13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-06, with 6,311 holding rows worth $230,455,583,000.
- Accession
- 0000072971-14-000273
- Filer
- CIK 72971
- Filed
- 2014-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 18,585 entries on the cover page, a total value of $230,455,583,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,455,583,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DANAOS CORP | Y1968P105 | SHS | 605 | $3,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,000 | $3,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 1,340 | $3,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 210 | $3,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 201 | $3,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $3,000 | thousands by filing date | principal |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 300 | $3,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 600 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 100 | $3,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 1,000 | $3,000 | thousands by filing date | principal |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 726 | $3,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 345 | $3,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 235 | $3,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 1,001 | $3,000 | thousands by filing date | |
| DIREXION DLY LAT AMER BULL3X | 25459Y652 | CMN | 160 | $3,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 2,500 | $3,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 575 | $3,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 525 | $3,000 | thousands by filing date | |
| VILLAGE BK & TR FINANCIAL CO | 92705T101 | COM | 1,989 | $3,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 231 | $3,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 96 | $3,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,900 | $2,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 6,200 | $2,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 10,000 | $2,000 | thousands by filing date | put |
| ISHARES TR | 464287168 | COM | 1,300 | $2,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 600 | $2,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,200 | $2,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 13,600 | $2,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,500 | $2,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,168 | $2,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,700 | $2,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,900 | $2,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 2,500 | $2,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 2,600 | $2,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 75 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 74 | $2,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 201 | $2,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 100 | $2,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 6,200 | $2,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 35 | $2,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 300 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 763 | $2,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 100 | $2,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 400 | $2,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 951 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 162 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 885 | $2,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 400 | $2,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 8,000 | $2,000 | thousands by filing date | put |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 230 | $2,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 2,000 | $2,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 5,000 | $2,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 20,800 | $2,000 | thousands by filing date | put |
| STARTEK INC | 85569C107 | COM | 267 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,000 | $2,000 | thousands by filing date | principal |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 171 | $2,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 900 | $2,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 219 | $2,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 250 | $2,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 5,000 | $2,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 220 | $2,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 204 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 1,100 | $2,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 1,355 | $2,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 1,500 | $2,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 153 | $2,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 54 | $2,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 501 | $2,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 100 | $2,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 4,022 | $2,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 200 | $2,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 200 | $2,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 1,376 | $2,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 89 | $2,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 800 | $2,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 3,500 | $2,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 80 | $2,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 267 | $2,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 29,740 | $2,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 700 | $2,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 300 | $2,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 376 | $2,000 | thousands by filing date | |
| TELIK INC | 87959M208 | COM NEW | 1,290 | $2,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 800 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 28 | $2,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 70 | $2,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 1,000 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 3,226 | $2,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 100 | $2,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AK4 | NOTE 10.000% 6/0 DELETED | 7,000 | $2,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 1,800 | $1,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 700 | $1,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 300 | $1,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 800 | $1,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 2,700 | $1,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,800 | $1,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,800 | $1,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 7,000 | $1,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 500 | $1,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 900 | $1,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 33,000 | $1,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 113,000 | $1,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 500 | $1,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 30,000 | $1,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 72,600 | $1,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 700 | $1,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 98,780 | $1,000 | thousands by filing date | call |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 437 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 101 | $1,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 125 | $1,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,300 | $1,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 35 | $1,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,000 | $1,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,400 | $1,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 101 | $1,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 90 | $1,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 7 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 265 | $1,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 200 | $1,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,200 | $1,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 700 | $1,000 | thousands by filing date | put |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 100 | $1,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 60 | $1,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 76 | $1,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 56 | $1,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 308 | $1,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 8,400 | $1,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 700 | $1,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 214 | $1,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 150 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 700 | $1,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 64 | $1,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 1,500 | $1,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 501 | $1,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 74 | $1,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 73,800 | $1,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 243 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 600 | $1,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,500 | $1,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 101 | $1,000 | thousands by filing date | |
