13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 7,757 holding rows worth $973,680,482,736.
- Accession
- 0000070858-23-000144
- Filer
- CIK 70858
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 27,309 entries on the cover page, a total value of $973,680,482,736 stated on the cover page (in dollars after the unit check, H1), rows summing to $973,680,482,736 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 313,800 | $13,885,650 | dollars as filed | put |
| Amgen Inc. | 031162100 | COM | 57,400 | $13,876,450 | dollars as filed | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 577,595 | $13,873,830 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 2,392,917 | $13,831,062 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 613,455 | $13,815,010 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,680,200 | $13,811,244 | dollars as filed | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 436,444 | $13,804,724 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,350,000 | $13,783,500 | dollars as filed | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 3,736,275 | $13,749,494 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 156,494 | $13,713,569 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 100,000 | $13,702,000 | dollars as filed | put |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,106,878 | $13,673,639 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 95,693 | $13,660,176 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,025,279 | $13,656,716 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 25,000 | $13,641,750 | dollars as filed | put |
| CARGURUS INC COM CL A | 141788109 | Stock | 729,163 | $13,620,764 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 486,400 | $13,599,744 | dollars as filed | put |
| VARONIS SYS INC | 922280102 | COM | 522,483 | $13,589,784 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 247,153 | $13,548,913 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 363,972 | $13,536,100 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 500,700 | $13,503,879 | dollars as filed | |
| NISOURCE INC | 65473P121 | CONV | 129,156 | $13,491,636 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 13,993,000 | $13,489,252 | dollars as filed | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 210,939 | $13,483,222 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 731,754 | $13,471,592 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 158,526 | $13,438,269 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 646,515 | $13,421,647 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 13,912,000 | $13,390,300 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 181,275 | $13,354,556 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 216,155 | $13,345,411 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 122,068 | $13,340,811 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 894,710 | $13,340,126 | dollars as filed | |
| General Electric Company | 369604301 | COM | 139,300 | $13,317,080 | dollars as filed | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,011,617 | $13,272,416 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 245,016 | $13,255,391 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 483,368 | $13,244,282 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 100,654 | $13,241,037 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 33,400 | $13,218,384 | dollars as filed | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 475,880 | $13,205,669 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 437,974 | $13,191,778 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 789,845 | $13,150,920 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 715,361 | $13,148,335 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 134,100 | $13,132,413 | dollars as filed | call |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 300,987 | $13,132,063 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 3,109,150 | $13,120,612 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,087,848 | $13,108,565 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 750,000 | $13,095,000 | dollars as filed | put |
| GREIF INC | 397624107 | CL A | 206,452 | $13,082,834 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 42,676 | $13,078,890 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 566,594 | $13,065,658 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 217,800 | $13,046,220 | dollars as filed | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 490,287 | $13,017,120 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 361,517 | $13,007,382 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 822,324 | $12,951,602 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 461,805 | $12,944,391 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 53,322 | $12,917,789 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 72,550 | $12,917,519 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 919,759 | $12,913,422 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 378,059 | $12,876,690 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 519,210 | $12,860,842 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 393,454 | $12,834,469 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 329,424 | $12,834,358 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 12,740,000 | $12,827,651 | dollars as filed | principal |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 491,752 | $12,819,975 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,093,058 | $12,810,645 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 198,005 | $12,801,030 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 64,900 | $12,799,578 | dollars as filed | call |
| AMBARELLA INC | G037AX101 | SHS | 165,214 | $12,790,868 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 19,100 | $12,780,192 | dollars as filed | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 154,435 | $12,779,497 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 696,165 | $12,774,619 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 528,066 | $12,773,911 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 657,630 | $12,771,173 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 481,168 | $12,770,198 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 1,029,590 | $12,766,918 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 93,979 | $12,736,035 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 15,539,000 | $12,734,210 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 297,381 | $12,721,959 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 111,193 | $12,679,338 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 177,613 | $12,653,152 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 870,462 | $12,639,110 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 546,219 | $12,606,734 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 390,111 | $12,596,685 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 377,908 | $12,569,218 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 697,760 | $12,545,733 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 852,309 | $12,537,473 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 125,194 | $12,528,196 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 61,684 | $12,514,507 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 870,088 | $12,511,865 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 53,856 | $12,476,323 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 243,392 | $12,476,274 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 66,900 | $12,475,178 | dollars as filed | call |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 1,187,493 | $12,468,676 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 237,896 | $12,465,734 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,971,000 | $12,463,056 | dollars as filed | principal |
