13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-12, with 6,378 holding rows worth $235,217,439,000.
- Accession
- 0000072971-14-000443
- Filer
- CIK 72971
- Filed
- 2014-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 19,899 entries on the cover page, a total value of $235,217,439,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,217,439,000 with VALUE read as thousands by filing date, 13F file number 028-00165. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,934,700 | $7,604,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 325,600 | $7,584,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 738,112 | $7,543,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 269,483 | $7,539,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 165,098 | $7,522,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 315,741 | $7,506,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 105,642 | $7,504,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,556,996 | $7,473,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 145,929 | $7,460,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 102,820 | $7,454,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 349,507 | $7,452,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 293,634 | $7,436,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 202,263 | $7,435,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 73,795 | $7,434,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,133,385 | $7,434,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 137,373 | $7,429,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 445,210 | $7,426,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 155,414 | $7,421,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 243,174 | $7,408,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 376,641 | $7,405,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 282,949 | $7,400,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 255,029 | $7,398,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 5,319,000 | $7,397,000 | thousands by filing date | principal |
| KOREA FD INC | 500634209 | COM NEW | 184,297 | $7,391,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 113,204 | $7,384,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 408,308 | $7,382,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 4,472,786 | $7,380,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 241,089 | $7,377,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,721,800 | $7,363,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 242,038 | $7,360,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,665,800 | $7,360,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 374,897 | $7,355,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 216,052 | $7,344,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 243,219 | $7,343,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 202,443 | $7,339,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 268,680 | $7,335,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 508,778 | $7,331,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 215,972 | $7,330,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 4,324,000 | $7,311,000 | thousands by filing date | principal |
| GASLOG LTD | G37585109 | SHS | 313,535 | $7,302,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 434,966 | $7,294,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 791,322 | $7,288,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 188,062 | $7,285,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 110,621 | $7,277,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 335,927 | $7,273,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 273,768 | $7,273,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 131,469 | $7,271,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 981,368 | $7,263,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 331,667 | $7,260,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 812,073 | $7,259,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 300,779 | $7,255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 100,982 | $7,253,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 867,256 | $7,250,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 486,441 | $7,243,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 241,802 | $7,220,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 105,323 | $7,214,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 278,875 | $7,206,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 203,670 | $7,197,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 7,013,000 | $7,197,000 | thousands by filing date | principal |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 207,781 | $7,196,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 98,303 | $7,191,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 171,982 | $7,190,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 119,538 | $7,187,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 66,484 | $7,186,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 195,915 | $7,183,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 495,618 | $7,167,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 330,205 | $7,163,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 298,780 | $7,159,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,033,000 | $7,151,000 | thousands by filing date | principal |
| CYBERONICS | 23251P102 | COMMON STOCK | 109,568 | $7,150,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 508,415 | $7,143,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 78,421 | $7,135,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 6,300,000 | $7,122,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 79,171 | $7,116,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 266,743 | $7,116,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 158,096 | $7,116,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 381,415 | $7,086,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 170,349 | $7,076,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 129,912 | $7,063,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 226,677 | $7,048,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 436,497 | $7,045,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 208,445 | $7,030,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 194,862 | $7,011,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 172,352 | $7,005,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 425,863 | $6,993,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 176,133 | $6,992,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,018,400 | $6,989,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 108,148 | $6,983,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 221,564 | $6,965,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 227,541 | $6,963,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 181,189 | $6,955,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 231,380 | $6,954,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 229,023 | $6,925,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 173,117 | $6,913,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 215,236 | $6,912,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 115,691 | $6,910,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 365,951 | $6,883,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 174,042 | $6,866,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 286,370 | $6,866,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 342,474 | $6,860,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 697,675 | $6,858,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 273,090 | $6,858,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 124,383 | $6,853,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 243,167 | $6,852,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,847,100 | $6,844,000 | thousands by filing date | call |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 251,041 | $6,830,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 148,930 | $6,818,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 804,898 | $6,818,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 323,575 | $6,814,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 684,052 | $6,773,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 59,264 | $6,755,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 134,951 | $6,750,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 373,645 | $6,747,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 75,444 | $6,741,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 783,866 | $6,741,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 94,584 | $6,730,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 1,000,768 | $6,725,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 426,120 | $6,719,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 112,963 | $6,706,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 184,055 | $6,703,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 108,944 | $6,693,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 177,778 | $6,690,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 380,980 | $6,690,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 137,388 | $6,685,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 6,603,000 | $6,662,000 | thousands by filing date | principal |
