13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,978 holding rows worth $992,680,792,149.
- Accession
- 0000070858-24-000115
- Filer
- CIK 70858
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 26,395 entries on the cover page, a total value of $992,680,792,149 stated on the cover page (in dollars after the unit check, H1), rows summing to $992,680,792,149 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA, INC.028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 8,443 | $70,580 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,499 | $70,448 | dollars as filed | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 2,701 | $70,156 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,856 | $69,119 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 3,103 | $68,949 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 400 | $68,912 | dollars as filed | call |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 6,735 | $68,562 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 69,415 | $68,304 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,633 | $68,159 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,800 | $67,878 | dollars as filed | |
| SHIMMICK CORPORATION | 82455M109 | COM | 10,270 | $67,782 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P205 | COM | 5,943 | $67,572 | dollars as filed | |
| LUXURBAN HOTELS INC | 21985R105 | COM | 11,298 | $67,449 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 4,264 | $67,329 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,349 | $67,329 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D838 | INTER GOVT ETF | 3,276 | $67,240 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 5,716 | $67,048 | dollars as filed | |
| MOVELLA HOLDINGS INC - CLASS A - MVLA | 62459N105 | Stock | 110,036 | $66,572 | dollars as filed | |
| LIFEZONE HOLDINGS LTD | G5568L109 | COMMON STOCK | 7,343 | $66,381 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 900 | $65,817 | dollars as filed | put |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 32,240 | $65,769 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,903 | $65,767 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 32,206 | $65,700 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 16,914 | $65,626 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 4,747 | $65,509 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 46,764 | $65,470 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 4,585 | $65,115 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 7,702 | $65,005 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 45,465 | $64,561 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 18,285 | $64,546 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 12,089 | $64,313 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 1,801 | $64,296 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 1,540 | $64,095 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 1,540 | $64,095 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 31,549 | $63,729 | dollars as filed | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 3,365 | $63,598 | dollars as filed | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,000 | $63,510 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 9,684 | $63,333 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST II | 38150W107 | MARKETBETA US EQ | 1,527 | $63,099 | dollars as filed | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 90,788 | $62,826 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 53,167 | $62,737 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 7,505 | $62,592 | dollars as filed | |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 90,000 | $61,335 | dollars as filed | principal |
| NAYAX LTD | M7S750159 | SHS | 3,218 | $61,300 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 3,269 | $61,131 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 1,689 | $60,820 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 5,539 | $60,153 | dollars as filed | |
| LIANBIO ADR | 53000N108 | COM | 13,424 | $60,005 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 3,442 | $59,925 | dollars as filed | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 973 | $59,820 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 36,900 | $59,778 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 45,312 | $59,359 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 2,904 | $59,343 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 693 | $58,699 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 2,054 | $58,416 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 2,375 | $57,404 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 21,850 | $57,247 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 7,117 | $57,078 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 15,480 | $56,812 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 10,706 | $56,528 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 41,992 | $56,269 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 4,100 | $56,047 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 140,754 | $55,879 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 5,598 | $55,420 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 8,252 | $55,371 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 10,541 | $55,340 | dollars as filed | |
| MV OIL TR | 553859109 | TR UNITS | 4,550 | $54,677 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,030 | $54,672 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 3,675 | $54,610 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 7,636 | $54,598 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 314,752 | $54,451 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 1,500 | $53,850 | dollars as filed | call |
| KENVUE INC | 49177J102 | COM | 2,500 | $53,825 | dollars as filed | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 560 | $53,706 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,875 | $53,528 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 13,358 | $53,432 | dollars as filed | |
| Hanover Bancorp | 410710206 | COM | 3,029 | $53,432 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 3,041 | $53,218 | dollars as filed | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 4,536 | $53,117 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 7,033 | $52,751 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,033 | $52,642 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 99,685 | $52,535 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 2,422 | $52,340 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 789,300 | $52,094 | dollars as filed | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,888 | $52,071 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,667 | $51,910 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,000 | $51,720 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 67,791 | $51,182 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 755 | $50,976 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 4,842 | $50,938 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125784 | KOREA ACTIVE ETF | 1,952 | $50,557 | dollars as filed | |
| FLOTEK INDUSTRIES INC | 343389409 | COMMON STOCK | 12,895 | $50,549 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,461 | $50,536 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 3,290 | $50,107 | dollars as filed | |
