13F-HR filed by HUNTINGTON NATIONAL BANK
HUNTINGTON NATIONAL BANK filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-15, with 4,678 holding rows worth $18,123,570,434.
- Accession
- 0000049205-26-000004
- Filer
- CIK 49205
- Filed
- 2026-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, 6,012 entries on the cover page, a total value of $18,123,570,434 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,123,570,434 with VALUE read as dollars as filed, 13F file number 028-00633. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEARTLAND EXPRESS INC | 422347104 | COM | 1 | $10 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1 | $10 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1 | $10 | dollars as filed | principal |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1 | $10 | dollars as filed | principal |
| IMMATICS N.V | N44445109 | SHS | 1 | $10 | dollars as filed | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1 | $10 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 1 | $10 | dollars as filed | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 1 | $10 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 1 | $10 | dollars as filed | |
| CAPSTONE PHARMACY | 14066N101 | COMMON STOCK | 1 | $10 | dollars as filed | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 1 | $10 | dollars as filed | |
| GARTNER INC | 366651206 | COMMON STOCK | 1 | $10 | dollars as filed | |
| MIRANT CORP-W/I-CW11 | 60467R100 | COMMON STOCK | 1 | $10 | dollars as filed | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 1 | $10 | dollars as filed | principal |
| OLO INC | 68134L109 | COMMON STOCK | 1 | $10 | dollars as filed | |
| OLSTEN CORP | 681385100 | COMMON STOCK | 1 | $10 | dollars as filed | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1 | $10 | dollars as filed | |
| SPRINT NEXTEL CORP | 852061506 | COMMON STOCK | 1 | $10 | dollars as filed | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1 | $10 | dollars as filed | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1 | $10 | dollars as filed | |
| U-STORE-IT TRUST | 91274F104 | COMMON STOCK | 1 | $10 | dollars as filed | |
| UNITEDGLOBAL.COM | 913247508 | COMMON STOCK | 1 | $10 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 1 | $10 | dollars as filed | |
| AFTERNEXT HEALTHTECH ACQUISITION | G01109118 | COMMON STOCK-FO | 1 | $10 | dollars as filed | |
| RELIANT ENERGY INC | 75952J108 | COMMON STOCK | 1 | $10 | dollars as filed | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 1 | $10 | dollars as filed | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 1 | $10 | dollars as filed | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 1 | $10 | dollars as filed | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 1 | $10 | dollars as filed | |
| AMERICAN DENTAL PARNTERS INC | 025353103 | COMMON STOCK | 1 | $10 | dollars as filed | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 1 | $10 | dollars as filed | |
| MOTOROLAINC | 620076109 | COM | 1 | $9 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1 | $9 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 1 | $9 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 1 | $9 | dollars as filed | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 1 | $9 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1 | $9 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1 | $9 | dollars as filed | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 1 | $9 | dollars as filed | principal |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 1 | $9 | dollars as filed | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 1 | $9 | dollars as filed | principal |
| BEAR STEARNS CO INC | 073902108 | COMMON STOCK | 1 | $9 | dollars as filed | |
| HOMESTAKE MINING CO | 437614100 | COMMON STOCK | 1 | $9 | dollars as filed | |
| LIBERTY MEDIA CORP | 530718105 | COMMON STOCK | 1 | $9 | dollars as filed | |
| DAI NIPPON PRINTING LTD | 233806306 | COMMON STOCK | 1 | $9 | dollars as filed | |
| GAMMON GOLD INC | 36467T106 | COMMON STOCK | 1 | $9 | dollars as filed | |
| MISSION WEST PROPERTIES | 605203108 | COMMON STOCK | 1 | $9 | dollars as filed | |
| MAXTOR CORP | 577729205 | COMMON STOCK | 1 | $9 | dollars as filed | |
| SUN MICROSYSTEMS INC | 866810203 | COMMON STOCK | 1 | $9 | dollars as filed | |
| SUN HEALTHCARE GROUP INC | 866933401 | COMMON STOCK | 1 | $9 | dollars as filed | |
| AGIC | 001190107 | EXCHANGE TRADED | 1 | $9 | dollars as filed | principal |
