13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-10, with 8,210 holding rows worth $878,015,377,310.
- Accession
- 0000070858-23-000015
- Filer
- CIK 70858
- Filed
- 2023-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 26,287 entries on the cover page, a total value of $878,015,377,310 stated on the cover page (in dollars after the unit check, H1), rows summing to $878,015,377,310 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 400 | $6,940 | dollars as filed | |
| CLENE INC | 185634102 | COM | 6,878 | $6,878 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 170 | $6,877 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 18,301 | $6,790 | dollars as filed | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 39,838 | $6,732 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,945 | $6,717 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 215 | $6,695 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1,698 | $6,622 | dollars as filed | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 17,020 | $6,604 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 4,991 | $6,588 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 552 | $6,550 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 6,000 | $6,525 | dollars as filed | principal |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 9,834 | $6,490 | dollars as filed | |
| SIFCO INDS INC | 826546103 | COM | 3,003 | $6,483 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 4,000 | $6,481 | dollars as filed | principal |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 207 | $6,471 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 3,778 | $6,461 | dollars as filed | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 5,714 | $6,457 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 3,600 | $6,444 | dollars as filed | put |
| GUILD HLDGS CO | 40172N107 | CL A | 635 | $6,407 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 3,437 | $6,393 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 5,400 | $6,264 | dollars as filed | call |
| BIOTE CORP | 090683111 | WTS | 25,000 | $6,250 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 8,196 | $6,229 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 1,992 | $6,175 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 8,000 | $6,146 | dollars as filed | principal |
| LENSAR INC | 52634L108 | COM | 2,072 | $6,134 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 946 | $6,073 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 200 | $6,048 | dollars as filed | call |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,375 | $6,036 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 814 | $5,992 | dollars as filed | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 232 | $5,872 | dollars as filed | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 500 | $5,870 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 100,100 | $5,806 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,857 | $5,794 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 2,408 | $5,732 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 1,261 | $5,712 | dollars as filed | |
| EARGO INC | 270087109 | COM | 9,887 | $5,685 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,019 | $5,666 | dollars as filed | |
| TOP SHIPS INC | Y8897Y198 | SHS NEW | 4,438 | $5,636 | dollars as filed | |
| TENON MEDICAL INC | 88066N105 | COM | 3,566 | $5,634 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 624 | $5,528 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 635 | $5,410 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 10,600 | $5,364 | dollars as filed | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 200 | $5,333 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 267 | $5,316 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 333 | $5,295 | dollars as filed | |
| NEW YORK CITY REIT INC | 649439205 | COM | 2,981 | $5,277 | dollars as filed | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 33,605 | $5,276 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 3,000 | $5,220 | dollars as filed | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $5,185 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 1,313 | $5,108 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 239 | $5,069 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 49,000 | $5,047 | dollars as filed | |
| CBDMD INC | 12482W101 | COM | 22,043 | $5,004 | dollars as filed | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 62,500 | $5,000 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,733 | $4,974 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $4,941 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 120 | $4,896 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 25,957 | $4,870 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 140 | $4,826 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 388 | $4,745 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,481 | $4,739 | dollars as filed | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 5,735 | $4,737 | dollars as filed | |
| UNIFIED SER TR | 90470L428 | NIGHTSHARES 500 | 154 | $4,715 | dollars as filed | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 150 | $4,710 | dollars as filed | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 3,513 | $4,708 | dollars as filed | |
| AMTD DIGITAL INC | 00180N101 | SPONSORED ADS | 468 | $4,680 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 679 | $4,651 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 300 | $4,557 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 126 | $4,557 | dollars as filed | |
| ENSYSCE BIOSCIENCES INC | 293602207 | COM | 6,051 | $4,538 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 268 | $4,521 | dollars as filed | |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 269 | $4,498 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 2,567 | $4,492 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,131 | $4,477 | dollars as filed | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 59,367 | $4,453 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 7,925 | $4,430 | dollars as filed | |
