13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-10, with 8,210 holding rows worth $878,015,377,310.
- Accession
- 0000070858-23-000015
- Filer
- CIK 70858
- Filed
- 2023-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 26,287 entries on the cover page, a total value of $878,015,377,310 stated on the cover page (in dollars after the unit check, H1), rows summing to $878,015,377,310 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 897,956 | $12,059,544 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 979,305 | $12,035,658 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 714,541 | $12,032,865 | dollars as filed | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 989,751 | $12,015,577 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 336,825 | $12,014,548 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 537,874 | $11,962,318 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 154,187 | $11,958,723 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 574,871 | $11,957,317 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,430,234 | $11,956,756 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 141,565 | $11,952,307 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,038,010 | $11,937,117 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 28,300 | $11,894,490 | dollars as filed | put |
| O-I GLASS INC | 67098H104 | COM | 717,533 | $11,889,523 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 772,000 | $11,881,080 | dollars as filed | put |
| ARISTA NETWORKS INC | 040413106 | COM | 97,900 | $11,880,165 | dollars as filed | call |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 632,040 | $11,876,032 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 198,298 | $11,860,213 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 98,850 | $11,846,188 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 488,956 | $11,837,626 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 374,509 | $11,834,495 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 236,979 | $11,829,992 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 184,862 | $11,827,495 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 415,000 | $11,810,900 | dollars as filed | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 109,229 | $11,801,049 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 185,923 | $11,755,912 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 59,561 | $11,751,430 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 170,900 | $11,728,867 | dollars as filed | put |
| NEW JERSEY RES CORP | 646025106 | COM | 236,242 | $11,722,304 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 318,209 | $11,706,925 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 178,235 | $11,694,009 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 555,938 | $11,691,376 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 796,300 | $11,673,758 | dollars as filed | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 185,043 | $11,654,009 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 350,778 | $11,649,348 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 8,175,000 | $11,644,306 | dollars as filed | principal |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 685,954 | $11,633,780 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 122,841 | $11,629,357 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 80,630 | $11,626,102 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 821,244 | $11,620,603 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 1,843,902 | $11,579,704 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 933,111 | $11,561,245 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 2,682,336 | $11,560,869 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 726,125 | $11,559,911 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 172,265 | $11,550,350 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 177,779 | $11,550,274 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 164,217 | $11,541,140 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 11,819,000 | $11,523,525 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 573,231 | $11,521,952 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 321,544 | $11,517,707 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 8,385,000 | $11,504,975 | dollars as filed | principal |
| INSIGHT ACQUISITION CORP | 45784L100 | COM | 1,141,137 | $11,502,661 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 340,455 | $11,500,570 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 488,708 | $11,494,412 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 5,737,000 | $11,474,000 | dollars as filed | principal |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 97,757 | $11,468,852 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 504,355 | $11,459,450 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 363,200 | $11,458,960 | dollars as filed | put |
| PLEXUS CORP COM | 729132100 | Stock | 111,259 | $11,451,888 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 514,052 | $11,447,943 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 175,201 | $11,447,605 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 357,915 | $11,438,972 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 3,545,245 | $11,415,689 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 946,914 | $11,410,312 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 303,475 | $11,407,625 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 535,097 | $11,397,568 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 136,127 | $11,372,049 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 477,610 | $11,343,246 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 933,412 | $11,331,627 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 986,797 | $11,328,429 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 438,243 | $11,315,433 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 321,163 | $11,314,580 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 401,961 | $11,309,967 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 247,136 | $11,308,966 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 272,700 | $11,308,869 | dollars as filed | put |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 232,470 | $11,307,341 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 840,425 | $11,303,717 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 348,085 | $11,298,842 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 611,514 | $11,288,549 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 879,202 | $11,262,583 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 239,775 | $11,214,278 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 509,775 | $11,204,847 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,352,451 | $11,198,295 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 588,632 | $11,181,056 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 402,926 | $11,177,168 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 519,365 | $11,153,368 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 341,170 | $11,139,212 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,168,816 | $11,138,815 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 236,237 | $11,136,213 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 537,889 | $11,128,924 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 141,190 | $11,106,018 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 1,240,800 | $11,105,160 | dollars as filed | put |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 175,952 | $11,102,572 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 1,149,747 | $11,095,059 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 202,389 | $11,090,917 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 332,413 | $11,089,295 | dollars as filed | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 311,328 | $11,061,473 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 78,100 | $11,056,617 | dollars as filed | call |
| Boeing Company | 097023105 | COM | 58,000 | $11,048,420 | dollars as filed | put |
| GAMESTOP CORP | 36467W109 | CL A | 598,500 | $11,048,310 | dollars as filed | put |
| FIVE9 INC | 338307101 | COM | 162,706 | $11,041,229 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 101,523 | $11,008,139 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 264,681 | $10,994,850 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 445,299 | $10,981,072 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 375,147 | $10,943,038 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 510,440 | $10,928,520 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 630,364 | $10,917,910 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 159,212 | $10,894,877 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 136,126 | $10,888,719 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 1,768,059 | $10,873,562 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 1,083,513 | $10,873,053 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 180,665 | $10,854,353 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 173,370 | $10,837,380 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 32,700 | $10,834,818 | dollars as filed | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,606,845 | $10,830,140 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,655,990 | $10,813,615 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 220,884 | $10,810,063 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 16,500 | $10,807,995 | dollars as filed | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 148,696 | $10,807,226 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 378,994 | $10,771,009 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 382,059 | $10,770,243 | dollars as filed | |
| FULLER H B CO COM | 359694106 | Stock | 150,342 | $10,767,483 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 88,100 | $10,764,058 | dollars as filed | call |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 250,000 | $10,757,500 | dollars as filed | call |
| INTEGER HLDGS CORP | 45826H109 | COM | 156,976 | $10,746,577 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 232,200 | $10,743,894 | dollars as filed | call |
| United States Oil Fund LP | 91232N207 | COM | 153,108 | $10,734,402 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 163,478 | $10,732,331 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 130,561 | $10,706,816 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 307,102 | $10,700,969 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,952,038 | $10,697,168 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 75,500 | $10,688,535 | dollars as filed | put |
| R1 RCM INC | 77634L105 | COM | 975,870 | $10,685,776 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 181,485 | $10,647,707 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,342,871 | $10,635,537 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 210,344 | $10,620,269 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 156,159 | $10,617,251 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 897,050 | $10,612,101 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 452,151 | $10,611,975 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 661,472 | $10,603,388 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 656,446 | $10,595,046 | dollars as filed | |
| Barclays Bank PLC | 06747R477 | COM | 750,000 | $10,590,000 | dollars as filed | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 292,132 | $10,563,494 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 10,920,000 | $10,548,502 | dollars as filed | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 128,600 | $10,546,486 | dollars as filed | put |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 72,933 | $10,538,037 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 936,272 | $10,533,056 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 441,415 | $10,514,505 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 197,606 | $10,500,802 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 133,621 | $10,486,576 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 411,216 | $10,481,899 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,643,890 | $10,455,141 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 322,827 | $10,446,681 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 31,690 | $10,442,490 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 54,408 | $10,415,859 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,024,762 | $10,411,582 | dollars as filed | |
| CORE LABORATORIES N V | N22717107 | COM | 512,362 | $10,385,583 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,442,212 | $10,369,504 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 712,724 | $10,363,010 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 619,384 | $10,356,099 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 160,104 | $10,342,718 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 412,285 | $10,338,047 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 190,414 | $10,324,233 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 513,098 | $10,323,532 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 261,167 | $10,305,666 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 137,942 | $10,300,128 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,197,595 | $10,299,321 | dollars as filed | |