| AGIC | 001191105 | EXCHANGE TRADED | 1 | $9 | dollars as filed | principal |
| CSS INDS INC | 125906107 | COMMON STOCK | 1 | $9 | dollars as filed | |
| NICHOLAS APPLEGATE | 65370G109 | EXCHANGE TRADED | 1 | $9 | dollars as filed | principal |
| AVANTOR INC COM | 05352A100 | Stock | 1 | $8 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1 | $8 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1 | $8 | dollars as filed | principal |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1 | $8 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 1 | $8 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1 | $8 | dollars as filed | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 1 | $8 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 1 | $8 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 1 | $8 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1 | $8 | dollars as filed | principal |
| PACWEST BANCORP DEL | 695263103 | COM | 1 | $8 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1 | $8 | dollars as filed | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1 | $8 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1 | $8 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 1 | $8 | dollars as filed | |
| BANNER AEROSPACE INC | 066525106 | COMMON STOCK | 1 | $8 | dollars as filed | |
| DWS | 23338W104 | EXCHANGE TRADED | 1 | $8 | dollars as filed | principal |
| MUELLER WATER PRODUCTS INC | 624758207 | COMMON STOCK | 1 | $8 | dollars as filed | |
| PILGRIMS PRIDE CORP | 721467108 | COMMON STOCK | 1 | $8 | dollars as filed | |
| PIONEER DRILLING COMPANY | 723655106 | COMMON STOCK | 1 | $8 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1 | $8 | dollars as filed | |
| TIME WARNER INC | 887317105 | COMMON STOCK | 1 | $8 | dollars as filed | |
| THREE COM CORP | 885535104 | COMMON STOCK | 1 | $8 | dollars as filed | |
| MARSHALL & ILSLEY CORP | 571837103 | COMMON STOCK | 1 | $8 | dollars as filed | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1 | $8 | dollars as filed | |
| QUIZNO'S CORP | 749058103 | COMMON STOCK | 1 | $8 | dollars as filed | |
| R & G FINANCIAL CORP | 749136107 | COMMON STOCK | 1 | $8 | dollars as filed | |
| UNION CARBIDE | 905581120 | COMMON STOCK | 2 | $8 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1 | $8 | dollars as filed | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1 | $8 | dollars as filed | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1 | $8 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1 | $8 | dollars as filed | |
| HANNA MA CO | 410522106 | COMMON STOCK | 1 | $8 | dollars as filed | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1 | $8 | dollars as filed | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 1 | $8 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 1 | $7 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 1 | $7 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 1 | $7 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1 | $7 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1 | $7 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1 | $7 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1 | $7 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1 | $7 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 1 | $7 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1 | $7 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 1 | $7 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 1 | $7 | dollars as filed | |
| ABINGTON BANCORP INC | 00350L109 | COMMON STOCK | 1 | $7 | dollars as filed | |
| AIRTRAN HOLDINGS INC | 00949P108 | COMMON STOCK | 1 | $7 | dollars as filed | |
| FREEPORT MCMORAN INC | 356714105 | COMMON STOCK | 1 | $7 | dollars as filed | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1 | $7 | dollars as filed | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 1 | $7 | dollars as filed | |
| TRIARC COMPANIES INC | 895927309 | COMMON STOCK | 1 | $7 | dollars as filed | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1 | $7 | dollars as filed | |
| CHARMING SHOPPES | 161133103 | COMMON STOCK | 1 | $7 | dollars as filed | |
| MFRI INC | 552721102 | COMMON STOCK | 1 | $7 | dollars as filed | |
| SCAILEX CORP LTD | M82382108 | COMMON STOCK | 1 | $7 | dollars as filed | |
| WICKES COS INC | 967442401 | COMMON STOCK | 1 | $7 | dollars as filed | |
| FIRST CALIFORNIA FINANCIAL | 319395109 | COMMON STOCK | 1 | $7 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP | 690368105 | COMMON STOCK | 1 | $7 | dollars as filed | |