| VICINITY MOTOR CORP | 925654105 | COM | 4,600 | $4,416 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,523 | $4,415 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 6,000 | $4,395 | dollars as filed | principal |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 781 | $4,366 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 700 | $4,347 | dollars as filed | call |
| GOLDMAN SACHS ETF TR | 38149W762 | FUTURE REAL ESTA | 135 | $4,343 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 10,246 | $4,303 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 130 | $4,290 | dollars as filed | |
| IHUMAN INC | 45175B109 | CMN | 1,635 | $4,251 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 167 | $4,211 | dollars as filed | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 3,261 | $4,207 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,183 | $4,170 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 100 | $4,143 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 422 | $4,136 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 1,149 | $4,125 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 341 | $4,072 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 433 | $4,070 | dollars as filed | |
| CKX LDS INC | 12562N104 | COM | 409 | $4,070 | dollars as filed | |
| G MED INNOVATIONS HLDGS LTD | G39462125 | COM | 1,240 | $4,067 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 2,967 | $4,065 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 235 | $4,054 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 50,000 | $4,050 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 387 | $4,044 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 802 | $3,938 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 100 | $3,936 | dollars as filed | call |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 8,063 | $3,870 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 640 | $3,860 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 1,614 | $3,857 | dollars as filed | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 6,999 | $3,849 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 4,350 | $3,837 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 3,650 | $3,832 | dollars as filed | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 371 | $3,751 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,046 | $3,746 | dollars as filed | |
| PARTS ID INC | 702141102 | COM | 3,831 | $3,735 | dollars as filed | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 12,864 | $3,718 | dollars as filed | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 994 | $3,688 | dollars as filed | |
| MEI PHARMA INC | 55279B202 | COM NEW | 15,171 | $3,686 | dollars as filed | |
| China Yuchai Intl Ltd | G21082105 | COM | 519 | $3,672 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 4,000 | $3,668 | dollars as filed | principal |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 3,462 | $3,636 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 49,800 | $3,635 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 1,092 | $3,593 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 522 | $3,581 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 252 | $3,578 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 376 | $3,556 | dollars as filed | |
| ELOXX PHARMACEUTICALS INC NEW | 29014R202 | Com | 1,949 | $3,547 | dollars as filed | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 6,000 | $3,544 | dollars as filed | principal |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 208 | $3,536 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K116 | *W EXP 99/99/999 | 100,000 | $3,500 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 173 | $3,479 | dollars as filed | |
| PB BANKSHARES INC | 69318V103 | COM | 256 | $3,477 | dollars as filed | |
| GELESIS HLDGS INC | 36850R204 | COM | 11,788 | $3,418 | dollars as filed | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 5,020 | $3,409 | dollars as filed | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 19,286 | $3,375 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 10,274 | $3,370 | dollars as filed | |
| WEWORK INC | 96209A112 | *W EXP 10/20/202 | 30,300 | $3,333 | dollars as filed | |
| PRENETICS GLOBAL LTD SHS NEW | G72245106 | Stock | 1,654 | $3,308 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 50,100 | $3,307 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 123 | $3,284 | dollars as filed | |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 76 | $3,284 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 4,000 | $3,260 | dollars as filed | principal |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 300 | $3,258 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 4,000 | $3,238 | dollars as filed | principal |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 7,188 | $3,235 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 3,000 | $3,218 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 4,000 | $3,138 | dollars as filed | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 800 | $3,120 | dollars as filed | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 8,889 | $3,111 | dollars as filed | |
| SONO GROUP N V | N81409109 | COM | 3,132 | $3,082 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 800 | $3,080 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,727 | $3,057 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 425 | $3,052 | dollars as filed | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 16,067 | $3,052 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,747 | $3,040 | dollars as filed | |
| WISDOMTREE TR | 97717Y675 | TARGET RANGE FD | 144 | $3,029 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,978 | $3,026 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 812 | $3,020 | dollars as filed | |
| ASHFORD INC | 044104107 | COM | 216 | $2,998 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 2,937 | $2,995 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 3,000 | $2,977 | dollars as filed | principal |
| DRIVE SHACK INC | 262077100 | COM | 17,828 | $2,976 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 73 | $2,943 | dollars as filed | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 5,034 | $2,940 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 101 | $2,886 | dollars as filed | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 614 | $2,867 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 382 | $2,865 | dollars as filed | |
