622 | $11,446,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 588,488 | $11,446,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 499,679 | $11,443,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 226,109 | $11,439,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 325,195 | $11,430,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 471,399 | $11,427,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 733,854 | $11,411,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 251,540 | $11,409,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 434,739 | $11,395,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 9,925,000 | $11,390,000 | thousands by filing date | principal |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 387,695 | $11,379,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,302,878 | $11,322,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 423,458 | $11,299,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 111,490 | $11,287,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 114,194 | $11,286,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 242,031 | $11,273,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 179,250 | $11,250,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 712,175 | $11,249,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 119,706 | $11,225,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 166,536 | $11,215,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 324,960 | $11,205,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 253,834 | $11,201,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 245,831 | $11,192,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,241,946 | $11,178,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 279,271 | $11,176,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 288,925 | $11,167,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 849,696 | $11,096,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 779,162 | $11,095,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 212,859 | $11,094,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 348,331 | $11,078,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 491,475 | $11,078,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 396,670 | $11,048,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 299,922 | $11,042,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 251,570 | $11,038,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 109,036 | $11,028,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 539,138 | $11,020,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 101,593 | $11,014,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 864,033 | $11,008,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 110,408 | $10,998,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,040,017 | $10,974,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 8,995,095 | $10,973,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 822,871 | $10,969,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 140,040 | $10,951,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 971,464 | $10,948,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 751,059 | $10,928,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 71,906 | $10,916,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 290,465 | $10,915,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 138,701 | $10,915,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 501,848 | $10,881,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,239,148 | $10,880,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 898,225 | $10,868,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 339,788 | $10,843,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 594,176 | $10,843,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 408,026 | $10,832,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 111,402 | $10,802,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 521,582 | $10,802,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 880,757 | $10,781,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 555,117 | $10,780,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,339,814 | $10,772,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 411,991 | $10,769,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 127,345 | $10,762,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 7,528,000 | $10,759,000 | thousands by filing date | principal |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,084,775 | $10,736,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 632,958 | $10,723,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 327,905 | $10,703,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 430,046 | $10,687,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 20,150,000 | $10,680,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 99,789 | $10,663,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 301,321 | $10,658,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 233,640 | $10,652,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,125,785 | $10,639,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 99,648 | $10,587,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 175,582 | $10,563,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 161,831 | $10,524,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 171,611 | $10,523,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 282,003 | $10,516,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 463,718 | $10,495,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 231,850 | $10,489,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 810,143 | $10,467,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 229,444 | $10,465,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 699,783 | $10,448,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 427,153 | $10,444,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 504,676 | $10,436,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,011,983 | $10,421,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 170,500 | $10,411,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 284,603 | $10,402,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 367,551 | $10,387,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 904,809 | $10,379,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 225,866 | $10,364,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 139,123 | $10,350,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 517,695 | $10,339,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 751,301 | $10,338,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 193,033 | $10,320,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 110,209 | $10,319,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 472,782 | $10,306,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 185,894 | $10,289,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 167,117 | $10,285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 224,418 | $10,249,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 159,433 | $10,243,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 499,833 | $10,236,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 255,357 | $10,229,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 126,545 | $10,226,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 743,436 | $10,207,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,559,773 | $10,185,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,002,239 | $10,182,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 523,635 | $10,168,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 462,922 | $10,142,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 392,164 | $10,118,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 619,131 | $10,080,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 161,939 | $10,074,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 573,756 | $10,063,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 6,116,000 | $10,061,000 | thousands by filing date | principal |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 366,733 | $10,052,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 801,265 | $10,016,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 283,929 | $10,015,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 782,177 | $9,973,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 97,060 | $9,970,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,039,928 | $9,962,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 195,445 | $9,956,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 381,652 | $9,938,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 76,577 | $9,930,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 342,293 | $9,913,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 584,493 | $9,901,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 339,752 | $9,890,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 290,426 | $9,874,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 707,683 | $9,866,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 913,782 | $9,833,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 163,524 | $9,822,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 417,896 | $9,820,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 4,500,000 | $9,820,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 221,211 | $9,780,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 214,945 | $9,777,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 717,078 | $9,774,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 384,161 | $9,734,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 396,646 | $9,718,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 707,188 | $9,710,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 177,760 | $9,697,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 205,724 | $9,689,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 530,596 | $9,635,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 366,300 | $9,623,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 9,051,000 | $9,614,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,034,734 | $9,613,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 477,511 | $9,561,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 145,366 | $9,522,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 183,325 | $9,520,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 368,500 | $9,507,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 317,828 | $9,498,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 714,025 | $9,447,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 620,743 | $9,428,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 113,583 | $9,423,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 148,743 | $9,422,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,030,349 | $9,407,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 630,855 | $9,406,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 341,800 | $9,406,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 914,376 | $9,390,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 195,931 | $9,389,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 340,334 | $9,383,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 289,797 | $9,380,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 