| QWEST COMMUNICATIONS INTL | 749121109 | COMMON STOCK | 1 | $7 | dollars as filed | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 1 | $7 | dollars as filed | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 1 | $7 | dollars as filed | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1 | $7 | dollars as filed | |
| HARRIS STRATEX NETWORKS INC | 41457P106 | COMMON STOCK | 1 | $7 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 1 | $6 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 1 | $6 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1 | $6 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 1 | $6 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 2 | $6 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1 | $6 | dollars as filed | principal |
| FORRESTER RESH INC | 346563109 | COM | 1 | $6 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 1 | $6 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1 | $6 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 1 | $6 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 1 | $6 | dollars as filed | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1 | $6 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1 | $6 | dollars as filed | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 1 | $6 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 1 | $6 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 1 | $6 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1 | $6 | dollars as filed | principal |
| LENSAR INC | 52634L108 | COM | 1 | $6 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1 | $6 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1 | $6 | dollars as filed | |
| CREXENDO INC | 226552107 | COMMON STOCK | 1 | $6 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1 | $6 | dollars as filed | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1 | $6 | dollars as filed | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 1 | $6 | dollars as filed | |
| LO JACK CORP | 539451104 | COMMON STOCK | 1 | $6 | dollars as filed | |
| MIPS TECHNOLOGIES INC | 604567206 | COMMON STOCK | 1 | $6 | dollars as filed | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 1 | $6 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1 | $6 | dollars as filed | principal |
| TENET HEALTHCARE CORP | 88033G100 | COMMON STOCK | 1 | $6 | dollars as filed | |
| CROWN CORK & SEAL CO | 228255105 | COMMON STOCK | 1 | $6 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1 | $6 | dollars as filed | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 1 | $6 | dollars as filed | |
| POZEN INC | 73941U102 | COMMON STOCK | 1 | $6 | dollars as filed | |
| WENDY'S/ARBY'S GROUP, INC. | 950587105 | COMMON STOCK | 1 | $6 | dollars as filed | |
| MCDATA CORPORATION | 580031201 | COMMON STOCK | 1 | $6 | dollars as filed | |
| RJR NABISCO HLDG CORP | 74960K108 | COMMON STOCK | 1 | $6 | dollars as filed | |
| UNITED COMMUNITY BANCORP | 90984H103 | COMMON STOCK | 1 | $6 | dollars as filed | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1 | $6 | dollars as filed | |
| A-POWER ENERGY GENERATION | G04136100 | COMMON STOCK | 100 | $6 | dollars as filed | |
| ERF WIRELESS INC | 26884K309 | COM | 620,000 | $6 | dollars as filed | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 1 | $6 | dollars as filed | |
| WACHOVIA CORP | 929903102 | COMMON STOCK | 1 | $6 | dollars as filed | |
| ING | 44977W106 | EXCHANGE TRADED | 1 | $6 | dollars as filed | principal |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 1 | $6 | dollars as filed | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1 | $6 | dollars as filed | |
| PHARMERICA INC | 717135107 | COMMON STOCK | 1 | $6 | dollars as filed | |
| NOVELL INC | 670006105 | COMMON STOCK | 1 | $6 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1 | $5 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 1 | $5 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 1 | $5 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1 | $5 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1 | $5 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 6 | $5 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 1 | $5 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1 | $5 | dollars as filed | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1 | $5 | dollars as filed | principal |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1 | $5 | dollars as filed | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1 | $5 | dollars as filed | principal |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1 | $5 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 2 | $5 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1 | $5 | dollars as filed | |