| iShares AAA CLO Active ETF | 092528504 | COM | 975 | $49,978 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 2,400 | $49,872 | dollars as filed | put |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 10,088 | $49,633 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 49,587 | $49,587 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 28,271 | $49,474 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,000 | $49,140 | dollars as filed | put |
| EXELA TECHNOLOGIES INC | 30162V805 | COM | 14,624 | $49,137 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 56,962 | $48,930 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 9,224 | $48,795 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 50,000 | $48,625 | dollars as filed | principal |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 5,684 | $48,485 | dollars as filed | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 11,711 | $48,483 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 23,921 | $48,081 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C820 | BLOOMBERG SEVEN | 994 | $48,060 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 1,887 | $47,874 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,980 | $47,797 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 70,162 | $47,640 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 2,259 | $47,303 | dollars as filed | |
| GLOBAL X FDS | 37960A206 | S&P 500 RISK | 2,500 | $47,250 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 19,990 | $47,176 | dollars as filed | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,352 | $47,162 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 23,788 | $47,100 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 3,507 | $47,029 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 4,581 | $46,772 | dollars as filed | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 7,300 | $46,647 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 8,454 | $46,580 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 15,011 | $46,534 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,698 | $46,254 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 600 | $46,164 | dollars as filed | call |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,096 | $46,161 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 1,795 | $46,006 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 33,317 | $45,977 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 36,454 | $45,932 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 402,763 | $45,915 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 5,935 | $45,700 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,474 | $45,606 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 8,035 | $45,557 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,506 | $45,481 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 600 | $45,318 | dollars as filed | put |
| RADNET INC | 750491102 | COM | 1,300 | $45,201 | dollars as filed | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,950 | $45,198 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 410 | $45,153 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 24,678 | $44,914 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 16,941 | $44,555 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 1,173 | $44,284 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 69,705 | $44,193 | dollars as filed | |
| CONNS INC | 208242107 | COM | 9,914 | $44,018 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 8,042 | $43,588 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 2,974 | $43,214 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 25,020 | $43,034 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC | 252828108 | COM | 4,129 | $42,942 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 4,541 | $42,686 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 2,263 | $42,644 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 48,917 | $42,557 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 910 | $42,552 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 5,498 | $42,445 | dollars as filed | |
| VS TRUST | 92891H507 | FUND | 3,077 | $42,247 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 743 | $41,801 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,663 | $41,784 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 6,336 | $41,501 | dollars as filed | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 9,311 | $41,257 | dollars as filed | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 599 | $40,888 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 1,058 | $40,477 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 49,124 | $40,281 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 1,727 | $39,721 | dollars as filed | |
| NULL | 02008G102 | NULL | 10,592 | $39,614 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,797 | $39,578 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 400 | $39,556 | dollars as filed | put |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,042 | $39,461 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 5,500 | $39,270 | dollars as filed | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 1,383 | $38,475 | dollars as filed | |
| VACASA INC | 91854V206 | COM | 4,681 | $38,384 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 23,979 | $38,366 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,000 | $38,200 | dollars as filed | put |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 1,127 | $38,194 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 2,500 | $37,500 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 42,975 | $37,389 | dollars as filed | |
| NN INC | 629337106 | COM | 9,266 | $37,064 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 2,647 | $37,032 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 5,536 | $36,869 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 10,778 | $36,861 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 9,344 | $36,815 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 1,000 | $36,490 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 19,026 | $36,340 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 4,069 | $35,888 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 19,844 | $35,719 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 2,500 | $35,475 | dollars as filed | put |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,005 | $34,935 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 752 | $34,900 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,352 | $34,827 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 1,216 | $34,289 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 45,000 | $33,985 | dollars as filed | principal |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 3,081 | $33,552 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,004 | $33,495 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 34,000 | $33,235 | dollars as filed | principal |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,074 | $33,122 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 90,432 | $33,099 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 1,315 | $33,072 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 69,371 | $33,021 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 8,000 | $32,800 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 4,961 | $32,445 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 500 | $32,385 | dollars as filed | call |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 5,039 | $32,199 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 7,436 | $32,124 | dollars as filed | |