| ALAMO GROUP INC | 011311107 | COM | 67,616 | $12,452,162 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 661,639 | $12,452,045 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 8,703,000 | $12,447,901 | dollars as filed | principal |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 434,969 | $12,440,125 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 488,583 | $12,439,323 | dollars as filed | |
| KKR & CO INC | 48251W401 | CONV | 196,044 | $12,438,992 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 692,957 | $12,417,797 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 60,700 | $12,403,438 | dollars as filed | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 100,445 | $12,385,872 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 524,519 | $12,383,904 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 129,600 | $12,376,800 | dollars as filed | call |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 136,924 | $12,375,208 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 1,378,934 | $12,369,039 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 230,163 | $12,359,753 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 122,000 | $12,353,720 | dollars as filed | call |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 12,527,000 | $12,343,855 | dollars as filed | principal |
| BLACKSTONE INC | 09260D107 | COM | 140,500 | $12,341,520 | dollars as filed | call |
| FABRINET SHS | G3323L100 | Stock | 103,817 | $12,329,307 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 427,867 | $12,309,740 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 833,869 | $12,307,901 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,154,529 | $12,280,816 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 180,733 | $12,262,752 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 338,168 | $12,251,827 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 411,802 | $12,251,123 | dollars as filed | |
| PLEXUS CORP COM | 729132100 | Stock | 125,335 | $12,228,936 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 505,540 | $12,218,902 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 278,068 | $12,218,327 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 112,762 | $12,204,257 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 222,600 | $12,202,932 | dollars as filed | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 170,000 | $12,200,900 | dollars as filed | put |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 868,100 | $12,144,719 | dollars as filed | put |
| VERTEX ENERGY INC | 92534K107 | COM | 1,228,806 | $12,140,603 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 85,336 | $12,137,339 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 235,475 | $12,108,124 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 7,965,277 | $12,107,221 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 475,767 | $12,084,482 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 210,300 | $12,081,735 | dollars as filed | put |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 4,008,561 | $12,065,770 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,022,758 | $12,048,088 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 248,945 | $12,046,430 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 293,573 | $12,039,419 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,132,046 | $12,024,740 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,165,839 | $12,019,801 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 83,600 | $12,000,780 | dollars as filed | call |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 1,182,332 | $12,000,670 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 565,166 | $11,981,526 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 128,330 | $11,956,506 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 176,490 | $11,937,783 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 294,287 | $11,918,640 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 284,001 | $11,916,681 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 168,769 | $11,911,717 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 337,183 | $11,909,304 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 505,658 | $11,903,188 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 1,002,731 | $11,902,416 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 143,700 | $11,889,738 | dollars as filed | put |
| PATRICK INDS INC | 703343103 | COM | 172,718 | $11,884,731 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 351,168 | $11,858,931 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 405,069 | $11,856,365 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 159,500 | $11,852,445 | dollars as filed | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 551,730 | $11,845,651 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 484,518 | $11,831,934 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 25,700 | $11,817,117 | dollars as filed | put |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 140,946 | $11,793,535 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 323,801 | $11,792,830 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 321,742 | $11,740,370 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 130,212 | $11,713,894 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 525,334 | $11,709,688 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 88,102 | $11,709,581 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 419,979 | $11,700,615 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 63,333 | $11,687,472 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 208,045 | $11,685,888 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 638,362 | $11,669,260 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 5,737,000 | $11,663,321 | dollars as filed | principal |
| FASTLY INC | 31188V100 | CL A | 656,399 | $11,657,646 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 70,200 | $11,656,008 | dollars as filed | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 252,153 | $11,654,526 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,838,103 | $11,636,222 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 161,800 | $11,612,386 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 93,814 | $11,591,713 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 91,974 | $11,589,643 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 169,208 | $11,580,596 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 241,997 | $11,577,136 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 148,765 | $11,570,941 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 377,620 | $11,562,724 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 528,128 | $11,555,440 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 12,892,000 | $11,541,692 | dollars as filed | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 9,304,000 | $11,539,379 | dollars as filed | principal |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 161,175 | $11,538,540 | dollars as filed | |
| PG&E CORP | 69331C140 | CONV | 81,021 | $11,531,719 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,081,530 | $11,518,295 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 651,423 | $11,517,159 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 428,569 | $11,511,354 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 176,692 | $11,502,619 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 250,000 | $11,477,500 | dollars as filed | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 179,356 | $11,460,846 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 272,757 | $11,458,502 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 358,932 | $11,449,930 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 56,000 | $11,443,040 | dollars as filed | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 660,857 | $11,413,002 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 303,432 | $11,402,064 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 1,171,005 | $11,370,458 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 366,090 | $11,359,773 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 82,200 | $11,329,626 | dollars as filed | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 147,653 | $11,316,125 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 353,518 | $11,316,111 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 76,000 | $11,300,440 | dollars as filed | call |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 83,652 | $11,296,367 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 140,108 | $11,294,106 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 644,900 | $11,292,199 | dollars as filed | call |