| Southern Company | 842587107 | COM | 144,000 | $10,283,040 | dollars as filed | put |
| EQT CORP COM | 26884L109 | Stock | 303,800 | $10,277,554 | dollars as filed | put |
| AAON INC | 000360206 | COM PAR $0.004 | 135,999 | $10,243,436 | dollars as filed | |
| SLAM CORP | G8210L105 | COM | 1,012,663 | $10,238,023 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 394,616 | $10,232,382 | dollars as filed | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 273,532 | $10,194,536 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 774,359 | $10,190,564 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 344,442 | $10,188,591 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 219,826 | $10,183,440 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 390,009 | $10,179,232 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 76,339 | $10,165,269 | dollars as filed | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 1,000,000 | $10,140,000 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 349,782 | $10,136,671 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 1,000,000 | $10,120,000 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 161,278 | $10,084,712 | dollars as filed | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 373,629 | $10,073,037 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 14,200 | $10,062,546 | dollars as filed | put |
| ALAMO GROUP INC | 011311107 | COM | 70,931 | $10,043,830 | dollars as filed | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 1,007,567 | $10,030,329 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 431,000 | $9,999,200 | dollars as filed | call |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 701,541 | $9,982,929 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 261,516 | $9,976,835 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 199,700 | $9,947,057 | dollars as filed | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 199,700 | $9,947,057 | dollars as filed | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 204,865 | $9,944,149 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 354,024 | $9,940,993 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 248,296 | $9,928,116 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 617,573 | $9,924,399 | dollars as filed | |
| CTS CORP | 126501105 | COM | 251,491 | $9,913,776 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 487,644 | $9,908,927 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 473,635 | $9,898,965 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 349,369 | $9,894,116 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 104,578 | $9,883,708 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 60,256 | $9,877,766 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 877,275 | $9,843,026 | dollars as filed | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 967,180 | $9,778,190 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 250,236 | $9,765,960 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 197,520 | $9,761,416 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 9,294,000 | $9,758,700 | dollars as filed | principal |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 227,724 | $9,757,973 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 592,702 | $9,732,167 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 11,500 | $9,731,760 | dollars as filed | put |
| MERCADOLIBREINC | 58733R102 | STOK | 11,500 | $9,731,760 | dollars as filed | call |
| BANKUNITED INC | 06652K103 | COM | 286,350 | $9,727,323 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 3,947,570 | $9,711,023 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 102,461 | $9,704,068 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 583,817 | $9,691,364 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 741,838 | $9,688,404 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 1,131,750 | $9,687,777 | dollars as filed | |
| GOTHAM 1000 VALUE ETF | 886364520 | ETF | 515,465 | $9,685,587 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 338,100 | $9,666,279 | dollars as filed | put |
| NETSTREIT CORP | 64119V303 | COM | 526,722 | $9,654,819 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 79,000 | $9,652,220 | dollars as filed | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,369,600 | $9,644,272 | dollars as filed | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 425,044 | $9,640,006 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 4,084,721 | $9,639,942 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 955,051 | $9,631,689 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 249,075 | $9,629,239 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 1,058,458 | $9,626,671 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 207,947 | $9,625,867 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 122,224 | $9,612,918 | dollars as filed | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 348,100 | $9,593,636 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 229,537 | $9,528,081 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 274,564 | $9,524,632 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,050,631 | $9,508,210 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 408,137 | $9,489,185 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 307,566 | $9,485,338 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 347,631 | $9,479,886 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 152,100 | $9,468,225 | dollars as filed | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,209,448 | $9,445,787 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 447,800 | $9,439,624 | dollars as filed | put |
| Raytheon Technologies Corporation | 75513E101 | COM | 93,500 | $9,436,020 | dollars as filed | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 247,211 | $9,428,627 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 948,291 | $9,426,010 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 1,019,693 | $9,421,962 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 896,320 | $9,420,328 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 860,674 | $9,415,768 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 62,000 | $9,414,700 | dollars as filed | call |