| IF BANCORP INC | 44951J105 | COM | 2,000 | $32,060 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 100,787 | $32,050 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,128 | $31,699 | dollars as filed | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 28,030 | $31,674 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416870 | HART DI EQUI ETF | 681 | $31,647 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 5,286 | $31,345 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 2,102 | $31,341 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 7,236 | $31,332 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,850 | $31,228 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 11,542 | $31,163 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 7,544 | $31,157 | dollars as filed | |
| IMPERIAL PETE INC | Y3894J187 | COM NEW | 11,525 | $30,426 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,046 | $30,020 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,063 | $29,888 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,554 | $29,381 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 49,723 | $29,337 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 3,681 | $29,265 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 27,351 | $29,265 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 746 | $29,012 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,247 | $28,968 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 800 | $28,720 | dollars as filed | put |
| UPSTARTHLDGSINC | 91680M107 | STOK | 700 | $28,602 | dollars as filed | call |
| MARCHEX INC | 56624R108 | CMN | 21,014 | $28,579 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 13,544 | $28,443 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 976 | $27,757 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,441 | $27,754 | dollars as filed | |
| Community West Bancshares | 204157101 | Common Stock | 1,595 | $27,737 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 17,779 | $27,557 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 8,520 | $27,520 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 81,913 | $27,031 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,559 | $26,916 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 6,532 | $26,912 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 11,591 | $26,776 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 50,000 | $26,750 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 5,045 | $26,638 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 3,217 | $26,379 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 9,662 | $26,377 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 5,866 | $26,339 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 23,853 | $26,000 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 8,599 | $25,969 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 3,000 | $25,830 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 688 | $25,793 | dollars as filed | |
| DIGITAL BRANDS GROUP INC | 25401N408 | COM NEW | 7,829 | $25,601 | dollars as filed | |
| POLISHED COM INC | 28252C208 | COM | 4,231 | $25,513 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 974 | $25,305 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 2,362 | $25,273 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 300 | $24,978 | dollars as filed | call |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1,081 | $24,917 | dollars as filed | |
| ONCONETIX INC | 09610B108 | COM | 125,160 | $24,782 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 300 | $24,706 | dollars as filed | put |
| LINKBANCORP INC | 53578P105 | COM | 3,092 | $24,644 | dollars as filed | |
| LGL GROUP INC | 50186A108 | COM | 4,002 | $24,572 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 9,522 | $24,567 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 26,000 | $24,518 | dollars as filed | principal |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 3,959 | $24,308 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 200 | $24,302 | dollars as filed | call |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 883 | $23,974 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L888 | CMN | 1,300 | $23,952 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 3,511 | $23,875 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1,308 | $23,544 | dollars as filed | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 5,000 | $23,450 | dollars as filed | |
| ISHARES TR | 46436E411 | PARI ALI CLI ETF | 445 | $23,429 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 3,839 | $23,339 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 19,224 | $23,069 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 450 | $22,977 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 1,047 | $22,497 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 37,368 | $22,495 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 6,303 | $22,439 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 4,313 | $22,255 | dollars as filed | |
| INKT | 603693102 | Stock | 20,759 | $22,212 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 3,204 | $22,044 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 22,000 | $21,931 | dollars as filed | principal |
| GALECTO INC | 36322Q107 | COM | 30,401 | $21,889 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 779 | $21,835 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 9,730 | $21,600 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 3,510 | $21,516 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 4,983 | $21,477 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 5,000 | $21,300 | dollars as filed | call |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 973 | $21,163 | dollars as filed | |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 50,000 | $20,950 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 7,237 | $20,626 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 1,945 | $20,481 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 728 | $20,311 | dollars as filed | |
| NORTHERN LTS FD TR II | 66538F157 | GGM MAC ALI ETF | 763 | $20,226 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 37,290 | $20,174 | dollars as filed | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 22,592 | $20,084 | dollars as filed | |
| CINGULATE INC | 17248W204 | COMMON | 2,616 | $20,012 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 2,117 | $19,900 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 3,728 | $19,870 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 57,712 | $19,737 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 10,711 | $19,708 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 761 | $19,703 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 3,040 | $19,638 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 20,000 | $19,413 | dollars as filed | principal |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 47,700 | $19,318 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 20,996 | $19,253 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W208 | Common Stock | 3,126 | $19,194 | dollars as filed | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 753 | $19,060 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 1,600 | $19,056 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 9,618 | $19,043 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 10,143 | $18,967 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,432 | $18,855 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 1,076 | $18,691 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $18,644 | dollars as filed | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 471 | $18,581 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 2,750 | $18,205 | dollars as filed | |