| Forward Industries Inc. | 349862409 | Common Stock | 1 | $5 | dollars as filed | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1 | $5 | dollars as filed | |
| ALLIED CAPITAL CORP | 01903Q108 | COMMON STOCK | 1 | $5 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1 | $5 | dollars as filed | |
| CASUAL MALE RETAIL GROUP INC | 148711302 | COMMON STOCK | 1 | $5 | dollars as filed | |
| GANDER MOUNTAIN CO | 36471P207 | COMMON STOCK | 1 | $5 | dollars as filed | |
| TRIARC COMPANIES INC | 895927101 | COMMON STOCK | 1 | $5 | dollars as filed | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 1 | $5 | dollars as filed | |
| STERLING BANCSHARES INC/TX | 858907108 | COMMON STOCK | 1 | $5 | dollars as filed | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 1 | $5 | dollars as filed | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 1 | $5 | dollars as filed | |
| U S INDUSTRIES INC | 912080108 | COMMON STOCK | 1 | $5 | dollars as filed | |
| SUN MICROSYSTEMS INC | 866810104 | COMMON STOCK | 1 | $5 | dollars as filed | |
| PAETEC HOLDING CORP | 695459107 | COMMON STOCK | 1 | $5 | dollars as filed | |
| BROADWING INC | 111620100 | COMMON STOCK | 1 | $5 | dollars as filed | |
| WALT DISNEY CO | 254687205 | COMMON STOCK | 1 | $5 | dollars as filed | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 1 | $5 | dollars as filed | |
| FIRST UN REAL ESTATE | 337400105 | COMMON STOCK | 1 | $5 | dollars as filed | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1 | $5 | dollars as filed | |
| HEALTHSOUTH CORP | 421924101 | COMMON STOCK | 1 | $5 | dollars as filed | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 2 | $5 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1 | $4 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 1 | $4 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 1 | $4 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1 | $4 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1 | $4 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 1 | $4 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1 | $4 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1 | $4 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1 | $4 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 1 | $4 | dollars as filed | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1 | $4 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 1 | $4 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 1 | $4 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 1 | $4 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1 | $4 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 1 | $4 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1 | $4 | dollars as filed | principal |
| Agora Inc-Adr | 00851L103 | COM | 1 | $4 | dollars as filed | |
| FBR & COMPANY | 30247C301 | COMMON STOCK | 1 | $4 | dollars as filed | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 1 | $4 | dollars as filed | |
| SOLECTRON CORP | 834182107 | COMMON STOCK | 1 | $4 | dollars as filed | |
| TELENAV INC | 879455103 | COMMON STOCK | 1 | $4 | dollars as filed | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 1 | $4 | dollars as filed | |
| COUNTRYWIDE FINANCIAL CORP | 222372104 | COMMON STOCK | 1 | $4 | dollars as filed | |
| GENZYME CORP | 372917401 | COMMON STOCK | 1 | $4 | dollars as filed | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 1 | $4 | dollars as filed | principal |
| FIRST AUSTRALIA PRIME INC FD | 318653102 | COMMON STOCK | 1 | $4 | dollars as filed | |
| FIRST BANCORP | 318672102 | COMMON STOCK | 1 | $4 | dollars as filed | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1 | $4 | dollars as filed | principal |
| WILMINGTON TR CORP | 971807102 | COMMON STOCK | 1 | $4 | dollars as filed | |
| FIRST PACIFIC CO LTD | 335889200 | COMMON STOCK-FO | 1 | $4 | dollars as filed | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1 | $4 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1 | $4 | dollars as filed | |
| GENON ENERGY INC | 74971X107 | COMMON STOCK | 1 | $4 | dollars as filed | |
| RELIANT ENERGY INC | 75952B105 | COMMON STOCK | 1 | $4 | dollars as filed | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1 | $4 | dollars as filed | principal |