| SCIPLAY CORPORATION | 809087109 | CL A | 584,527 | $9,399,194 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,327,715 | $9,386,946 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 200,327 | $9,383,315 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 206,717 | $9,362,232 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 88,700 | $9,359,624 | dollars as filed | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 182,002 | $9,354,903 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 87,690 | $9,338,113 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 150,000 | $9,337,500 | dollars as filed | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 176,410 | $9,335,617 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 68,754 | $9,325,080 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 459,337 | $9,324,541 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 475,246 | $9,321,947 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 633,200 | $9,314,372 | dollars as filed | call |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 334,772 | $9,310,009 | dollars as filed | |
| NOV INC | 62955J103 | COM | 445,300 | $9,302,317 | dollars as filed | call |
| BEST BUY INC COM | 086516101 | Stock | 115,800 | $9,288,318 | dollars as filed | put |
| MILLERKNOLL INC | 600544100 | COM | 442,070 | $9,287,886 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 200,000 | $9,284,000 | dollars as filed | put |
| CVB FINL CORP COM | 126600105 | Stock | 360,466 | $9,282,000 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 375,039 | $9,274,721 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 49,651 | $9,254,372 | dollars as filed | |
| AAR CORP | 000361105 | COM | 205,955 | $9,247,378 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 472,515 | $9,228,218 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 380,000 | $9,226,400 | dollars as filed | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 265,725 | $9,223,315 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 172,872 | $9,214,078 | dollars as filed | |
| DECARBONIZATION PLUS ACQUISI | G2773W103 | COM | 901,312 | $9,206,902 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 157,762 | $9,203,854 | dollars as filed | |
| DANA INC | 235825205 | COM | 608,317 | $9,203,843 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 226,000 | $9,200,460 | dollars as filed | put |
| ASHLAND INC | 044186104 | COM | 85,484 | $9,192,067 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 125,981 | $9,189,078 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 153,443 | $9,168,200 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 299,056 | $9,148,123 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 223,979 | $9,136,103 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 210,591 | $9,135,438 | dollars as filed | |
| WAFD INC | 938824109 | COM | 271,732 | $9,116,605 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 271,434 | $9,112,040 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 731,997 | $9,098,720 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 458,696 | $9,077,594 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 222,915 | $9,072,634 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 87,074 | $9,059,179 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 7,723,000 | $9,055,218 | dollars as filed | principal |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 189,512 | $9,054,872 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 52,000 | $9,039,680 | dollars as filed | call |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 324,854 | $9,024,441 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 245,902 | $8,997,553 | dollars as filed | |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 890,000 | $8,980,100 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 460,844 | $8,977,240 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 895,881 | $8,976,728 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 219,175 | $8,964,265 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 193,358 | $8,956,330 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 107,518 | $8,946,573 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 191,094 | $8,943,194 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 179,870 | $8,941,337 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 427,565 | $8,936,109 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 2,621,910 | $8,914,495 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 222,848 | $8,911,695 | dollars as filed | |
| BECTON DICKINSON & CO | 075887406 | CONV | 177,470 | $8,887,697 | dollars as filed | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 9,027,000 | $8,887,082 | dollars as filed | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 133,300 | $8,884,445 | dollars as filed | call |
| GORES HOLDINGS IX INC | 38287A101 | COM | 900,000 | $8,874,000 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 123,048 | $8,869,265 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,765,449 | $8,862,556 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 667,991 | $8,850,880 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 208,207 | $8,848,804 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 264,469 | $8,835,895 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 1,015,216 | $8,832,380 | dollars as filed | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 527,721 | $8,818,217 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 134,987 | $8,813,302 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 125,000 | $8,812,500 | dollars as filed | put |
| HAPPEN INC COM NEW | 52603A208 | Stock | 1,000,729 | $8,806,415 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 255,784 | $8,798,967 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 205,887 | $8,797,550 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 406,566 | $8,781,826 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 482,288 | $8,772,816 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 212,454 | $8,759,464 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 101,264 | $8,757,280 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 625,965 | $8,738,472 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 345,236 | $8,731,019 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 118,370 | $8,722,713 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 94,655 | $8,714,885 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 529,636 | $8,712,512 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 709,159 | $8,708,471 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 289,816 | $8,700,276 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 300,000 | $8,697,000 | dollars as filed | call |