| SONDE RESOURCES CORP | 835426107 | COM | 1,000 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 800 | $1,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 139 | $1,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 1,001 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 1,200 | $1,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 100 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,240 | $1,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 201 | $1,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 100 | $1,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 503 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 332 | $1,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 410 | $1,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 59 | $1,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 201 | $1,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 308 | $1,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 598 | $1,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 304 | $1,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 58 | $1,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 524 | $1,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 4,000 | $1,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 209 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 450 | $1,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 1,001 | $1,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 100 | $1,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 750 | $1,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 26 | $1,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 101 | $1,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 1,068 | $1,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 100 | $1,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 500 | $1,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 400 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 51 | $1,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 204 | $1,000 | thousands by filing date | |
| SPORT CHALET INC | 849163209 | CL A | 525 | $1,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 2,038 | $1,000 | thousands by filing date | |
| CRUMBS BAKE SHOP | 228803102 | COM | 1,000 | $1,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 84 | $1,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 400 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 900 | $1,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 500 | $1,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 800 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 28 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 19 | $1,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 600 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 535 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 77 | $1,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 800 | $1,000 | thousands by filing date | |
| CHINA GENGSHENG MINERALS INC | 16942P101 | Cmn | 3,000 | $1,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 400 | $1,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 100 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| Cogo Group, Inc. | G9363W104 | COM | 350 | $1,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 11,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CSX Corporation | 126408103 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Danaher Corporation | 235851102 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Deere & Company | 244199105 | COM | 12,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Honeywell Technologies | 438516106 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 1,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Lowes Companies,Inc. | 548661107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 4,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Mondelez International,Inc. Class A | 609207105 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UnitedHealth Group Inc | 91324P102 | COM | 30,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 4,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BECTON DICKINSON & CO | 075887109 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLOROX CO DEL | 189054109 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WALGREEN CO | 931422109 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PULTE GROUP INC COM | 745867101 | Stock | 6,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEYCO GROUP INC COM | 962149100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALEXANDERS INC COM | 014752109 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 60,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VSE CORP COM | 918284100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAE INC COM | 124765108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANTEC INC COM | 85472N109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| B2GOLD CORP COM | 11777Q209 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 96,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIPTREE INC | 88822Q103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRIFFON CORP | 398433102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AXOGEN INC | 05463X106 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOOMIN BRANDS INC | 094235108 | COM | 4,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OCEANFIRST FINL CORP | 675234108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OHIO VY BANC CORP | 677719106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 200,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 20,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AGILYSYS INC | 00847J105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 75,350 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO RAD LABS INC | 090572207 | CL A | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KIRBY CORP | 497266106 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 6,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HAWKINS INC | 420261109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIANCE INC | 759509102 | COM | 7,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICOR CORP | 925815102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| M/I HOMES INC | 55305B101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 346 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LHC GROUP | 50187A107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CYRUSONE INC | 23283R100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERICYCLE INC | 858912108 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OFS CAPITAL CORP | 67103B100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CERNER CORP | 156782104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WINMARK CORP | 974250102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCOR INTL INC | 17273K109 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACNB CORP | 000868109 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 6,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREXENDO INC | 226552107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ESCALADE INC | 296056104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HURCO CO | 447324104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIEBERT FINL CORP | 826176109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lifetime Brands Inc | 53222Q103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EASTERN CO | 276317104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SB FINL GROUP INC | 78408D105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNWELL INDS INC | 068221100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION BANKSHARES INC | 905400107 | CMN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223305 | CL B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T INC | 009207101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAXOR CORP | 239467103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOOG INC | 615394301 | CL B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENN FD INC | 759720105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZCO Liquidating Corp | 67086E303 | COM | 27,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRAY MEDIA INC | 389375205 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESARO INC | 881569107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REIS INC | 75936P105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHASE CORP | 16150R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 125,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IXYS CORP | 46600W106 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MODEL N INC | 607525102 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tandy Brands Accessories Inc | 875378101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KID BRANDS, INC. COM | 49375T100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVER BANCORP ORD | 146875604 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORCHID IS CAP INC | 68571X103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANKFINANCIAL CORP | 06643P104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLEN BURNIE BANCORP | 377407101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROADCOM CORP | 111320107 | CL A | 27,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 14,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Northeast Community Bancorp Inc | 664112109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMN FINL INC | 40424G108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNS WOODS BANCORP INC | 708430103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HESKA CORP | 42805E306 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 68,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET SERVICOS DE COMUNICACAO | 64109T201 | SPONSD ADR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALMOST FAMILY INC | 020409108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGACEPT INC | 87611R306 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIBER INC | 17163B102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREER EDUCATION CORP | 141665109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 70,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 30,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000273 | this filing | 2014-02-06 | acceptance time not in the bulk data set |