| FLUOR CORP | 343412102 | COM | 365,200 | $11,288,332 | dollars as filed | call |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 157,136 | $11,287,054 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,022,611 | $11,269,168 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 188,512 | $11,248,487 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,276,643 | $11,247,221 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 301,744 | $11,236,946 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 268,877 | $11,233,679 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 254,023 | $11,215,112 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 630,148 | $11,185,127 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 673,414 | $11,171,946 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 119,693 | $11,168,554 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 984,031 | $11,149,074 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 316,897 | $11,137,352 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,117,265 | $11,116,790 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,056,109 | $11,110,266 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 172,709 | $11,090,865 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 168,853 | $11,080,114 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 173,795 | $11,079,431 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,631,140 | $11,075,441 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 1,047,421 | $11,071,236 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 55,000 | $11,069,300 | dollars as filed | put |
| iShares Silver Trust | 46428Q109 | COM | 500,000 | $11,060,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 619,034 | $11,055,953 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 200,000 | $11,054,000 | dollars as filed | call |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 399,227 | $11,022,658 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 730,526 | $10,987,111 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,084,635 | $10,965,663 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 994,900 | $10,963,798 | dollars as filed | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,761,090 | $10,961,525 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 1,377,712 | $10,952,811 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 411,100 | $10,939,382 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 193,463 | $10,920,987 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,033,207 | $10,910,668 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 144,823 | $10,903,724 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 290,737 | $10,902,638 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 150,000 | $10,899,000 | dollars as filed | call |
| Boeing Company | 097023105 | COM | 51,300 | $10,897,659 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 490,805 | $10,851,692 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 2,595,531 | $10,823,365 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 798,111 | $10,822,385 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 338,762 | $10,803,120 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 93,170 | $10,801,198 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 263,332 | $10,796,598 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 536,514 | $10,794,663 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 687,529 | $10,787,330 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 131,070 | $10,787,069 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 33,919 | $10,777,424 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 110,800 | $10,774,192 | dollars as filed | call |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 602,526 | $10,767,131 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 278,143 | $10,741,882 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 178,677 | $10,729,554 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 310,000 | $10,719,800 | dollars as filed | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,864,538 | $10,702,447 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 270,203 | $10,673,001 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 284,109 | $10,648,404 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 154,276 | $10,646,151 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 1,022,416 | $10,643,354 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 308,577 | $10,636,648 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 313,146 | $10,634,428 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 4,897,000 | $10,633,836 | dollars as filed | principal |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,073,713 | $10,629,758 | dollars as filed | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 147,350 | $10,625,408 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 199,700 | $10,616,052 | dollars as filed | put |
| ARCOSA INC COM | 039653100 | Stock | 168,070 | $10,606,898 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 210,400 | $10,595,744 | dollars as filed | put |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 868,217 | $10,592,248 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 560,013 | $10,589,849 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 278,448 | $10,589,394 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 9,000,000 | $10,588,500 | dollars as filed | principal |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 158,872 | $10,580,881 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 617,157 | $10,571,901 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 141,594 | $10,567,159 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 402,768 | $10,540,439 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 3,546,564 | $10,533,295 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,950,123 | $10,530,664 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 770,579 | $10,526,109 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 2,452,606 | $10,521,679 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 165,400 | $10,512,824 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 262,732 | $10,472,509 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 235,400 | $10,456,468 | dollars as filed | call |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 420,503 | $10,449,499 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 137,500 | $10,441,750 | dollars as filed | call |
| CONCENTRIX CORP | 20602D101 | COM | 85,867 | $10,437,104 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 568,583 | $10,405,070 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,050,500 | $10,378,940 | dollars as filed | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 537,401 | $10,377,214 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 447,898 | $10,373,328 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 255,435 | $10,373,216 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 476,264 | $10,339,693 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 226,000 | $10,339,500 | dollars as filed | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 982,360 | $10,334,424 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 1,000,000 | $10,320,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 625,903 | $10,308,622 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 195,284 | $10,289,514 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 77,900 | $10,289,032 | dollars as filed | put |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 10,548,000 | $10,283,667 | dollars as filed | principal |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 986,893 | $10,283,425 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,381,827 | $10,280,793 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 436,188 | $10,274,408 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 30,000 | $10,273,200 | dollars as filed | put |