| SUPERVALU INC | 868536103 | COM | 973,049 | $6,655,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 112,642 | $6,654,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 155,639 | $6,649,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 91,448 | $6,639,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 6,600,000 | $6,600,000 | thousands by filing date | principal |
| WPP PLC NEW ADR | 92937A102 | ADR | 63,863 | $6,583,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 290,127 | $6,556,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 96,937 | $6,552,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 589,324 | $6,541,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 349,802 | $6,534,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 78,247 | $6,525,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 251,975 | $6,523,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 386,171 | $6,518,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 136,368 | $6,517,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 483,215 | $6,514,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 2,825,000 | $6,512,000 | thousands by filing date | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 618,258 | $6,511,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 209,885 | $6,502,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 260,266 | $6,499,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 366,616 | $6,497,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 242,067 | $6,465,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 543,575 | $6,458,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 987,538 | $6,445,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 127,318 | $6,440,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 472,473 | $6,439,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 138,198 | $6,433,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 146,186 | $6,419,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 152,945 | $6,405,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 173,230 | $6,403,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 305,360 | $6,401,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,131,000 | $6,388,000 | thousands by filing date | principal |
| EXELIS INC | 30162A108 | COM | 335,883 | $6,385,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 148,155 | $6,376,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 141,868 | $6,375,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 219,916 | $6,373,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 112,070 | $6,363,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 373,711 | $6,353,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 178,015 | $6,325,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 921,561 | $6,322,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 228,534 | $6,308,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 80,009 | $6,306,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 363,074 | $6,303,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 25,751 | $6,302,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 56,287 | $6,300,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 132,019 | $6,288,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 72,730 | $6,268,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 331,277 | $6,261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 70,365 | $6,253,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 274,064 | $6,243,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 48,634 | $6,242,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 74,947 | $6,240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 131,265 | $6,227,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 18,849 | $6,216,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 348,830 | $6,206,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 107,484 | $6,197,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 682,480 | $6,197,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 157,612 | $6,189,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 366,552 | $6,184,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 421,281 | $6,171,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,018,780 | $6,168,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 293,039 | $6,165,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 107,087 | $6,163,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 300,538 | $6,161,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 160,001 | $6,156,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 340,397 | $6,138,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 2,583,000 | $6,138,000 | thousands by filing date | principal |
| FULTON FINL CORP PA | 360271100 | COM | 487,365 | $6,131,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 207,551 | $6,125,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 199,377 | $6,112,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 338,810 | $6,109,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 203,471 | $6,096,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 384,981 | $6,091,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 191,632 | $6,061,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 469,078 | $6,036,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 161,262 | $6,035,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 5,900,000 | $6,034,000 | thousands by filing date | principal |
| STANCORP FINL GROUP INC | 852891100 | COM | 89,968 | $6,011,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 463,657 | $6,004,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 130,560 | $5,995,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 547,843 | $5,977,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 155,578 | $5,975,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 241,018 | $5,972,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 214,633 | $5,963,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 83,389 | $5,930,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 41,552 | $5,930,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 4,000,000 | $5,930,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 5,792,000 | $5,925,000 | thousands by filing date | principal |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 228,085 | $5,908,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 440,760 | $5,906,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 113,999 | $5,905,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 5,421,000 | $5,901,000 | thousands by filing date | principal |
| EXAR CORP | 300645108 | COMMON STOCK | 493,731 | $5,900,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 680,894 | $5,883,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 419,211 | $5,878,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 4,107,000 | $5,875,000 | thousands by filing date | principal |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 56,734 | $5,854,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 352,294 | $5,844,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 283,109 | $5,818,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 131,803 | $5,792,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 188,629 | $5,784,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 208,514 | $5,764,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 3,955,000 | $5,757,000 | thousands by filing date | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 52,277 | $5,747,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 271,170 | $5,741,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 313,998 | $5,724,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 144,947 | $5,722,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 173,902 | $5,714,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 609,927 | $5,709,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 428,745 | $5,702,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 69,804 | $5,699,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 95,337 | $5,688,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 193,133 | $5,688,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 411,539 | $5,687,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 430,599 | $5,675,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 142,978 | $5,661,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 367,503 | $5,660,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 211,608 | $5,650,000 | thousands by filing date | |