415,485 | $9,361,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 280,742 | $9,360,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 613,536 | $9,356,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 426,586 | $9,334,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 118,089 | $9,310,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 415,705 | $9,300,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 319,878 | $9,298,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 325,912 | $9,294,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 708,063 | $9,290,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 129,697 | $9,260,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 360,386 | $9,252,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 600,917 | $9,248,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 199,067 | $9,243,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 199,051 | $9,206,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 274,101 | $9,174,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 319,489 | $9,163,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 304,506 | $9,162,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 393,370 | $9,146,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 140,637 | $9,132,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 648,743 | $9,127,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 397,909 | $9,120,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 386,943 | $9,117,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 358,396 | $9,084,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 421,377 | $9,081,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 244,986 | $9,050,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 165,366 | $9,045,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 250,493 | $9,042,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 204,925 | $9,037,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 449,428 | $9,016,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 86,132 | $8,974,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 120,751 | $8,971,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 265,304 | $8,965,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 337,756 | $8,953,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 383,717 | $8,948,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 201,683 | $8,937,000 | thousands by filing date | |
| CMS ENERGY CORP | 125896BD1 | CNV | 4,125,000 | $8,926,000 | thousands by filing date | principal |
| iShares Global Healthcare ETF | 464287325 | SHS | 97,897 | $8,915,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 296,483 | $8,907,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 406,070 | $8,906,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,043,677 | $8,902,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 190,594 | $8,876,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 157,492 | $8,873,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 453,358 | $8,873,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 476,520 | $8,859,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 89,753 | $8,846,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 224,214 | $8,831,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 433,857 | $8,820,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 143,848 | $8,815,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 200,915 | $8,812,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 300,470 | $8,789,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,771,915 | $8,788,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 669,025 | $8,764,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 290,629 | $8,751,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 656,422 | $8,750,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 3,297,000 | $8,742,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 204,090 | $8,737,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,003,948 | $8,714,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 750,911 | $8,703,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 500,180 | $8,694,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 436,233 | $8,685,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,044,335 | $8,679,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 333,477 | $8,675,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 274,692 | $8,671,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 945,698 | $8,634,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 325,105 | $8,634,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 664,000 | $8,625,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 710,719 | $8,600,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 252,677 | $8,599,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 187,190 | $8,593,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 1,032,752 | $8,592,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 322,674 | $8,579,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 86,248 | $8,561,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 50,230 | $8,541,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 91,213 | $8,538,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 618,556 | $8,530,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 178,506 | $8,527,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 170,066 | $8,520,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 185,628 | $8,467,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 77,241 | $8,458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 700,483 | $8,441,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 156,231 | $8,440,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 276,475 | $8,402,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 337,836 | $8,391,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 167,675 | $8,389,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 502,293 | $8,378,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,270,464 | $8,378,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 259,386 | $8,373,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 871,638 | $8,367,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 550,283 | $8,358,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 238,666 | $8,354,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 713,733 | $8,351,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 508,981 | $8,327,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 132,549 | $8,300,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 131,922 | $8,299,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 748,963 | $8,291,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 819,230 | $8,273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 200,814 | $8,247,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 179,187 | $8,241,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 447,307 | $8,230,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 800,349 | $8,212,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 390,709 | $8,174,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 447,911 | $8,147,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 136,159 | $8,143,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 447,379 | $8,137,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 121,658 | $8,134,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 548,444 | $8,122,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 578,761 | $8,115,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,326,162 | $8,104,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 132,562 | $8,095,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 584,500 | $8,066,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 548,509 | $8,057,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 280,973 | $8,048,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 513,238 | $8,043,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 613,257 | $8,033,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,853,942 | $8,028,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 843,580 | $8,023,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 179,550 | $8,018,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 113,415 | $7,995,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 133,902 | $7,986,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 137,750 | $7,975,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 245,818 | $7,960,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 731,789 | $7,955,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 146,041 | $7,942,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 350,936 | $7,920,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 304,701 | $7,919,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 283,892 | $7,918,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 89,785 | $7,911,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 4,042,000 | $7,885,000 | thousands by filing date | principal |
| AEGON N V | 007924103 | NY REGISTRY SHS | 854,639 | $7,863,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 172,640 | $7,856,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 450,760 | $7,848,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 232,959 | $7,845,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 156,373 | $7,826,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 5,500,000 | $7,820,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 114,418 | $7,811,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 293,249 | $7,809,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 483,476 | $7,804,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 111,626 | $7,791,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 184,404 | $7,791,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 283,398 | $7,740,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 350,412 | $7,709,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,630,964 | $7,698,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 76,514 | $7,698,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 98,528 | $7,696,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 362,362 | $7,696,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 161,559 | $7,688,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 607,155 | $7,687,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 325,606 | $7,684,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 267,834 | $7,666,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 3,986,000 | $7,661,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 150,294 | $7,655,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 421,878 | $7,653,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 55,440 | $7,646,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 371,807 | $7,619,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 321,894 | $7,619,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 521,275 | $7,611,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 232,226 | $7,605,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000443 | superseded | 2014-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000466 | this filing | 2014-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000537 | base | 2014-08-12 | acceptance time not in the bulk data set |