| SCIPLAY CORPORATION | 809087109 | CL A | 604,707 | $10,255,831 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 241,755 | $10,255,246 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 264,751 | $10,245,864 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 193,615 | $10,240,297 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 379,993 | $10,237,017 | dollars as filed | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 1,007,567 | $10,226,805 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 252,364 | $10,182,887 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 968,512 | $10,179,058 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 260,026 | $10,167,016 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 199,266 | $10,166,550 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 113,718 | $10,156,154 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 123,794 | $10,151,081 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 205,418 | $10,110,674 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 237,951 | $10,101,024 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 75,626 | $10,096,039 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 892,373 | $10,048,120 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 30,555 | $10,043,429 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 848,202 | $10,025,748 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 338,330 | $10,017,951 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 560,124 | $9,992,611 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 373,948 | $9,988,152 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 285,516 | $9,981,646 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 133,600 | $9,981,256 | dollars as filed | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 444,242 | $9,975,004 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 2,078,499 | $9,956,011 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 40,000 | $9,901,600 | dollars as filed | put |
| NMI HLDGS INC | 629209305 | COM | 443,034 | $9,892,949 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 294,405 | $9,886,120 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 288,548 | $9,874,126 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 474,031 | $9,874,068 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 50,000 | $9,861,000 | dollars as filed | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,227,509 | $9,844,619 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 182,389 | $9,823,471 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 309,104 | $9,820,235 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 63,500 | $9,808,845 | dollars as filed | put |
| OUTSET MEDICAL INC | 690145107 | COM | 532,417 | $9,796,473 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 555,404 | $9,791,773 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 127,000 | $9,789,160 | dollars as filed | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 570,048 | $9,776,323 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 213,572 | $9,775,200 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 850,000 | $9,766,500 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 102,333 | $9,765,336 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 181,902 | $9,755,391 | dollars as filed | |
| GOTHAM 1000 VALUE ETF | 886364520 | ETF | 515,465 | $9,752,598 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 8,675,000 | $9,737,688 | dollars as filed | principal |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 80,800 | $9,732,360 | dollars as filed | call |
| McDonalds Corporation | 580135101 | COM | 34,800 | $9,730,428 | dollars as filed | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 423,432 | $9,726,233 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 10,000,000 | $9,725,900 | dollars as filed | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 839,887 | $9,725,891 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 224,321 | $9,695,157 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 404,738 | $9,689,423 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 80,400 | $9,684,180 | dollars as filed | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 419,836 | $9,673,021 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 20,800 | $9,666,176 | dollars as filed | call |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 241,819 | $9,642,853 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 46,500 | $9,604,110 | dollars as filed | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 550,000 | $9,603,000 | dollars as filed | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,103,046 | $9,589,890 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 674,472 | $9,577,492 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 39,600 | $9,573,300 | dollars as filed | call |
| AAON INC | 000360206 | COM PAR $0.004 | 98,933 | $9,565,840 | dollars as filed | |
| NUVASIVE INC | 670704105 | COM | 231,287 | $9,554,465 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 62,000 | $9,548,620 | dollars as filed | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 682,507 | $9,548,267 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 125,200 | $9,541,492 | dollars as filed | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 278,000 | $9,532,620 | dollars as filed | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 205,479 | $9,523,950 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,938,640 | $9,521,194 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 55,275 | $9,520,545 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 488,493 | $9,506,074 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 263,600 | $9,505,416 | dollars as filed | call |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 664,178 | $9,504,387 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 478,101 | $9,495,087 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 610,463 | $9,492,699 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 966,647 | $9,492,470 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 2,203,761 | $9,476,172 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 44,900 | $9,449,654 | dollars as filed | call |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 8,775,000 | $9,446,288 | dollars as filed | principal |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 518,111 | $9,445,159 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 187,182 | $9,433,993 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 82,553 | $9,423,432 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 96,053 | $9,404,543 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,934,658 | $9,402,435 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 282,626 | $9,400,140 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 214,061 | $9,395,155 | dollars as filed | |
| KENNAMETAL INC | 489170100 | COM | 340,643 | $9,394,942 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 417,874 | $9,393,817 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 129,599 | $9,392,063 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 360,575 | $9,382,163 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 430,865 | $9,379,931 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 68,514 | $9,372,778 | dollars as filed | |