| Cal Dive International | 12802TAB7 | CONV BOND | 5,845,000 | $5,611,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 221,364 | $5,596,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 292,035 | $5,584,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 91,629 | $5,553,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 194,616 | $5,547,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,539,000 | $5,537,000 | thousands by filing date | principal |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 61,853 | $5,536,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100,747 | $5,536,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 476,817 | $5,517,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 405,285 | $5,516,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 79,749 | $5,506,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 187,236 | $5,498,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 375,043 | $5,483,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 407,965 | $5,482,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 263,551 | $5,482,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 304,459 | $5,471,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 180,695 | $5,464,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 164,576 | $5,412,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 327,940 | $5,404,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 355,903 | $5,402,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 121,560 | $5,390,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 6,550,000 | $5,387,000 | thousands by filing date | principal |
| ALLETE INC | 018522300 | COM NEW | 102,675 | $5,382,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 74,281 | $5,378,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 783,778 | $5,369,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 80,608 | $5,366,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 630,781 | $5,362,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 201,413 | $5,357,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 367,330 | $5,352,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 294,170 | $5,348,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 300,954 | $5,342,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 298,007 | $5,337,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 59,961 | $5,316,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 276,559 | $5,303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 238,154 | $5,297,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 457,792 | $5,296,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 40,531 | $5,282,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 113,971 | $5,276,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 5,154,000 | $5,267,000 | thousands by filing date | principal |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 179,921 | $5,253,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 202,114 | $5,251,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 339,213 | $5,234,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 294,056 | $5,234,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 181,993 | $5,232,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 85,797 | $5,230,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 134,531 | $5,227,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 323,313 | $5,205,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,859,747 | $5,205,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 106,944 | $5,194,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 4,798,000 | $5,190,000 | thousands by filing date | principal |
| HOME BANCSHARES INC COM | 436893200 | Stock | 150,612 | $5,184,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,378,000 | $5,184,000 | thousands by filing date | principal |
| IDACORP INC | 451107106 | COM | 93,335 | $5,177,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 153,112 | $5,168,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,246,685 | $5,161,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 84,593 | $5,161,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 127,308 | $5,150,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 112,929 | $5,149,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 553,615 | $5,144,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 472,627 | $5,142,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 6,367,250 | $5,139,000 | thousands by filing date | principal |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 237,821 | $5,136,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 135,241 | $5,124,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 415,107 | $5,123,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 157,921 | $5,120,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 81,503 | $5,117,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 547,554 | $5,114,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 382,742 | $5,106,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 150,548 | $5,074,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 135,689 | $5,073,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 70,330 | $5,064,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 110,254 | $5,057,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 102,836 | $5,037,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 106,887 | $5,032,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 207,009 | $5,032,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,541,000 | $5,012,000 | thousands by filing date | principal |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 114,451 | $5,009,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 159,984 | $5,007,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 257,280 | $4,989,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 149,718 | $4,975,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 165,834 | $4,959,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 62,411 | $4,952,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 230,603 | $4,949,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 287,803 | $4,947,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 153,307 | $4,946,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 162,858 | $4,942,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 167,719 | $4,941,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 52,996 | $4,939,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 245,937 | $4,936,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,651,000 | $4,918,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244T109 | COM | 502,720 | $4,917,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 345,915 | $4,912,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 76,615 | $4,892,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 365,527 | $4,891,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 563,942 | $4,888,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 202,701 | $4,886,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 34,297 | $4,875,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 180,353 | $4,870,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 66,238 | $4,866,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 234,013 | $4,861,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 92,020 | $4,853,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 84,248 | $4,845,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 3,151,000 | $4,842,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 4,792,000 | $4,840,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 394,485 | $4,828,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 282,967 | $4,825,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 435,169 | $4,809,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 103,020 | $4,806,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 69,892 | $4,801,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 841,856 | $4,799,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 93,928 | $4,790,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 187,927 | $4,782,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 184,889 | $4,757,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 135,837 | $4,750,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 493,134 | $4,748,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 37,603 | $4,742,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 186,500 | $4,741,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 38,363 | $4,737,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 193,034 | $4,733,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 85,645 | $4,724,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 194,091 | $4,687,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 251,171 | $4,687,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 294,114 | $4,683,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 112,993 | $4,681,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 172,839 | $4,674,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 245,359 | $4,674,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 4,557,000 | $4,668,000 | thousands by filing date | principal |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 565,306 | $4,658,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 36,852 | $4,655,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 429,702 | $4,654,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 157,598 | $4,646,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 2,716,452 | $4,617,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 