| KALA BIO INC | 483119202 | COM NEW | 2,587 | $18,109 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,339 | $17,987 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 3,000 | $17,910 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 4,774 | $17,759 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 8,712 | $17,599 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 2,158 | $17,587 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,086 | $17,581 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,535 | $17,449 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,086 | $17,431 | dollars as filed | |
| BIONANO GENOMICS INC | 09075f305 | COM | 9,188 | $17,366 | dollars as filed | |
| COMSCORE INC | 20564W204 | COM NEW | 1,033 | $17,251 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 500 | $17,245 | dollars as filed | put |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 100 | $17,040 | dollars as filed | call |
| CREXENDO INC | 226552107 | COMMON STOCK | 3,506 | $17,004 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 777 | $17,001 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 894 | $16,950 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,016 | $16,947 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15,296 | $16,826 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 1,748 | $16,659 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 40,500 | $16,605 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 10,018 | $16,429 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 1,000 | $16,250 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,700 | $16,150 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 649 | $16,121 | dollars as filed | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,243 | $15,960 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,100 | $15,939 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 1,646 | $15,818 | dollars as filed | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 1,372 | $15,792 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 62,170 | $15,766 | dollars as filed | principal |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 622 | $15,761 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 500 | $15,735 | dollars as filed | |
| PERFECT CORP | G7006A109 | CL A ORD SHS | 5,069 | $15,714 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,246 | $15,667 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 350 | $15,603 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 500 | $15,575 | dollars as filed | put |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 8,027 | $15,572 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 3,339 | $15,493 | dollars as filed | |
| COCRYSTAL PHARMA INC | 19188J409 | COM NEW | 8,979 | $15,462 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 8,583 | $15,449 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 20,017 | $15,413 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 9,000 | $15,390 | dollars as filed | principal |
| VERICITY INC | 92347D100 | COM | 1,370 | $15,330 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 401 | $15,312 | dollars as filed | |
| JIANZHI ED TECHNOLOGY GROUP | 47737L104 | ADR | 19,000 | $15,295 | dollars as filed | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 900 | $15,282 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 3,251 | $15,280 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 15,753 | $15,239 | dollars as filed | principal |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 2,118 | $15,186 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 27,011 | $15,127 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 6,070 | $15,115 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,065 | $14,979 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,071 | $14,930 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,500 | $14,925 | dollars as filed | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 300 | $14,742 | dollars as filed | call |
| KEYCORP COM | 493267108 | Stock | 1,000 | $14,400 | dollars as filed | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 892 | $14,254 | dollars as filed | |
| CALIBERCOS INC CL A NEW | 13000T109 | Stock | 10,932 | $14,102 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 448 | $14,045 | dollars as filed | |
| BIODEXA PHARMACEUTICALS PLC | 59564R708 | SPON ADS NEW | 5,236 | $14,032 | dollars as filed | |
| SOS LIMITED | 83587W205 | ADR | 3,037 | $13,970 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 5,773 | $13,682 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 300 | $13,641 | dollars as filed | call |
| SIFCO INDS INC | 826546103 | COM | 3,001 | $13,625 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 412 | $13,555 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 1,000 | $13,180 | dollars as filed | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 1,371 | $13,175 | dollars as filed | |
| REALPHA TECH CORP | 75607T105 | COM | 6,594 | $13,122 | dollars as filed | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 416 | $13,083 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,450 | $13,076 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 5,354 | $12,850 | dollars as filed | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 8,679 | $12,845 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 2,334 | $12,837 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 277 | $12,767 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 182 | $12,660 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 13,095 | $12,597 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 968 | $12,313 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,248 | $12,192 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 6,026 | $11,992 | dollars as filed | |
| COMPASS DIGITAL ACQUISITN CO | G2476C107 | CLASS A ORD | 1,125 | $11,981 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 400 | $11,968 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 257 | $11,963 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 13,000 | $11,798 | dollars as filed | principal |
| LARGO INC | 517097101 | COM | 5,050 | $11,666 | dollars as filed | |
| PACER US SMALL CAP CASH COWS GROWTH LEADERS ETF | 69374H352 | ETF | 485 | $11,585 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 328 | $11,542 | dollars as filed | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 472 | $11,463 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 2,339 | $11,344 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 191 | $11,258 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 2,536 | $11,209 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 51,129 | $11,198 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 31,920 | $11,172 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 12,000 | $11,046 | dollars as filed | principal |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 1,594 | $11,031 | dollars as filed | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 819 | $10,975 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 4,634 | $10,936 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 48,121 | $10,790 | dollars as filed | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 430 | $10,479 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,035 | $10,358 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 21,126 | $10,331 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,080 | $10,325 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C796 | BLOO TWEN US ETF | 228 | $10,237 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 15,418 | $10,176 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 10,000 | $10,169 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 635 | $10,141 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 475 | $10,135 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 368 | $9,774 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 6,000 | $9,713 | dollars as filed | principal |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 11,000 | $9,618 | dollars as filed | principal |