| PATRICK INDS INC | 703343103 | COM | 143,377 | $8,688,651 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,482,846 | $8,659,819 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 310,451 | $8,649,165 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 58,000 | $8,635,620 | dollars as filed | put |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 632,370 | $8,631,855 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,795,247 | $8,599,233 | dollars as filed | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 8,897,000 | $8,597,171 | dollars as filed | principal |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 509,138 | $8,589,161 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 25,300 | $8,579,230 | dollars as filed | call |
| ARCBEST CORP COM | 03937C105 | Stock | 122,322 | $8,567,437 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 80,451 | $8,564,776 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 211,010 | $8,558,566 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 166,899 | $8,556,932 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 128,655 | $8,531,138 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 175,493 | $8,527,208 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 506,399 | $8,522,701 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 234,632 | $8,512,449 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 415,530 | $8,489,287 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 289,514 | $8,462,495 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,368,817 | $8,459,289 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 213,992 | $8,435,574 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 85,143 | $8,433,414 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 33,853 | $8,419,880 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 82,439 | $8,409,602 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 196,840 | $8,399,161 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 879,221 | $8,378,977 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 262,665 | $8,374,548 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 208,348 | $8,369,339 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 306,109 | $8,369,022 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 646,732 | $8,368,709 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 444,789 | $8,366,487 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 7,802,000 | $8,362,964 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 94,014 | $8,348,537 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 329,273 | $8,343,781 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 850,094 | $8,330,921 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 365,193 | $8,322,743 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 237,311 | $8,320,124 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 58,604 | $8,311,288 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 199,739 | $8,305,135 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 75,277 | $8,303,806 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 141,464 | $8,289,790 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 236,300 | $8,284,678 | dollars as filed | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 223,700 | $8,276,900 | dollars as filed | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 351,880 | $8,269,181 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 4,100 | $8,262,648 | dollars as filed | call |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 166,604 | $8,243,566 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 80,000 | $8,239,200 | dollars as filed | put |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,333,000 | $8,236,818 | dollars as filed | principal |
| ZHIHU INC | 98955N108 | ADR | 6,331,239 | $8,230,611 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 156,287 | $8,226,940 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 888,816 | $8,212,660 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 229,363 | $8,211,196 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,654,874 | $8,208,173 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 412,981 | $8,205,924 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 615,900 | $8,197,629 | dollars as filed | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 130,178 | $8,194,732 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 233,745 | $8,185,764 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 215,950 | $8,160,761 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 81,914 | $8,149,624 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 142,684 | $8,144,402 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 356,346 | $8,094,400 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 693,197 | $8,089,607 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 125,000 | $8,083,750 | dollars as filed | call |
| LEGGETT & PLATT INC | 524660107 | COM | 250,319 | $8,067,765 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 519,821 | $8,067,629 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 3,328,403 | $8,054,735 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 162,400 | $8,027,432 | dollars as filed | put |
| DISCOVER FINL SVCS | 254709108 | COM | 82,000 | $8,022,060 | dollars as filed | put |
| UIPATH INC | 90364P105 | CL A | 631,147 | $8,021,883 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 786,600 | $8,019,387 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 298,100 | $8,009,947 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 25,000 | $8,009,500 | dollars as filed | put |
| TRINITY INDS INC | 896522109 | COM | 270,698 | $8,004,539 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 196,500 | $7,999,515 | dollars as filed | call |
| PAYCOR HCM INC | 70435P102 | COM | 326,722 | $7,994,888 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 214,252 | $7,946,607 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,098,922 | $7,934,217 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 721,539 | $7,922,498 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 334,092 | $7,911,298 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 1,008,870 | $7,889,363 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 86,841 | $7,879,066 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 226,241 | $7,870,908 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 123,790 | $7,868,092 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 379,062 | $7,865,536 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 252,145 | $7,864,402 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 192,206 | $7,861,214 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 405,393 | $7,844,355 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 779,184 | $7,838,592 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 857,553 | $7,838,034 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 292,608 | $7,833,110 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 702,900 | $7,830,306 | dollars as filed | put |