| MORRISON, WM SUPERMAKETS | G62748119 | COMMON STOCK | 1 | $4 | dollars as filed | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 1 | $4 | dollars as filed | |
| COGDELL SPENCER INC | 19238U107 | COMMON STOCK | 1 | $4 | dollars as filed | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1 | $4 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1 | $4 | dollars as filed | principal |
| LUCENT TECHNOLOGIES INC: | 549463107 | COM | 1 | $3 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1 | $3 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1 | $3 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1 | $3 | dollars as filed | principal |
| CODEXIS INC | 192005106 | COM | 2 | $3 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1 | $3 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1 | $3 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 1 | $3 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1 | $3 | dollars as filed | principal |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 1 | $3 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1 | $3 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1 | $3 | dollars as filed | |
| ENSIGN ENERGY SVGS INC COM | 293570107 | ADUS | 1 | $3 | dollars as filed | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1 | $3 | dollars as filed | |
| TOP SHIPS INC | Y8897Y230 | SHS NEW | 1 | $3 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1 | $3 | dollars as filed | |
| DATA I O CORP | 237690102 | COM | 1 | $3 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1 | $3 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 1 | $3 | dollars as filed | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1 | $3 | dollars as filed | |
| ADVANCED POLYMER SYSTEMS | 00754G102 | COMMON STOCK | 1 | $3 | dollars as filed | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1 | $3 | dollars as filed | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1 | $3 | dollars as filed | principal |
| BEAZER HOMES USA INC | 07556Q105 | COMMON STOCK | 1 | $3 | dollars as filed | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1 | $3 | dollars as filed | principal |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 1 | $3 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 1 | $3 | dollars as filed | |
| GENON ENERGY INC | 37244E107 | COMMON STOCK | 1 | $3 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 2 | $3 | dollars as filed | |
| NAVISTAR INTL CORP | 638901108 | COMMON STOCK | 1 | $3 | dollars as filed | |
| STERLING FINL CORP/SPOKANE | 859319105 | COMMON STOCK | 1 | $3 | dollars as filed | |
| SYNAVANT INC | 87157A105 | COMMON STOCK | 1 | $3 | dollars as filed | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 1 | $3 | dollars as filed | |
| VODAFONE GROUP PLC | 92857W977 | COMMON STOCK | 1 | $3 | dollars as filed | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1 | $3 | dollars as filed | |
| HMTT US | 403917107 | COMMON STOCK | 1 | $3 | dollars as filed | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1 | $3 | dollars as filed | |
| NIELSEN MEDIA RESEARCH | 653929109 | COMMON STOCK | 1 | $3 | dollars as filed | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1 | $3 | dollars as filed | |
| NISOURCE INC | 65473P600 | COMMON STOCK | 1 | $3 | dollars as filed | |
| SILVER KING MINES INC | 827742107 | COMMON STOCK | 1 | $3 | dollars as filed | |
| Birchtech Corp. | 59833H200 | Common Stock | 1 | $2 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1 | $2 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1 | $2 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1 | $2 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 1 | $2 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 1 | $2 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1 | $2 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 1 | $2 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1 | $2 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1 | $2 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 1 | $2 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 1 | $2 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 1 | $2 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 2 | $2 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 1 | $2 | dollars as filed | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 1 | $2 | dollars as filed | |
| BANKATLANTIC BANCORP INC | 065908501 | COMMON STOCK | 1 | $2 | dollars as filed | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1 | $2 | dollars as filed | principal |