| TUESDAY MORNING CORP COM NEW | 89904V200 | COM | 4,175 | $2,860 | dollars as filed | |
| HARTE HANKS INC | 416196202 | COM | 243 | $2,841 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,000 | $2,824 | dollars as filed | principal |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 1,396 | $2,820 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 200 | $2,786 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 1,600 | $2,784 | dollars as filed | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 7,034 | $2,778 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 3,068 | $2,761 | dollars as filed | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 50,000 | $2,750 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 512 | $2,749 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 561 | $2,738 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 400 | $2,732 | dollars as filed | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F117 | RIGHT 10/14/2026 | 75,000 | $2,700 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 640 | $2,695 | dollars as filed | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 5,168 | $2,688 | dollars as filed | |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 100 | $2,674 | dollars as filed | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 5,000 | $2,650 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 22,053 | $2,646 | dollars as filed | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 194 | $2,619 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 531 | $2,576 | dollars as filed | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 699 | $2,565 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 116 | $2,558 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 1,014 | $2,555 | dollars as filed | |
| ENLIVEX LTD | M4130Y106 | CMN | 647 | $2,547 | dollars as filed | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 5,456 | $2,537 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 3,000 | $2,527 | dollars as filed | principal |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 270 | $2,524 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 1,038 | $2,522 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 50,100 | $2,505 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 75 | $2,500 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 50,000 | $2,500 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 50,000 | $2,500 | dollars as filed | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 12,500 | $2,488 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 1,576 | $2,458 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N306 | FORMIDABLE ETF | 105 | $2,454 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 3,811 | $2,450 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 108 | $2,449 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 2,005 | $2,406 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 67 | $2,403 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 617 | $2,400 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 214 | $2,388 | dollars as filed | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 72,144 | $2,381 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,124 | $2,372 | dollars as filed | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 7,044 | $2,367 | dollars as filed | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 169 | $2,361 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 32 | $2,354 | dollars as filed | |
| PYROGENESIS CDA INC | 74734T104 | COM | 3,126 | $2,354 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 74 | $2,346 | dollars as filed | |
| Karooooo Ltd | Y4600W108 | COM | 100 | $2,330 | dollars as filed | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 232 | $2,320 | dollars as filed | |
| REGIS CORP | 758932107 | COM | 1,891 | $2,307 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 4,344 | $2,298 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 50 | $2,296 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 889 | $2,294 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 4,128 | $2,291 | dollars as filed | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 228 | $2,289 | dollars as filed | |
| AIR T INC | 009207101 | COM | 92 | $2,275 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 430 | $2,275 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302109 | CLASS A COM | 16,527 | $2,264 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 1,248 | $2,259 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 3,968 | $2,254 | dollars as filed | |
| FOUNDER SPAC | 78112j117 | WT | 50,000 | $2,250 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 16,365 | $2,241 | dollars as filed | principal |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 1,964 | $2,239 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 295 | $2,234 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 156 | $2,228 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 418 | $2,198 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 2,000 | $2,182 | dollars as filed | principal |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 86 | $2,153 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 2,000 | $2,126 | dollars as filed | principal |
| SILVERSPAC INC | G8136V112 | WARR | 33,366 | $2,102 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 455 | $2,098 | dollars as filed | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 5,321 | $2,070 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 3,116 | $2,029 | dollars as filed | |
| READY CAPITAL CORP | 75574U705 | 6.25 CNV PFD C | 118 | $2,021 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 140 | $2,003 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 41,666 | $2,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 65 | $1,993 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 1,014 | $1,987 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 3,110 | $1,981 | dollars as filed | |
| CRYPTYDE INC | 22890A104 | COM | 10,361 | $1,979 | dollars as filed | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 3,080 | $1,971 | dollars as filed | |