| NOVAVAX INC | 670002401 | COM NEW | 761,621 | $7,829,464 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 144,073 | $7,828,927 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 129,741 | $7,824,680 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 311,907 | $7,813,271 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 204,257 | $7,806,704 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 77,100 | $7,803,291 | dollars as filed | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 75,300 | $7,792,797 | dollars as filed | call |
| WD 40 CO COM | 929236107 | Stock | 48,318 | $7,789,372 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 555,264 | $7,779,250 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 974,071 | $7,763,345 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 176,185 | $7,753,917 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 266,153 | $7,750,375 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 738,588 | $7,747,793 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 9,065,000 | $7,744,954 | dollars as filed | principal |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 492,258 | $7,743,222 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 7,675,000 | $7,740,238 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 139,885 | $7,732,843 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 352,090 | $7,724,855 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 160,210 | $7,717,320 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 10,837 | $7,714,426 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 163,400 | $7,712,480 | dollars as filed | put |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 203,011 | $7,712,388 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 25,000 | $7,706,500 | dollars as filed | put |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 398,605 | $7,705,035 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 700,000 | $7,665,000 | dollars as filed | call |
| MACERICH CO | 554382101 | COM | 680,675 | $7,664,395 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 353,325 | $7,663,620 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 94,571 | $7,663,082 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 436,642 | $7,654,332 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 97,302 | $7,647,568 | dollars as filed | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,308,386 | $7,640,975 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 861,165 | $7,638,530 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 331,384 | $7,601,959 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 323,450 | $7,591,367 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 19,500 | $7,589,790 | dollars as filed | put |
| DAUCH CORP | 024061103 | COM | 970,400 | $7,588,528 | dollars as filed | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 387,175 | $7,577,015 | dollars as filed | |
| SSGA ACTIVE TR | 78470P846 | SPDR BLACKSTONE | 277,894 | $7,575,113 | dollars as filed | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 750,000 | $7,575,000 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 43,600 | $7,551,520 | dollars as filed | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,180,532 | $7,543,599 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 45,000 | $7,529,850 | dollars as filed | call |
| GOGO INC | 38046C109 | COM | 509,900 | $7,526,124 | dollars as filed | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 471,079 | $7,518,427 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 148,306 | $7,511,698 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 247,851 | $7,495,270 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 157,389 | $7,480,699 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1,367,293 | $7,479,093 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 221,004 | $7,452,258 | dollars as filed | |
| NUVASIVE INC | 670704AL9 | BOND | 7,606,000 | $7,444,373 | dollars as filed | principal |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 224,574 | $7,428,907 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 98,634 | $7,427,111 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 603,076 | $7,423,866 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 343,794 | $7,419,074 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 7,250,000 | $7,409,500 | dollars as filed | principal |
| PACWEST BANCORP DEL | 695263103 | COM | 322,699 | $7,405,950 | dollars as filed | |
| THE GROWTH FOR GOOD ACQU COR | G41522106 | CLASS A ORD SHS | 738,000 | $7,402,140 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 90,702 | $7,401,283 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 263,471 | $7,398,267 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 324,539 | $7,396,253 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 16,000,000 | $7,392,000 | dollars as filed | principal |
| Boston Scientific Corporation | 101137107 | COM | 159,700 | $7,389,319 | dollars as filed | put |
| ModivCare Inc | 60783X104 | Common Stock | 82,315 | $7,386,124 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 7,654,000 | $7,374,629 | dollars as filed | principal |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 180,608 | $7,341,715 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 96,650 | $7,341,532 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 121,671 | $7,330,678 | dollars as filed | |
| PG&E CORP | 69331C140 | CONV | 50,711 | $7,314,555 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 306,672 | $7,314,128 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 132,949 | $7,309,536 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 100,000 | $7,303,000 | dollars as filed | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 330,125 | $7,299,053 | dollars as filed | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 289,868 | $7,298,877 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 979,259 | $7,295,479 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 795,180 | $7,291,800 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 28,500 | $7,291,725 | dollars as filed | call |
| RAPID7 INC COM | 753422104 | Stock | 214,025 | $7,272,569 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 30,400 | $7,261,344 | dollars as filed | call |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 386,381 | $7,260,099 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000015 | this filing | 2023-02-10 | acceptance time not in the bulk data set |