| INKTOMI CORP | 457277101 | COMMON STOCK | 1 | $2 | dollars as filed | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 1 | $2 | dollars as filed | |
| CENDANT CORP | 151313103 | COMMON STOCK | 1 | $2 | dollars as filed | |
| DAMSON ENERGY CO L P | 235764107 | COMMON STOCK | 1 | $2 | dollars as filed | |
| GATEWAY INC | 367626108 | COMMON STOCK | 1 | $2 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 2 | $2 | dollars as filed | |
| LOGICVISION INC | 54140W107 | COMMON STOCK | 1 | $2 | dollars as filed | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1 | $2 | dollars as filed | principal |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1 | $2 | dollars as filed | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 1 | $2 | dollars as filed | principal |
| CENTRAL PACIFIC FINANCIAL CO | 154760102 | COMMON STOCK | 1 | $2 | dollars as filed | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 1 | $2 | dollars as filed | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1 | $2 | dollars as filed | principal |
| NATIONAL CITY CORP | 635405103 | COMMON STOCK | 1 | $2 | dollars as filed | |
| TIERONE CORP | 88650R108 | COMMON STOCK | 1 | $2 | dollars as filed | |
| TRUMP HOTEL & CASINO RESORT | 898168109 | COMMON STOCK | 1 | $2 | dollars as filed | |
| JDS UNIPHASE CORP | 46612J101 | COMMON STOCK | 1 | $2 | dollars as filed | |
| JMAR TECHNOLOGIES INC | 466212107 | COMMON STOCK | 1 | $2 | dollars as filed | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 1 | $2 | dollars as filed | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 1 | $2 | dollars as filed | principal |
| QLT INC | 746927102 | COMMON STOCK | 1 | $2 | dollars as filed | |
| RAIT FINANCIAL TRUST | 749227104 | COMMON STOCK | 1 | $2 | dollars as filed | |
| UNISYS CORP | 909214108 | COMMON STOCK | 1 | $2 | dollars as filed | |
| UNITED COMMUNITY BANK | 90984P105 | COMMON STOCK | 1 | $2 | dollars as filed | |
| SYSTEM CTRLS INC | 871833109 | COMMON STOCK | 1 | $2 | dollars as filed | |
| ZVZZT | 999998883 | COMMON STOCK | 2 | $2 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1 | $2 | dollars as filed | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1 | $2 | dollars as filed | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 1 | $2 | dollars as filed | |
| UTSTARCOM INC | 918076100 | COMMON STOCK | 1 | $2 | dollars as filed | |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 1 | $2 | dollars as filed | |
| W.P. STEWART & CO LTD | G84922106 | COMMON STOCK | 1 | $2 | dollars as filed | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1 | $2 | dollars as filed | |
| COMPUCREDIT CORP | 20478N100 | COMMON STOCK | 1 | $2 | dollars as filed | |
| CONEXANT SYSTEMS INC | 207142308 | COMMON STOCK | 1 | $2 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 1 | $2 | dollars as filed | |
| NORTEL NETWORKS CORP | 656568102 | COMMON STOCK | 1 | $2 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1 | $1 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1 | $1 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1 | $1 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 1 | $1 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 1 | $1 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 1 | $1 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 1 | $1 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 1 | $1 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 1 | $1 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 1 | $1 | dollars as filed | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1 | $1 | dollars as filed | |
| MEDLEY CAP CORP | 58503F106 | COM | 1 | $1 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1 | $1 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 1 | $1 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1 | $1 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1 | $1 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 1 | $1 | dollars as filed | |
| AMERICAN INTL | 026874107 | COM | 1 | $1 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 1 | $1 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1 | $1 | dollars as filed | |
| INTREPID POTASH INC | 46121Y102 | COM | 1 | $1 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 1 | $1 | dollars as filed | |
| OILSANDS QUEST INC COM | 678046103 | COM | 1 | $1 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 1 | $1 | dollars as filed | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| ADVANTA CORP | 007942204 | COMMON STOCK | 1 | $1 | dollars as filed | |