| GOLDEN SUN HEALTH TECH GRP L | G4013A107 | CLASS A ORD | 1,779 | $1,957 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 2,000 | $1,950 | dollars as filed | principal |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 379 | $1,944 | dollars as filed | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,000 | $1,941 | dollars as filed | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 3,000 | $1,940 | dollars as filed | principal |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,720 | $1,926 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 1,700 | $1,921 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 364 | $1,897 | dollars as filed | |
| GENENTA SCIENCE S P A | 36870W100 | SPONSORED ADS | 343 | $1,886 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $1,868 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 28 | $1,863 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 307 | $1,857 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,376 | $1,789 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 1,476 | $1,771 | dollars as filed | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P507 | NEW | 539 | $1,757 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 50,000 | $1,750 | dollars as filed | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 41,523 | $1,744 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 200 | $1,736 | dollars as filed | call |
| APPLIED UV INC | 03828V105 | COM | 1,909 | $1,726 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 2,363 | $1,713 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 1,818 | $1,709 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 1,000 | $1,679 | dollars as filed | principal |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 790 | $1,620 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 2,879 | $1,612 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 94,166 | $1,601 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 403 | $1,600 | dollars as filed | |
| ISOPLEXIS CORP | 465005106 | COM | 1,021 | $1,583 | dollars as filed | |
| DAVIDSTEA INC | 238661102 | COM | 2,000 | $1,580 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,000 | $1,576 | dollars as filed | principal |
| NEW GOLD INC CDA | 644535106 | COM | 1,600 | $1,568 | dollars as filed | put |
| FORZA X1 INC | 34988N104 | COM | 1,223 | $1,565 | dollars as filed | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 2,500 | $1,545 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 100 | $1,530 | dollars as filed | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 1,758 | $1,512 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 100 | $1,511 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 369 | $1,509 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 50,100 | $1,503 | dollars as filed | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 50,000 | $1,500 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 100 | $1,493 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,000 | $1,485 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G111 | *W EXP 08/03/202 | 9,750 | $1,472 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 960 | $1,431 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,500 | $1,427 | dollars as filed | principal |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 2,098 | $1,425 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 28,395 | $1,420 | dollars as filed | |
| RH | 74967XAA1 | BOND | 1,000 | $1,413 | dollars as filed | principal |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 3,000 | $1,407 | dollars as filed | |
| TD HLDGS INC | 87250W202 | COM NEW | 1,200 | $1,404 | dollars as filed | |
| Semantix, Inc | G6332A114 | Warrant | 48,038 | $1,393 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 100 | $1,371 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 5,107 | $1,353 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 577 | $1,345 | dollars as filed | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F112 | *W EXP 10/31/202 | 33,433 | $1,337 | dollars as filed | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 1,220 | $1,330 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 2,934 | $1,321 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 627 | $1,311 | dollars as filed | |
| MUSTANG BIO INC | 62818Q104 | COM | 3,327 | $1,311 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 40 | $1,287 | dollars as filed | |
| GENFIT S A | 372279109 | ADS | 291 | $1,277 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,135 | $1,271 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 57 | $1,254 | dollars as filed | |
| 51TALK ONLINE EDUCATION GROU | 16954L204 | SPONSORED ADR | 199 | $1,254 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 50,000 | $1,250 | dollars as filed | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M125 | *W EXP 07/01/202 | 50,000 | $1,250 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 1,000 | $1,242 | dollars as filed | principal |
| GULF RES INC | 40251W408 | COM | 400 | $1,236 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 1,000 | $1,232 | dollars as filed | principal |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 15,343 | $1,227 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 395 | $1,224 | dollars as filed | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 1,000 | $1,210 | dollars as filed | principal |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 1,029 | $1,204 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 82 | $1,195 | dollars as filed | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,204 | $1,192 | dollars as filed | |
| NN INC | 629337106 | COM | 788 | $1,182 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 100 | $1,171 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 14,985 | $1,154 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 749 | $1,146 | dollars as filed | |
| MOATABLE INC | 759892300 | COM | 711 | $1,138 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 1,000 | $1,133 | dollars as filed | principal |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 10,000 | $1,120 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 215 | $1,103 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 710 | $1,100 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 458 | $1,099 | dollars as filed | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 118 | $1,084 | dollars as filed | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,008 | $1,080 | dollars as filed | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 1,000 | $1,077 | dollars as filed | principal |