| BALL CORP | 058498106 | COM | 170,000 | $9,368,700 | dollars as filed | call |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 894,800 | $9,368,556 | dollars as filed | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 696,898 | $9,366,310 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 391,252 | $9,362,660 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 222,489 | $9,360,112 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 293,508 | $9,357,028 | dollars as filed | |
| DANA INC | 235825205 | COM | 621,636 | $9,355,626 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 290,000 | $9,340,899 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 274,696 | $9,339,660 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 387,164 | $9,319,037 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 98,351 | $9,317,475 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 244,515 | $9,291,570 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 9,222,000 | $9,271,246 | dollars as filed | principal |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 286,054 | $9,259,571 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 236,762 | $9,250,290 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 226,042 | $9,224,772 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 875,901 | $9,223,228 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 398,581 | $9,195,264 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 232,405 | $9,191,618 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 143,905 | $9,150,905 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 502,981 | $9,149,225 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 128,369 | $9,147,558 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 963,507 | $9,143,681 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 244,037 | $9,129,418 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 298,407 | $9,125,286 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 7,165,438 | $9,100,107 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 158,052 | $9,097,459 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 93,500 | $9,092,875 | dollars as filed | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 966,981 | $9,079,951 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 900,000 | $9,063,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 1,392,598 | $9,037,962 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 146,991 | $9,035,554 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 441,718 | $9,033,135 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 270,635 | $9,031,089 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 318,174 | $9,026,596 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 1,547,611 | $9,007,097 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 222,708 | $9,006,312 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 97,363 | $8,991,473 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 641,900 | $8,980,181 | dollars as filed | call |
| CALIX INC | 13100M509 | COM | 167,454 | $8,973,859 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 376,325 | $8,971,591 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 2,976,517 | $8,959,316 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 244,555 | $8,955,588 | dollars as filed | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 9,027,000 | $8,936,730 | dollars as filed | principal |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 3,075,031 | $8,917,590 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 78,151 | $8,905,253 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 92,300 | $8,904,181 | dollars as filed | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 13,300 | $8,899,296 | dollars as filed | call |
| TRANSCAT INC | 893529107 | COM | 99,523 | $8,896,362 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 202,982 | $8,874,386 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 882,719 | $8,862,495 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 230,347 | $8,861,449 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 231,421 | $8,854,167 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 83,469 | $8,829,685 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 104,000 | $8,816,080 | dollars as filed | call |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 564,193 | $8,812,696 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 612,842 | $8,812,668 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 1,926,811 | $8,805,526 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 116,462 | $8,792,907 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 60,206 | $8,787,604 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 693,066 | $8,784,609 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 151,600 | $8,783,704 | dollars as filed | put |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,069,009 | $8,776,564 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 312,036 | $8,774,452 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,432,771 | $8,754,231 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 253,510 | $8,751,176 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 232,200 | $8,746,974 | dollars as filed | call |
| Stryker Corporation | 863667101 | COM | 30,600 | $8,735,382 | dollars as filed | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 354,001 | $8,729,665 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 577,143 | $8,703,317 | dollars as filed | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 170,776 | $8,699,330 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 120,447 | $8,695,097 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 383,424 | $8,688,388 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 1,647,548 | $8,666,105 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 202,777 | $8,658,560 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 84,008 | $8,655,353 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 155,998 | $8,650,090 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 765,129 | $8,645,953 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 475,000 | $8,640,250 | dollars as filed | call |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 522,051 | $8,608,621 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 275,909 | $8,589,047 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 599,461 | $8,578,290 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 7,204,149 | $8,572,937 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 100,000 | $8,559,000 | dollars as filed | put |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 138,641 | $8,551,348 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 43,824 | $8,550,499 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 151,124 | $8,549,079 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 75,329 | $8,542,308 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 250,000 | $8,525,000 | dollars as filed | call |
| CAMECO CORP COM | 13321L108 | Stock | 325,700 | $8,523,569 | dollars as filed | call |
| WAFD INC | 938824109 | COM | 282,221 | $8,500,497 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 500,451 | $8,482,644 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 304,461 | $8,479,239 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 42,400 | $8,478,728 | dollars as filed | call |
| BUMBLE INC | 12047B105 | COM CL A | 433,661 | $8,478,073 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 61,500 | $8,476,545 | dollars as filed | call |
| AMERIS BANCORP | 03076K108 | COM | 231,268 | $8,459,793 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 359,470 | $8,454,734 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1,345,892 | $8,452,202 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 149,759 | $8,447,927 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 150,000 | $8,434,500 | dollars as filed | call |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 7,750,000 | $8,432,000 | dollars as filed | principal |
| MATERION CORP | 576690101 | COM | 72,654 | $8,427,864 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 268,914 | $8,422,387 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000144 | this filing | 2023-05-12 | acceptance time not in the bulk data set |