306,942 | $4,611,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 390,338 | $4,610,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 25,781 | $4,608,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 109,973 | $4,589,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 875,150 | $4,586,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,417,000 | $4,585,000 | thousands by filing date | principal |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 71,214 | $4,580,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 45,644 | $4,574,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 4,558,000 | $4,563,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 3,000,000 | $4,562,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 166,522 | $4,551,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 326,139 | $4,543,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 222,178 | $4,535,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 84,440 | $4,513,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 77,502 | $4,508,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 45,327 | $4,502,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 35,301 | $4,499,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 319,549 | $4,493,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 159,684 | $4,468,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 306,353 | $4,467,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 164,864 | $4,459,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 357,211 | $4,448,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 159,200 | $4,440,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 161,870 | $4,435,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 604,185 | $4,434,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 157,016 | $4,420,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 93,167 | $4,419,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 165,350 | $4,416,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 124,537 | $4,410,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 140,594 | $4,401,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 343,290 | $4,395,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 360,009 | $4,387,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 635,204 | $4,383,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 249,141 | $4,377,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 47,825 | $4,349,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 176,541 | $4,349,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 294,348 | $4,344,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 117,688 | $4,338,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 130,568 | $4,335,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 320,768 | $4,331,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 537,966 | $4,331,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 339,333 | $4,330,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 175,397 | $4,325,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 226,355 | $4,322,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 248,250 | $4,304,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 155,297 | $4,303,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 329,872 | $4,292,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 64,799 | $4,289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 151,766 | $4,288,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 181,700 | $4,288,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 165,645 | $4,280,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 79,120 | $4,278,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 10,454 | $4,259,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 156,711 | $4,253,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,265,000 | $4,247,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 125,637 | $4,240,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 114,311 | $4,239,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 125,579 | $4,238,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 119,356 | $4,236,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 175,148 | $4,227,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 2,210,000 | $4,204,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 110,768 | $4,200,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 148,772 | $4,200,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 221,812 | $4,188,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 539,300 | $4,185,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 383,615 | $4,177,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 62,936 | $4,171,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 58,176 | $4,169,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 288,005 | $4,162,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 620,932 | $4,161,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 519,390 | $4,160,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 3,236,000 | $4,158,000 | thousands by filing date | principal |
| TEXAS | 882610108 | COMMON STOCK | 32,077 | $4,154,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 54,287 | $4,153,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 209,552 | $4,148,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 256,593 | $4,141,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 121,875 | $4,135,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 321,800 | $4,135,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 339,751 | $4,131,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 638,347 | $4,130,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 445,541 | $4,126,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 387,479 | $4,119,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 4,054,000 | $4,117,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 126,202 | $4,116,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 78,151 | $4,110,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 132,520 | $4,101,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 204,030 | $4,097,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 359,226 | $4,091,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 179,808 | $4,089,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 63,343 | $4,077,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 85,697 | $4,076,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 37,712 | $4,074,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 111,514 | $4,070,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 43,237 | $4,069,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 97,483 | $4,069,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 29,876 | $4,064,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 151,851 | $4,045,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 160,814 | $4,044,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 325,870 | $4,044,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 87,143 | $4,039,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 185,428 | $4,033,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 92,718 | $4,029,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 273,686 | $4,020,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 419,133 | $4,010,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,347,000 | $3,997,000 | thousands by filing date | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 205,492 | $3,988,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 252,697 | $3,980,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 566,156 | $3,980,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 140,963 | $3,958,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 29,020 | $3,956,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 63,486 | $3,950,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 131,856 | $3,947,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 3,185,000 | $3,933,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 57,080 | $3,930,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 148,083 | $3,930,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 640,794 | $3,922,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 189,030 | $3,917,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 131,304 | $3,917,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 222,516 | $3,914,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 300,586 | $3,910,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 224,386 | $3,904,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 179,519 | $3,899,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 148,213 | $3,897,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 34,301 | $3,883,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 120,335 | $3,880,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 2,500,000 | $3,880,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000443 | this filing | 2014-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000466 | superseded | 2014-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000537 | base | 2014-08-12 | acceptance time not in the bulk data set |