| ENERGOUS CORP | 29272C103 | COM | 1,274 | $1,066 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 1,000 | $1,058 | dollars as filed | principal |
| VOXELJET AG | 92912L206 | ADS | 460 | $1,058 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 771 | $1,041 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 798 | $1,037 | dollars as filed | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 147 | $1,033 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 47 | $1,029 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 147 | $1,022 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 500 | $1,020 | dollars as filed | put |
| ICAD INC | 44934S206 | COM NEW | 556 | $1,017 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 50,400 | $1,008 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 5,000 | $1,000 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 33,233 | $997 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 50 | $992 | dollars as filed | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 8,192 | $983 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 517 | $982 | dollars as filed | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 305 | $976 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 10778Y112 | *W EXP 02/26/202 | 472 | $972 | dollars as filed | |
| FIRST LT ACQUISITION GROUP I | 320703200 | UNIT 99/99/9999 | 100 | $961 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 366 | $960 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 7 | $954 | dollars as filed | |
| IMARA INC | 45249V107 | COM | 230 | $940 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 16 | $933 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 32 | $932 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 751 | $931 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 2,670 | $927 | dollars as filed | |
| TREVENA INC | 89532E208 | COM | 647 | $925 | dollars as filed | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 18,425 | $921 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 23,833 | $906 | dollars as filed | |
| SOS LIMITED | 83587W205 | ADR | 330 | $901 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 900 | $891 | dollars as filed | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 301 | $882 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 869 | $878 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 100 | $870 | dollars as filed | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 4,382 | $864 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 1,000 | $858 | dollars as filed | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 191 | $856 | dollars as filed | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 42 | $852 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 676 | $845 | dollars as filed | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 100 | $833 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 1,000 | $825 | dollars as filed | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 1,000 | $812 | dollars as filed | principal |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 10 | $808 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 13 | $808 | dollars as filed | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 37,500 | $788 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 23 | $785 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 2,228 | $781 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 30 | $780 | dollars as filed | |
| PHENIXFIN CORP | 71742W103 | COM | 25 | $776 | dollars as filed | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 304 | $772 | dollars as filed | |
| BIOMERICA INC | 09061H307 | COM NEW | 228 | $764 | dollars as filed | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 580 | $760 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 7,681 | $753 | dollars as filed | |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 50,000 | $750 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 663 | $743 | dollars as filed | |
| ORAGENICS INC | 684023302 | COM PAR | 6,902 | $725 | dollars as filed | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 36 | $720 | dollars as filed | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 756 | $715 | dollars as filed | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F125 | *W EXP 10/14/202 | 37,500 | $712 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 642 | $700 | dollars as filed | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 1,664 | $699 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 211 | $697 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 1,114 | $680 | dollars as filed | |
| REEDS INC COM | 758338107 | Stock | 9,806 | $676 | dollars as filed | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 225,137 | $675 | dollars as filed | |
| ACUTUS MED INC | 005111109 | COM | 585 | $672 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 551 | $661 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 1,000 | $658 | dollars as filed | principal |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 32 | $650 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | M2R43K115 | Stock | 474 | $650 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 74 | $640 | dollars as filed | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 10,063 | $634 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 531 | $631 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 162 | $620 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,820 | $614 | dollars as filed | principal |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 23 | $610 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 200 | $604 | dollars as filed | |
| CIIG CAPITAL PARTNERS II INC | 12561U117 | *W EXP 02/28/202 | 7,500 | $600 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 353 | $586 | dollars as filed | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 686 | $576 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,479 | $572 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 309 | $572 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 17 | $560 | dollars as filed | |