| AGERE SYSTEMS INC | 00845V100 | COMMON STOCK | 1 | $1 | dollars as filed | |
| AGERE SYSTEMS INC | 00845V209 | COMMON STOCK | 1 | $1 | dollars as filed | |
| CAMCO FINANCIAL CORP | 132618992 | COMMON STOCK | 1 | $1 | dollars as filed | |
| BANK UNITED FINANCIAL CORP-A | 06652B103 | COMMON STOCK | 1 | $1 | dollars as filed | |
| BARCLAYS PLC | 06738E998 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ELECTROMOTIVE INDS | 285418109 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ELECTRONIC MEDICAL MANAGEMENT | 285743100 | COMMON STOCK | 1 | $1 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| HOMECAPTIAL INVESTMENT CORP | 43738Q119 | COMMON STOCK | 1 | $1 | dollars as filed | |
| INLAND SYSTEMS INC | 457491108 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ALARMGUARD HOLDINGS INC | 011649100 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ALARMGUARD HOLDINGS INC | 011649118 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ALEXANDER & BALDWIN | 014481105 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ENTERPRISE ENTMT GROUP INC | 293710117 | COMMON STOCK | 1 | $1 | dollars as filed | |
| DAMSON OIL CORP | 235766102 | COMMON STOCK | 1 | $1 | dollars as filed | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| GENERAL ENER TECH INC | 369739107 | COMMON STOCK | 1 | $1 | dollars as filed | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 1 | $1 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1 | $1 | dollars as filed | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| LUCENT TECHNOLOGIES INC | 549463AH0 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| MIRANT CORP | 604675108 | COMMON STOCK | 1 | $1 | dollars as filed | |
| LANTRONIX INC | 516548997 | COMMON STOCK | 1 | $1 | dollars as filed | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1 | $1 | dollars as filed | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| NUOILCO INC | 67057L112 | COMMON STOCK | 1 | $1 | dollars as filed | |
| NUVASIVE INC | 670704AB1 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| TRANSCO EXPL PART LTD | 893533109 | COMMON STOCK | 1 | $1 | dollars as filed | |
| TRANSFINANCIAL HOLDINGS INC | 89365P106 | COMMON STOCK | 1 | $1 | dollars as filed | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1 | $1 | dollars as filed | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1 | $1 | dollars as filed | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1 | $1 | dollars as filed | |
| DCB FINANCIAL CORP | 233075993 | COMMON STOCK | 1 | $1 | dollars as filed | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| CITIZENS REPUBLIC BANCORP INC | 174420109 | COMMON STOCK | 1 | $1 | dollars as filed | |
| GLOBALSTAR INC | 378973AA9 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| FIBERTOWER CORP | 31567RAC4 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| FIRST BANC GROUP OHIO INC | 318657103 | COMMON STOCK | 1 | $1 | dollars as filed | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1 | $1 | dollars as filed | |
| PREMIER INDUSTRIAL CORP | 740512306 | COMMON STOCK | 1 | $1 | dollars as filed | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1 | $1 | dollars as filed | |
| TRITON GROUP LTD NEW | 896757101 | COMMON STOCK | 1 | $1 | dollars as filed | |
| TRITON GROUP LTD NEW | 896757119 | COMMON STOCK | 1 | $1 | dollars as filed | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1 | $1 | dollars as filed | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 1 | $1 | dollars as filed | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 1 | $1 | dollars as filed | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1 | $1 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 1 | $1 | dollars as filed | |
| UBS AG | H8928X127 | COMMON STOCK | 1 | $1 | dollars as filed | |
| UBS AG | H8929J150 | COMMON STOCK | 1 | $1 | dollars as filed | |
| RAYONIER FRAC CUSIP FOR ORIGINAL | HFE907109 | COMMON STOCK | 1 | $1 | dollars as filed | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1 | $1 | dollars as filed | |
| MCG CAPITAL CORP | 58047P206 | COMMON STOCK | 1 | $1 | dollars as filed | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1 | $1 | dollars as filed | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| JOHN PHILLIP TUBA CORP | 478037104 | COMMON STOCK | 1 | $1 | dollars as filed | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1 | $1 | dollars as filed | |