| GUARDFORCE AI CO LTD | G4236L138 | SHS NEW | 2,890 | $9,595 | dollars as filed | |
| Elicio Therapeutics Inc Com | 28657F103 | LST Equity Option | 1,149 | $9,583 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1,751 | $9,525 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,632 | $9,349 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 5,014 | $9,276 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 154 | $9,191 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 466 | $9,180 | dollars as filed | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 15,000 | $8,925 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 138 | $8,904 | dollars as filed | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 363 | $8,796 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 3,692 | $8,713 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,602 | $8,582 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 500 | $8,475 | dollars as filed | put |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 5,750 | $8,452 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,279 | $8,397 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,996 | $8,389 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 6,101 | $8,236 | dollars as filed | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 540 | $8,149 | dollars as filed | |
| XOS INC | 98423B306 | COM | 1,015 | $8,100 | dollars as filed | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 313 | $8,058 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 600 | $8,010 | dollars as filed | |
| LEDDARTECH HLDGS INC | 52328E113 | *W EXP 12/21/202 | 94,066 | $7,996 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 460 | $7,949 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 150 | $7,851 | dollars as filed | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 3,507 | $7,821 | dollars as filed | |
| SIDUS SPACE INC CL A | 826165201 | COMMON STOCK | 881 | $7,762 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430H201 | COM | 1,965 | $7,703 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 129 | $7,657 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,700 | $7,650 | dollars as filed | call |
| 10X CAPITAL VENTURE ACQ III | G87077122 | UNIT 99/99/9999 | 784 | $7,581 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,019 | $7,520 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 9,042 | $7,469 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 8,267 | $7,440 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,042 | $7,419 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 66 | $7,402 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 161 | $7,401 | dollars as filed | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,901 | $7,224 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 5,773 | $7,216 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $7,200 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 200 | $7,146 | dollars as filed | call |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 790 | $7,118 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 342 | $6,987 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 195 | $6,981 | dollars as filed | |
| Fidelity Enhanced Large Cap Growth ETF | 31609A305 | SHS | 266 | $6,977 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 100 | $6,899 | dollars as filed | put |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,000 | $6,896 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 6,000 | $6,852 | dollars as filed | principal |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 200 | $6,812 | dollars as filed | |
| EXPRESS INC XXXBANKRUPTCY EFF: 01/02/25 | 30219E202 | COM | 802 | $6,713 | dollars as filed | |
| ProShares UltraPro Short Russell2000 | 74347G390 | ETF | 222 | $6,709 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 849 | $6,673 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 13,970 | $6,621 | dollars as filed | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 26,000 | $6,565 | dollars as filed | principal |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,000 | $6,530 | dollars as filed | |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 2,785 | $6,489 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 2,399 | $6,478 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 419 | $6,457 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 853 | $6,423 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 7,152 | $6,401 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 2,000 | $6,360 | dollars as filed | call |
| GOLDMINING INC | 38149E101 | COM | 6,510 | $6,341 | dollars as filed | |
| CLENE INC | 185634102 | COM | 21,396 | $6,333 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 454 | $6,329 | dollars as filed | |
| SYNTEC OPTICS HLDGS INC | 87169M105 | CL A | 1,252 | $6,298 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R204 | SHIL CAP U S ETF | 236 | $6,261 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $6,250 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $6,212 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 301 | $6,194 | dollars as filed | |
| AMPLIFY ETF TR | 032108821 | BLACKSWAN ISWN | 321 | $6,189 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 205 | $6,070 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,019 | $6,039 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 1,000 | $6,030 | dollars as filed | put |
| AQUA METALS INC | 03837J101 | COM | 7,894 | $5,999 | dollars as filed | |
| ALITHYA GROUP INC | 01643b106 | COM | 4,500 | $5,985 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 250 | $5,952 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 600 | $5,916 | dollars as filed | call |
| STRYVE FOODS INC | 863685202 | COM | 2,247 | $5,842 | dollars as filed | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 52,031 | $5,775 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,800 | $5,724 | dollars as filed | |
| ASTRA SPACE INC | 04634X202 | CL A NEW | 2,427 | $5,533 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,400 | $5,520 | dollars as filed | put |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 25,805 | $5,517 | dollars as filed | principal |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 10,890 | $5,466 | dollars as filed | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 450 | $5,454 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 2,067 | $5,395 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 100 | $5,382 | dollars as filed | call |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 158 | $5,362 | dollars as filed | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 3,905 | $5,311 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-24-000115 | this filing | 2024-02-14 | acceptance time not in the bulk data set |