| SCHULTZE SPL PURP ACQ CORP I | 808212112 | *W EXP 04/13/202 | 50,050 | $551 | dollars as filed | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 156 | $546 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 111 | $542 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 35 | $541 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 3,319 | $541 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 1,550 | $527 | dollars as filed | principal |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 87,344 | $524 | dollars as filed | |
| AIR INDS GROUP | 00912N403 | COM | 123 | $522 | dollars as filed | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 73 | $521 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 116 | $517 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 269 | $514 | dollars as filed | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 135 | $511 | dollars as filed | principal |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 400 | $509 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 434 | $508 | dollars as filed | |
| ORGENESIS INC | 68619K204 | COM | 260 | $506 | dollars as filed | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 50,200 | $502 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 50,200 | $502 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 50,100 | $501 | dollars as filed | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 50,100 | $501 | dollars as filed | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C114 | *W EXP 10/21/202 | 50,000 | $500 | dollars as filed | |
| DIGITAL ALLY INC | 25382T101 | COM | 2,120 | $492 | dollars as filed | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 112 | $490 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 336 | $476 | dollars as filed | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,198 | $475 | dollars as filed | |
| CYNGN INC | 23257B107 | COM | 693 | $466 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 931 | $466 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 23,198 | $464 | dollars as filed | |
| NULL | 68620A203 | NULL | 325 | $458 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 69 | $457 | dollars as filed | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 100 | $456 | dollars as filed | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 1,496 | $456 | dollars as filed | principal |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 141 | $455 | dollars as filed | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 1,426 | $451 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 1,000 | $446 | dollars as filed | principal |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12 | $444 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 55 | $439 | dollars as filed | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 103 | $438 | dollars as filed | |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 183 | $433 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 147 | $425 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 1,000 | $424 | dollars as filed | |
| BARFRESH FOOD GROUP INC | 067532200 | COM NEW | 321 | $417 | dollars as filed | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $416 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 120 | $415 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 82 | $412 | dollars as filed | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 3,250 | $410 | dollars as filed | |
| CREATIVE MED TECHNOLOGY HLDGS COM NEW | 22529Y309 | Stock | 1,075 | $410 | dollars as filed | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 2,500 | $410 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 488 | $394 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 188 | $393 | dollars as filed | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,102 | $386 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E257 | CMN | 50 | $382 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 7 | $378 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 120 | $374 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 15 | $372 | dollars as filed | |
| VOLCON INC | 92864V103 | COM | 368 | $372 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 234 | $362 | dollars as filed | |
| SIEBERT FINL CORP | 826176109 | COM | 265 | $361 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 118 | $358 | dollars as filed | |
| AMESITE INC | 031094105 | COM | 2,050 | $358 | dollars as filed | |
| NUSHARES ETF TR | 67092P797 | CMN | 20 | $351 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 122 | $344 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 30 | $344 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 199 | $344 | dollars as filed | |
| INVACARE CORP | 461203101 | COMMON STOCK | 813 | $341 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 22 | $338 | dollars as filed | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 232 | $336 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T208 | COM NEW | 1,429 | $322 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 20 | $320 | dollars as filed | |
| CARECLOUD INC | 14167R100 | COM | 111 | $312 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 10 | $309 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 24 | $309 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 10 | $306 | dollars as filed | |
| Kelso Technologies Inc | 48826D201 | COM | 1,000 | $300 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 100 | $292 | dollars as filed | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 500 | $290 | dollars as filed | |
| BIOCEPT INC | 09072V501 | COM | 540 | $287 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 98 | $286 | dollars as filed | |
| Hanover Bancorp | 410710206 | COM | 14 | $285 | dollars as filed | |
| STARBOX GROUP HLDGS LTD. | G8437S115 | COM | 104 | $284 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 200 | $272 | dollars as filed | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 27 | $270 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 272 | $270 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 906 | $270 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 179 | $267 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 34 | $266 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000015 | this filing | 2023-02-10 | acceptance time not in the bulk data set |