| OWENS CORNING FIBERGLAS CORP | 690734116 | COMMON STOCK | 1 | $1 | dollars as filed | |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| PACIFIC GAS & ELEC CO | 694308644 | COMMON STOCK | 1 | $1 | dollars as filed | |
| PACIFIC LIGHTING CORP | 694478108 | COMMON STOCK | 1 | $1 | dollars as filed | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 1 | $1 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1 | $1 | dollars as filed | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1 | $1 | dollars as filed | |
| HILLSHIRE BRANDS CO | 803111970 | COMMON STOCK | 1 | $1 | dollars as filed | |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| SYSTEM CTRLS INC | 871833117 | COMMON STOCK | 1 | $1 | dollars as filed | |
| EQUITY COMMON WEALTH FRACTIONAL | CKE628105 | COMMON STOCK | 1 | $1 | dollars as filed | |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 1 | $1 | dollars as filed | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1 | $1 | dollars as filed | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| PARALLEL PETROLEUM CORP | 699157103 | COMMON STOCK | 1 | $1 | dollars as filed | |
| SCHEID VINEYARDS INC | 806403200 | COMMON STOCK | 1 | $1 | dollars as filed | |
| RAYTEL MEDICAL CORP | 755107109 | COMMON STOCK | 1 | $1 | dollars as filed | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 1 | $1 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1 | $1 | dollars as filed | |
| VISTEON CORP | 92839U107 | COMMON STOCK | 1 | $1 | dollars as filed | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| WACHOVIA CORPORATION | 929990372 | COMMON STOCK | 1 | $1 | dollars as filed | |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 1 | $1 | dollars as filed | |
| AMERICAN COMMUNITY NEWSPAPER | 02520T103 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ANDROMEDA CAPITAL CORP | 03452R107 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ANDROMEDA CAPITAL CORP | 03452R115 | COMMON STOCK | 1 | $1 | dollars as filed | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ZVZZT | 0ZVZZT886 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1 | $1 | dollars as filed | |
| DUCK BOOK COMMUNICATIONS LTD | 26411E107 | COMMON STOCK | 1 | $1 | dollars as filed | |
| COLUMBUS MOTOR CAR COMPANY INC | 197997109 | COMMON STOCK | 1 | $1 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 1 | $1 | dollars as filed | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1 | $1 | dollars as filed | |
| AAR CORP | 000361AH8 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| ACM | 000912980 | COMMON STOCK | 1 | $1 | dollars as filed | |
| CPC INTL INC | 126149103 | COMMON STOCK | 1 | $1 | dollars as filed | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1 | $1 | dollars as filed | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1 | $1 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1 | $1 | dollars as filed | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| DYNEGY INC | 26817G102 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1 | $1 | dollars as filed | |
| E TRADE FINANCIAL CORPORATION | 269246104 | COMMON STOCK | 1 | $1 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1 | $1 | dollars as filed | |
| HEADWATERS INC | 42210PAD4 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 1 | $1 | dollars as filed | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 1 | $1 | dollars as filed | |
| MINDSPEED TECHNOLOGIES | 602682106 | COMMON STOCK | 1 | $1 | dollars as filed | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1 | $1 | dollars as filed | |
| SERVICES ACQUISITION CORP | 817628100 | COMMON STOCK | 1 | $1 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ROOT INC | 77664L108 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ROSES STORES INC | 777764994 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 1 | $1 | dollars as filed | principal |
| ROYCE | 780910931 | COMMON STOCK | 1 | $1 | dollars as filed | |
| ROYCE | 780910964 | COMMON STOCK | 1 | $1 | dollars as filed | |
| MARRIOTT INTL FRAC CUSIP FROM | FHB903208 | COMMON STOCK | 5,456 | $1 | dollars as filed | |
| WASHINGTON MUT INC | 939322103 | COM | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ENRON CORP | 293561106 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WORLDCOM INC GA NEW | 98157D106 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FISKER INC | 33813J106 | CL A COM STK | 2,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 8 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000049205-26-000004 | this filing | 2026-05-15 | acceptance time not in the bulk data set |